Skip to main content
Top
Published in: Strahlentherapie und Onkologie 4/2019

Open Access 01-04-2019 | Bronchoscopy | Case Study

Radiochemotherapy combined with NK cell transfer followed by second-line PD-1 inhibition in a patient with NSCLC stage IIIb inducing long-term tumor control: a case study

Authors: Konrad Kokowski, Stefan Stangl, Sophie Seier, Martin Hildebrandt, Peter Vaupel, Gabriele Multhoff

Published in: Strahlentherapie und Onkologie | Issue 4/2019

Login to get access

Abstract

Background

Membrane heat shock protein 70 (mHsp70) is indicative of high-risk tumors and serves as a tumor-specific target for natural killer (NK) cells stimulated with Hsp70 peptide (TKD) and Interleukin(IL)-2. Radiochemotherapy (RCT), mHsp70-targeting NK cells, and programmed death(PD)-1 inhibition were combined to improve the efficacy of tumor-specific immune cells in a non-small cell lung carcinoma (NSCLC) patient.

Patient

Following simultaneous RCT (64.8 Gy), a patient with inoperable NSCLC (cT4, cN3, cM0, stage IIIb) was treated with 4 cycles of autologous ex vivo TKD/IL-2-activated NK cells and the PD-1 antibody nivolumab as a second-line therapy. Blood samples were taken for immunophenotyping during the course of therapy.

Results

Adoptive transfer of ex vivo TKD/IL-2-activated NK cells after RCT combined with PD-1 blockade is well tolerated and results in superior overall survival (OS). No viable tumor cells but a massive immune cell infiltration in fibrotic tissue was detected after therapy. Neither tumor progression nor distant metastases were detectable by CT scanning 33 months after diagnosis. Therapy response was associated with significantly increased CD3/NKG2D+/CD94+ NK cell counts, elevated CD8+ to CD4+ T cell and CD3/CD56bright to CD3/CD56dim NK cell ratios, and significantly reduced regulatory T cells (Tregs) in the peripheral blood.

Conclusion

A combined therapy consisting of RCT, mHsp70-targeting NK cells, and PD-1 antibody inhibition is well tolerated, induces anti-tumor immunity, and results in long-term tumor control in one patient with advanced NSCLC. Further, randomized studies are necessary to confirm the efficacy of this combination therapy.
Literature
1.
go back to reference Stangl S, Gehrmann M, Riegger J et al (2011) Targeting membrane heat-shock protein 70 (Hsp70) on tumors by cmHsp70.1 antibody. Proc Natl Acad Sci USA 108:733–738CrossRefPubMed Stangl S, Gehrmann M, Riegger J et al (2011) Targeting membrane heat-shock protein 70 (Hsp70) on tumors by cmHsp70.1 antibody. Proc Natl Acad Sci USA 108:733–738CrossRefPubMed
2.
go back to reference Ferlay J, Shin HR, Bray F et al (2010) Estimates of worldwide burden of cancer in 2008: GLOBOCAN 2008. Int J Cancer 127:2893–2917CrossRefPubMed Ferlay J, Shin HR, Bray F et al (2010) Estimates of worldwide burden of cancer in 2008: GLOBOCAN 2008. Int J Cancer 127:2893–2917CrossRefPubMed
3.
go back to reference Oberije C, De Ruysscher D, Houben R et al (2015) A validated prediction model for overall survival from stage III non-small cell lung cancer: toward survival prediction for individual patients. Int J Radiat Oncol Biol Phys 92:935–944CrossRefPubMedPubMedCentral Oberije C, De Ruysscher D, Houben R et al (2015) A validated prediction model for overall survival from stage III non-small cell lung cancer: toward survival prediction for individual patients. Int J Radiat Oncol Biol Phys 92:935–944CrossRefPubMedPubMedCentral
4.
go back to reference Ahn JS, Ahn YC, Kim JH et al (2015) Multinational randomized phase III trial with or without consolidation chemotherapy using docetaxel and cisplatin after concurrent chemoradiation in inoperable stage III NSCLC: KCSG-LU05-04. J Clin Oncol 33:2660–2666CrossRefPubMed Ahn JS, Ahn YC, Kim JH et al (2015) Multinational randomized phase III trial with or without consolidation chemotherapy using docetaxel and cisplatin after concurrent chemoradiation in inoperable stage III NSCLC: KCSG-LU05-04. J Clin Oncol 33:2660–2666CrossRefPubMed
5.
go back to reference Huber RM, Flentje M, Schmidt M et al (2006) Simultaneous chemoradiotherapy compared with radioptherapy alone after induction chemotherapy in inoperable stage IIIA or stage IIIB NSCLC: study CTRT99/97 by the bronchial carcinoma therapy group. J Clin Oncol 24:4397–4404CrossRefPubMed Huber RM, Flentje M, Schmidt M et al (2006) Simultaneous chemoradiotherapy compared with radioptherapy alone after induction chemotherapy in inoperable stage IIIA or stage IIIB NSCLC: study CTRT99/97 by the bronchial carcinoma therapy group. J Clin Oncol 24:4397–4404CrossRefPubMed
6.
go back to reference Vaupel P, Multhoff G (2016) Adenosine can thwart antitumor immune responses elicited by radiotherapy: therapeutic strategies alleviating protumor ADO activities. Strahlenther Onkol 192:279–287CrossRefPubMed Vaupel P, Multhoff G (2016) Adenosine can thwart antitumor immune responses elicited by radiotherapy: therapeutic strategies alleviating protumor ADO activities. Strahlenther Onkol 192:279–287CrossRefPubMed
8.
go back to reference Schreiber RD, Old LJ, Smyth MJ (2011) Cancer immunoediting: integrating immunity’s roles in cancer suppression and promotion. Science 331:1565–1570CrossRefPubMed Schreiber RD, Old LJ, Smyth MJ (2011) Cancer immunoediting: integrating immunity’s roles in cancer suppression and promotion. Science 331:1565–1570CrossRefPubMed
10.
go back to reference Antonia SJ, Villegas A, Daniel D et al (2017) Durvalumab after chemoradiotherapy in stage III NSCLC. New Engl J Med 377:1919–1929CrossRefPubMed Antonia SJ, Villegas A, Daniel D et al (2017) Durvalumab after chemoradiotherapy in stage III NSCLC. New Engl J Med 377:1919–1929CrossRefPubMed
11.
go back to reference Rizvi NA, Hellmann MD, Snyder A et al (2015) Cancer immunology: Mutational landscape determines sensitivity to PD-1 blockade in non-small cell lung cancer. Science 348:124–128CrossRefPubMedPubMedCentral Rizvi NA, Hellmann MD, Snyder A et al (2015) Cancer immunology: Mutational landscape determines sensitivity to PD-1 blockade in non-small cell lung cancer. Science 348:124–128CrossRefPubMedPubMedCentral
13.
go back to reference Brahmer JR, Drake CG, Wollner I et al (2010) Phase I study of single-agent anti-programmed death-1 (MDX-1106) in refractory solid tumors: safety, clinical activity, pharmacodynamics, and immunologic correlates. J Clin Oncol 28:3167–3175CrossRefPubMedPubMedCentral Brahmer JR, Drake CG, Wollner I et al (2010) Phase I study of single-agent anti-programmed death-1 (MDX-1106) in refractory solid tumors: safety, clinical activity, pharmacodynamics, and immunologic correlates. J Clin Oncol 28:3167–3175CrossRefPubMedPubMedCentral
14.
go back to reference Rizvi NA, Mazieres J, Planchard D et al (2015) Activity and safety of nivolumab, an anti-PD-1 immune checkpoint inhibitor, for patients with advanced, refractory squamous non-small-cell lung cancer (checkmate 063): a phase II, single-arm trial. Lancet Oncol 16:257–265CrossRefPubMedPubMedCentral Rizvi NA, Mazieres J, Planchard D et al (2015) Activity and safety of nivolumab, an anti-PD-1 immune checkpoint inhibitor, for patients with advanced, refractory squamous non-small-cell lung cancer (checkmate 063): a phase II, single-arm trial. Lancet Oncol 16:257–265CrossRefPubMedPubMedCentral
15.
go back to reference Derer A, Spiljar M, Bäumler M et al (2016) Chemoradiation increases PD-L1 expression in certain melanoma and glioblastoma cells. Front Immunol 7:10CrossRef Derer A, Spiljar M, Bäumler M et al (2016) Chemoradiation increases PD-L1 expression in certain melanoma and glioblastoma cells. Front Immunol 7:10CrossRef
16.
17.
go back to reference Krause SW, Gastpar R, Andreesen R et al (2004) Treatment of colon and lung cancer patients with ex vivo heat shock protein 70-peptide-activated, autologous natural killer cells: A clinical phase I trial. Clin Cancer Res 10:3699–3707CrossRefPubMed Krause SW, Gastpar R, Andreesen R et al (2004) Treatment of colon and lung cancer patients with ex vivo heat shock protein 70-peptide-activated, autologous natural killer cells: A clinical phase I trial. Clin Cancer Res 10:3699–3707CrossRefPubMed
18.
go back to reference Specht HM, Ahrens N, Blankenstein C et al (2015) Heat shock protein 70 (Hsp70) peptide activated natural killer (NK) cells for the treatment of patients with non-small cell lung cancer (NSCLC) after radiochemotherapy (RCTx)—from preclinical studies to a clinical phase II trial. Front Immunol 6:162CrossRefPubMedPubMedCentral Specht HM, Ahrens N, Blankenstein C et al (2015) Heat shock protein 70 (Hsp70) peptide activated natural killer (NK) cells for the treatment of patients with non-small cell lung cancer (NSCLC) after radiochemotherapy (RCTx)—from preclinical studies to a clinical phase II trial. Front Immunol 6:162CrossRefPubMedPubMedCentral
19.
go back to reference Breuninger S, Erl J, Knape C et al (2014) Quantitative analysis of liposomal heat shock protein 70 (Hsp70) in the blood of tumor patients using an novel LipHsp70 ELISA. J Clin Cell Immunol 5:2–10CrossRef Breuninger S, Erl J, Knape C et al (2014) Quantitative analysis of liposomal heat shock protein 70 (Hsp70) in the blood of tumor patients using an novel LipHsp70 ELISA. J Clin Cell Immunol 5:2–10CrossRef
20.
go back to reference Multhoff G, Meier T, Botzler C et al (1995) Differential effects of ifosfamide on the capacity of cytotoxic T lymphocytes and natural killer cells to lyse their target cells correlate with intracellular glutathione levels. Blood 85:2124–2131PubMed Multhoff G, Meier T, Botzler C et al (1995) Differential effects of ifosfamide on the capacity of cytotoxic T lymphocytes and natural killer cells to lyse their target cells correlate with intracellular glutathione levels. Blood 85:2124–2131PubMed
21.
go back to reference Gross C, Schmidt-Wolf IG, Nagaraj S et al (2003) Heat shock protein 70-reactivity is associated with increased cell surface density of CD94/CD56 on primary natural killer cells. Cell Stress Chaperones 8:348–360CrossRefPubMedPubMedCentral Gross C, Schmidt-Wolf IG, Nagaraj S et al (2003) Heat shock protein 70-reactivity is associated with increased cell surface density of CD94/CD56 on primary natural killer cells. Cell Stress Chaperones 8:348–360CrossRefPubMedPubMedCentral
22.
go back to reference Dutz A, Troost EGC, Löck S (2018) Proton therapy not superior to IMRT in locally advanced NSCLC. Strahlenther Onkol 194:790–793CrossRefPubMed Dutz A, Troost EGC, Löck S (2018) Proton therapy not superior to IMRT in locally advanced NSCLC. Strahlenther Onkol 194:790–793CrossRefPubMed
23.
go back to reference Martin D, Rödel C, Fokas E (2018) Nivolumab for pretreated metastatic anal cancer: immune checkpoint blockade is also advised in combination with RCT. Strahlenther Onkol 194:356–357CrossRefPubMed Martin D, Rödel C, Fokas E (2018) Nivolumab for pretreated metastatic anal cancer: immune checkpoint blockade is also advised in combination with RCT. Strahlenther Onkol 194:356–357CrossRefPubMed
24.
go back to reference Rückert M, Deloch L, Fietkau R et al (2018) Immune modulatory effects of radiotherapy as basis for well-reasoned radioimmunotherapies. Strahlenther Onkol 194(6):509–519CrossRefPubMed Rückert M, Deloch L, Fietkau R et al (2018) Immune modulatory effects of radiotherapy as basis for well-reasoned radioimmunotherapies. Strahlenther Onkol 194(6):509–519CrossRefPubMed
26.
go back to reference Bayer C, Liebhardt ME, Schmid TE et al (2014) Validation of heat shock protein 70 as a tumor-specific biomarker for monitoring the outcome of radiation therapy in tumor mouse models. Int J Radiat Oncol Biol Phys 88:694–700CrossRefPubMed Bayer C, Liebhardt ME, Schmid TE et al (2014) Validation of heat shock protein 70 as a tumor-specific biomarker for monitoring the outcome of radiation therapy in tumor mouse models. Int J Radiat Oncol Biol Phys 88:694–700CrossRefPubMed
27.
go back to reference Gunther S, Ostheimer C, Stangl S et al (2015) Correlation of Hsp70 serum levels with gross tumor volume and composition of lymphocyte subpopulations in patients with squamous cell and adeno non-small cell lung cancer. Front Immunol 6:e556CrossRef Gunther S, Ostheimer C, Stangl S et al (2015) Correlation of Hsp70 serum levels with gross tumor volume and composition of lymphocyte subpopulations in patients with squamous cell and adeno non-small cell lung cancer. Front Immunol 6:e556CrossRef
28.
go back to reference Heidecke CD, Weighardt H, Feith M et al (2002) Neoadjuvant treatment of esophageal cancer: Immunosuppression following combined radiochemotherapy. Surgery 132:495–501CrossRefPubMed Heidecke CD, Weighardt H, Feith M et al (2002) Neoadjuvant treatment of esophageal cancer: Immunosuppression following combined radiochemotherapy. Surgery 132:495–501CrossRefPubMed
29.
go back to reference Demaria S, Golden EB, Formenti SC (2015) Role of local radiation therapy in cancer immunotherapy. JAMA Oncol 1:1325–1332CrossRefPubMed Demaria S, Golden EB, Formenti SC (2015) Role of local radiation therapy in cancer immunotherapy. JAMA Oncol 1:1325–1332CrossRefPubMed
30.
go back to reference Mandal R, Senbabaoglu Y, Desrichard A et al (2016) The head and neck cancer immune landscape and its immunotherapeutic implications. JCI Insight 1:e89829CrossRefPubMedPubMedCentral Mandal R, Senbabaoglu Y, Desrichard A et al (2016) The head and neck cancer immune landscape and its immunotherapeutic implications. JCI Insight 1:e89829CrossRefPubMedPubMedCentral
31.
go back to reference Bradley JD, Paulus R, Komaki R et al (2015) Standard-dose versus high-dose conformal radiotherapy with concurrent and consolidation carboplatin plus paclitaxel with or without cetuximab for patients with stage IIIA or IIIB NSCLC (RTOG0617): a randomized, two-by-two factorial phase III study. Lancet Oncol 16:187–199CrossRefPubMedPubMedCentral Bradley JD, Paulus R, Komaki R et al (2015) Standard-dose versus high-dose conformal radiotherapy with concurrent and consolidation carboplatin plus paclitaxel with or without cetuximab for patients with stage IIIA or IIIB NSCLC (RTOG0617): a randomized, two-by-two factorial phase III study. Lancet Oncol 16:187–199CrossRefPubMedPubMedCentral
32.
go back to reference Frey B, Rückert M, Deloch L et al (2017) Immunomodulation by ionizing radiation—impact for design of radio-immunotherapies and for treatment of inflammatory diseases. Immunol Rev 280:231–248CrossRefPubMed Frey B, Rückert M, Deloch L et al (2017) Immunomodulation by ionizing radiation—impact for design of radio-immunotherapies and for treatment of inflammatory diseases. Immunol Rev 280:231–248CrossRefPubMed
34.
go back to reference Wada K, Kishi N, Kanayama N et al (2018) Radiation dose escalation in accelerated hypofractionated radiotherapy for stage III NSCLC. Anticancer Res 38:5951–5958CrossRefPubMed Wada K, Kishi N, Kanayama N et al (2018) Radiation dose escalation in accelerated hypofractionated radiotherapy for stage III NSCLC. Anticancer Res 38:5951–5958CrossRefPubMed
35.
go back to reference Sage EK, Schmid TE, Sedelmayr M et al (2015) Comparative analysis of the effects of radiotherapy versus radiotherapy after adjuvant chemotherapy on the composition of lymphocyte subpopulations in breast cancer patients. Strahlenther Onkol 118:176–180 Sage EK, Schmid TE, Sedelmayr M et al (2015) Comparative analysis of the effects of radiotherapy versus radiotherapy after adjuvant chemotherapy on the composition of lymphocyte subpopulations in breast cancer patients. Strahlenther Onkol 118:176–180
36.
go back to reference Belka C, Ottinger H, Kreuzfelder E et al (1999) Impact of localized radiotherapy on blood immune cells counts and function in humans. Radiother Oncol 50:199–204CrossRefPubMed Belka C, Ottinger H, Kreuzfelder E et al (1999) Impact of localized radiotherapy on blood immune cells counts and function in humans. Radiother Oncol 50:199–204CrossRefPubMed
37.
go back to reference van Beek JJ, Gorris MA, Skold AE et al (2016) Human blood myeloid and plasmacytoid dendritic cells cross activate each other and synergize in inducing NK cell cytotoxicity. Oncoimmunology 5:e1227902CrossRefPubMedPubMedCentral van Beek JJ, Gorris MA, Skold AE et al (2016) Human blood myeloid and plasmacytoid dendritic cells cross activate each other and synergize in inducing NK cell cytotoxicity. Oncoimmunology 5:e1227902CrossRefPubMedPubMedCentral
38.
go back to reference Fecci PE, Mitchell DA, Whitesides JF et al (2006) Increased regulatory T cell fraction amidst a diminished CD4 compartment explains cellular immune defects in patients with malignant glioma. Cancer Res 66:3294–3302CrossRefPubMed Fecci PE, Mitchell DA, Whitesides JF et al (2006) Increased regulatory T cell fraction amidst a diminished CD4 compartment explains cellular immune defects in patients with malignant glioma. Cancer Res 66:3294–3302CrossRefPubMed
39.
go back to reference Teng MW, Ngiow SF, von Scheidt B et al (2010) Conditional regulatory T‑cell depletion releases adaptive immunity preventing carcinogenesis and suppressing established tumor growth. Cancer Res 70:7800–7809CrossRefPubMed Teng MW, Ngiow SF, von Scheidt B et al (2010) Conditional regulatory T‑cell depletion releases adaptive immunity preventing carcinogenesis and suppressing established tumor growth. Cancer Res 70:7800–7809CrossRefPubMed
41.
go back to reference Morvan MG, Lanier LL (2016) NK cells and cancer: you can teach innate cells new tricks. Nat Rev Cancer 16:7–19CrossRefPubMed Morvan MG, Lanier LL (2016) NK cells and cancer: you can teach innate cells new tricks. Nat Rev Cancer 16:7–19CrossRefPubMed
43.
go back to reference Pross HF, Lotzova E (1993) Role of natural killer cells in cancer. Nat Immun 12:279–292PubMed Pross HF, Lotzova E (1993) Role of natural killer cells in cancer. Nat Immun 12:279–292PubMed
44.
go back to reference Balermpas P, Rödel F, Krause M et al (2017) The PD-1/PD-L1 axis and human papilloma virus in patients with head and neck cancer after adjuvant chemoradiotherapy: A multicentre study of the German Cancer Consortium Radiation Oncology Group (DKTK-ROG). Int J Cancer 141:594–603CrossRefPubMed Balermpas P, Rödel F, Krause M et al (2017) The PD-1/PD-L1 axis and human papilloma virus in patients with head and neck cancer after adjuvant chemoradiotherapy: A multicentre study of the German Cancer Consortium Radiation Oncology Group (DKTK-ROG). Int J Cancer 141:594–603CrossRefPubMed
45.
go back to reference Wagner S, Wittekindt C, Reuschenbach M et al (2016) CD56-positive lymphocyte infiltration in relation to human papillomavirus association and prognostic significance in oropharyngeal squamous cell carcinoma. Int J Cancer 138:2263–2273CrossRefPubMed Wagner S, Wittekindt C, Reuschenbach M et al (2016) CD56-positive lymphocyte infiltration in relation to human papillomavirus association and prognostic significance in oropharyngeal squamous cell carcinoma. Int J Cancer 138:2263–2273CrossRefPubMed
46.
go back to reference Kruse PH, Matta J, Ugolini S et al (2014) Natural cytotoxicity receptors and their ligands. Immunol Cell Biol 92:221–229CrossRefPubMed Kruse PH, Matta J, Ugolini S et al (2014) Natural cytotoxicity receptors and their ligands. Immunol Cell Biol 92:221–229CrossRefPubMed
47.
go back to reference Gross C, Hansch D, Gastpar R et al (2003) Interaction of heat shock protein 70 peptide with NK cells involves the NK receptor CD94. Biol Chem 384:267–279CrossRefPubMed Gross C, Hansch D, Gastpar R et al (2003) Interaction of heat shock protein 70 peptide with NK cells involves the NK receptor CD94. Biol Chem 384:267–279CrossRefPubMed
48.
go back to reference Ariffin AB, Forde PF, Jahangeer S et al (2014) Releasing pressure in tumors: what do we know so far and where do we go from here? A review. Cancer Res 74:2655–2662CrossRefPubMed Ariffin AB, Forde PF, Jahangeer S et al (2014) Releasing pressure in tumors: what do we know so far and where do we go from here? A review. Cancer Res 74:2655–2662CrossRefPubMed
49.
go back to reference Zitvogel L, Tesniere A, Kroemer G (2006) Cancer despite immunosurveillance: immunoselection and immunosubversion. Nat Rev Immunol 6:715–727CrossRefPubMed Zitvogel L, Tesniere A, Kroemer G (2006) Cancer despite immunosurveillance: immunoselection and immunosubversion. Nat Rev Immunol 6:715–727CrossRefPubMed
50.
go back to reference Milani V, Stangl S, Issels R et al (2009) Anti-tumor activity of patient derived NK cells after cell-based immunotherapy—a case report. J Transl Med 7:50CrossRefPubMedPubMedCentral Milani V, Stangl S, Issels R et al (2009) Anti-tumor activity of patient derived NK cells after cell-based immunotherapy—a case report. J Transl Med 7:50CrossRefPubMedPubMedCentral
51.
go back to reference Martinet L, Smyth MJ (2015) Balancing natural killer cell activation through paired receptors. Nat Rev Immunol 15:243–254CrossRefPubMed Martinet L, Smyth MJ (2015) Balancing natural killer cell activation through paired receptors. Nat Rev Immunol 15:243–254CrossRefPubMed
52.
go back to reference Benson DM Jr., Bakan CE, Mishra A et al (2010) The PD-1/PD-L1 axis modulates the natural killer cell versus multiple myeloma effect: a therapeutic target for CT-011, a novel monoclonal anti-PD-1 antibody. Blood 116:2286–2294CrossRefPubMedPubMedCentral Benson DM Jr., Bakan CE, Mishra A et al (2010) The PD-1/PD-L1 axis modulates the natural killer cell versus multiple myeloma effect: a therapeutic target for CT-011, a novel monoclonal anti-PD-1 antibody. Blood 116:2286–2294CrossRefPubMedPubMedCentral
53.
go back to reference Gastpar R, Gehrmann M, Bausero MA et al (2005) Heat shock protein 70 surface-positive tumor exosomes stimulate migratory and cytolytic activity of NK cells. Cancer Res 65:5238–5247CrossRefPubMedPubMedCentral Gastpar R, Gehrmann M, Bausero MA et al (2005) Heat shock protein 70 surface-positive tumor exosomes stimulate migratory and cytolytic activity of NK cells. Cancer Res 65:5238–5247CrossRefPubMedPubMedCentral
Metadata
Title
Radiochemotherapy combined with NK cell transfer followed by second-line PD-1 inhibition in a patient with NSCLC stage IIIb inducing long-term tumor control: a case study
Authors
Konrad Kokowski
Stefan Stangl
Sophie Seier
Martin Hildebrandt
Peter Vaupel
Gabriele Multhoff
Publication date
01-04-2019
Publisher
Springer Berlin Heidelberg
Published in
Strahlentherapie und Onkologie / Issue 4/2019
Print ISSN: 0179-7158
Electronic ISSN: 1439-099X
DOI
https://doi.org/10.1007/s00066-019-01434-9

Other articles of this Issue 4/2019

Strahlentherapie und Onkologie 4/2019 Go to the issue