Skip to main content
Top
Published in: Breast Cancer Research and Treatment 1/2019

01-08-2019 | Breast Cancer | Clinical trial

Dissecting the effect of hormone receptor status in patients with HER2-positive early breast cancer: exploratory analysis from the ALTTO (BIG 2-06) randomized clinical trial

Authors: Matteo Lambertini, Christine Campbell, Richard D. Gelber, Giuseppe Viale, Ann McCullough, Florentine Hilbers, Larissa A. Korde, Olena Werner, Saranya Chumsri, Christian Jackisch, Antonio C. Wolff, Ines Vaz-Luis, Arlindo R. Ferreira, Aleix Prat, Alvaro Moreno-Aspitia, Martine Piccart, Sherene Loi, Evandro de Azambuja

Published in: Breast Cancer Research and Treatment | Issue 1/2019

Login to get access

Abstract

Purpose

Limited evidence exists on the impact of hormone receptor (HR) status to counsel HER2-positive early breast cancer patients receiving adjuvant anti-HER2 therapy.

Methods

ALTTO (BIG 2-06) was an international, intergroup, open-label, randomized phase III trial in HER2-positive early breast cancer patients randomized to receive 1 year of trastuzumab and/or lapatinib. HER2, estrogen and progesterone receptors were centrally tested for all patients. We investigated the impact of HR status on prognosis, risk of disease-free survival (DFS) events over time, patterns of first DFS events, and factors associated with risk of DFS events overall, in years 0–5 and 6–8.

Results

Out of 6273 patients included in this analysis, 3603 (57.4%) had HR-positive tumors. Median follow-up was 6.93 years. Five-year and 8-year DFS were 86% and 80% in patients with HR-positive disease, and 83% and 79% in those with HR-negative tumors, respectively. Mean annual hazards of recurrence in years 0–5 were 3% in patients with HR-positive disease and 4% in those with HR-negative tumors, while in years 6–8 they were 3% and 2%, respectively. Distribution of first DFS event in years 6–8 (P = 0.005) and type of first distant recurrence (P < 0.001) were significantly different between the two groups. Risk factors for DFS events overall, in years 0–5, and 6–8 were different in patients with HR-positive and HR-negative tumors.

Conclusions

HER2-positive early breast cancer is characterized by the presence of two diseases with distinct natural history based on HR status requiring the development of different follow-up strategies and future de-escalation and escalation clinical trials.
Appendix
Available only for authorised users
Literature
1.
go back to reference Nicolini A, Ferrari P, Duffy MJ (2018) Prognostic and predictive biomarkers in breast cancer: past, present and future. Semin Cancer Biol 52(Pt 1):56–73CrossRefPubMed Nicolini A, Ferrari P, Duffy MJ (2018) Prognostic and predictive biomarkers in breast cancer: past, present and future. Semin Cancer Biol 52(Pt 1):56–73CrossRefPubMed
2.
go back to reference Vaz-Luis I, Winer EP, Lin NU (2013) Human epidermal growth factor receptor-2-positive breast cancer: does estrogen receptor status define two distinct subtypes? Ann Oncol 24(2):283–291CrossRefPubMed Vaz-Luis I, Winer EP, Lin NU (2013) Human epidermal growth factor receptor-2-positive breast cancer: does estrogen receptor status define two distinct subtypes? Ann Oncol 24(2):283–291CrossRefPubMed
3.
go back to reference Schettini F, Buono G, Cardalesi C, Desideri I, De Placido S, Del Mastro L (2016) Hormone receptor/human epidermal growth factor receptor 2-positive breast cancer: where we are now and where we are going. Cancer Treat Rev 46:20–26CrossRefPubMed Schettini F, Buono G, Cardalesi C, Desideri I, De Placido S, Del Mastro L (2016) Hormone receptor/human epidermal growth factor receptor 2-positive breast cancer: where we are now and where we are going. Cancer Treat Rev 46:20–26CrossRefPubMed
4.
go back to reference Prat A, Perou CM (2011) Deconstructing the molecular portraits of breast cancer. Mol Oncol. 5(1):5–23CrossRefPubMed Prat A, Perou CM (2011) Deconstructing the molecular portraits of breast cancer. Mol Oncol. 5(1):5–23CrossRefPubMed
5.
go back to reference Cheang MCU, Martin M, Nielsen TO, Prat A, Voduc D, Rodriguez-Lescure A et al (2015) Defining breast cancer intrinsic subtypes by quantitative receptor expression. Oncologist 20(5):474–482CrossRefPubMedPubMedCentral Cheang MCU, Martin M, Nielsen TO, Prat A, Voduc D, Rodriguez-Lescure A et al (2015) Defining breast cancer intrinsic subtypes by quantitative receptor expression. Oncologist 20(5):474–482CrossRefPubMedPubMedCentral
6.
go back to reference Ferrari A, Vincent-Salomon A, Pivot X, Sertier A-S, Thomas E, Tonon L et al (2016) A whole-genome sequence and transcriptome perspective on HER2-positive breast cancers. Nat Commun. 7:12222CrossRefPubMedPubMedCentral Ferrari A, Vincent-Salomon A, Pivot X, Sertier A-S, Thomas E, Tonon L et al (2016) A whole-genome sequence and transcriptome perspective on HER2-positive breast cancers. Nat Commun. 7:12222CrossRefPubMedPubMedCentral
7.
go back to reference Untch M, Gelber RD, Jackisch C, Procter M, Baselga J, Bell R et al (2008) Estimating the magnitude of trastuzumab effects within patient subgroups in the HERA trial. Ann Oncol 19(6):1090–1096CrossRefPubMed Untch M, Gelber RD, Jackisch C, Procter M, Baselga J, Bell R et al (2008) Estimating the magnitude of trastuzumab effects within patient subgroups in the HERA trial. Ann Oncol 19(6):1090–1096CrossRefPubMed
8.
go back to reference Strasser-Weippl K, Horick N, Smith IE, O’Shaughnessy J, Ejlertsen B, Boyle F et al (2015) Long-term hazard of recurrence in HER2+ breast cancer patients untreated with anti-HER2 therapy. Breast Cancer Res 17:56CrossRefPubMedPubMedCentral Strasser-Weippl K, Horick N, Smith IE, O’Shaughnessy J, Ejlertsen B, Boyle F et al (2015) Long-term hazard of recurrence in HER2+ breast cancer patients untreated with anti-HER2 therapy. Breast Cancer Res 17:56CrossRefPubMedPubMedCentral
9.
go back to reference Loi S, Dafni U, Karlis D, Polydoropoulou V, Young BM, Willis S et al (2016) Effects of estrogen receptor and human epidermal growth factor receptor-2 levels on the efficacy of trastuzumab: a secondary analysis of the HERA trial. JAMA Oncol. 2(8):1040–1047CrossRefPubMed Loi S, Dafni U, Karlis D, Polydoropoulou V, Young BM, Willis S et al (2016) Effects of estrogen receptor and human epidermal growth factor receptor-2 levels on the efficacy of trastuzumab: a secondary analysis of the HERA trial. JAMA Oncol. 2(8):1040–1047CrossRefPubMed
10.
go back to reference Curigliano G, Burstein HJ, Winer PE, Gnant M, Dubsky P, Loibl S et al (2017) De-escalating and escalating treatments for early-stage breast cancer: the Gallen international expert consensus conference on the primary therapy of early breast cancer 2017. Ann Oncol 28(8):1700–1712CrossRefPubMedPubMedCentral Curigliano G, Burstein HJ, Winer PE, Gnant M, Dubsky P, Loibl S et al (2017) De-escalating and escalating treatments for early-stage breast cancer: the Gallen international expert consensus conference on the primary therapy of early breast cancer 2017. Ann Oncol 28(8):1700–1712CrossRefPubMedPubMedCentral
11.
go back to reference Denduluri N, Chavez-MacGregor M, Telli ML, Eisen A, Graff SL, Hassett MJ et al (2018) Selection of optimal adjuvant chemotherapy and targeted therapy for early breast cancer: ASCO clinical practice guideline focused update. J Clin Oncol 36(23):2433–2443CrossRefPubMed Denduluri N, Chavez-MacGregor M, Telli ML, Eisen A, Graff SL, Hassett MJ et al (2018) Selection of optimal adjuvant chemotherapy and targeted therapy for early breast cancer: ASCO clinical practice guideline focused update. J Clin Oncol 36(23):2433–2443CrossRefPubMed
12.
go back to reference Piccart-Gebhart M, Holmes E, Baselga J, de Azambuja E, Dueck AC, Viale G et al (2016) Adjuvant lapatinib and trastuzumab for early human epidermal growth factor receptor 2-positive breast cancer: results from the randomized phase iii adjuvant lapatinib and/or trastuzumab treatment optimization trial. J Clin Oncol 34(10):1034–1042CrossRefPubMed Piccart-Gebhart M, Holmes E, Baselga J, de Azambuja E, Dueck AC, Viale G et al (2016) Adjuvant lapatinib and trastuzumab for early human epidermal growth factor receptor 2-positive breast cancer: results from the randomized phase iii adjuvant lapatinib and/or trastuzumab treatment optimization trial. J Clin Oncol 34(10):1034–1042CrossRefPubMed
13.
go back to reference Moreno-Aspitia A, Holmes EM, Jackisch C, De Azambuja E, Boyle FM, Hillman DW, et al. Updated results from the phase III ALTTO trial (BIG 2-06; NCCTG (Alliance) N063D) comparing one year of anti-HER2 therapy with lapatinib alone (L), trastuzumab alone (T), their sequence (T → L) or their combination (L + T) in the adjuvant treatment of HER2-positive early breast cancer. J Clin Oncol. 2017;35(suppl; abstr 502) Moreno-Aspitia A, Holmes EM, Jackisch C, De Azambuja E, Boyle FM, Hillman DW, et al. Updated results from the phase III ALTTO trial (BIG 2-06; NCCTG (Alliance) N063D) comparing one year of anti-HER2 therapy with lapatinib alone (L), trastuzumab alone (T), their sequence (T → L) or their combination (L + T) in the adjuvant treatment of HER2-positive early breast cancer. J Clin Oncol. 2017;35(suppl; abstr 502)
14.
go back to reference Wolff AC, Hammond MEH, Schwartz JN, Hagerty KL, Allred DC, Cote RJ et al (2007) American Society of Clinical Oncology/College of American Pathologists guideline recommendations for human epidermal growth factor receptor 2 testing in breast cancer. J Clin Oncol 25(1):118–145CrossRefPubMed Wolff AC, Hammond MEH, Schwartz JN, Hagerty KL, Allred DC, Cote RJ et al (2007) American Society of Clinical Oncology/College of American Pathologists guideline recommendations for human epidermal growth factor receptor 2 testing in breast cancer. J Clin Oncol 25(1):118–145CrossRefPubMed
15.
go back to reference Metzger-Filho O, Sun Z, Viale G, Price KN, Crivellari D, Snyder RD et al (2013) Patterns of Recurrence and outcome according to breast cancer subtypes in lymph node-negative disease: results from international breast cancer study group trials VIII and IX. J Clin Oncol 31(25):3083–3090CrossRefPubMedPubMedCentral Metzger-Filho O, Sun Z, Viale G, Price KN, Crivellari D, Snyder RD et al (2013) Patterns of Recurrence and outcome according to breast cancer subtypes in lymph node-negative disease: results from international breast cancer study group trials VIII and IX. J Clin Oncol 31(25):3083–3090CrossRefPubMedPubMedCentral
16.
go back to reference Cossetti RJD, Tyldesley SK, Speers CH, Zheng Y, Gelmon KA (2015) Comparison of breast cancer recurrence and outcome patterns between patients treated from 1986 to 1992 and from 2004 to 2008. J Clin Oncol 33(1):65–73CrossRefPubMed Cossetti RJD, Tyldesley SK, Speers CH, Zheng Y, Gelmon KA (2015) Comparison of breast cancer recurrence and outcome patterns between patients treated from 1986 to 1992 and from 2004 to 2008. J Clin Oncol 33(1):65–73CrossRefPubMed
17.
go back to reference von Minckwitz G, Procter M, de Azambuja E, Zardavas D, Benyunes M, Viale G et al (2017) Adjuvant pertuzumab and trastuzumab in early HER2-Positive breast cancer. N Engl J Med 377(2):122–131CrossRef von Minckwitz G, Procter M, de Azambuja E, Zardavas D, Benyunes M, Viale G et al (2017) Adjuvant pertuzumab and trastuzumab in early HER2-Positive breast cancer. N Engl J Med 377(2):122–131CrossRef
18.
go back to reference Martin M, Holmes FA, Ejlertsen B, Delaloge S, Moy B, Iwata H et al (2017) Neratinib after trastuzumab-based adjuvant therapy in HER2-positive breast cancer (ExteNET): 5-year analysis of a randomised, double-blind, placebo-controlled, phase 3 trial. Lancet Oncol. 18(12):1688–1700CrossRefPubMed Martin M, Holmes FA, Ejlertsen B, Delaloge S, Moy B, Iwata H et al (2017) Neratinib after trastuzumab-based adjuvant therapy in HER2-positive breast cancer (ExteNET): 5-year analysis of a randomised, double-blind, placebo-controlled, phase 3 trial. Lancet Oncol. 18(12):1688–1700CrossRefPubMed
19.
go back to reference Giuliano M, Hu H, Wang Y-C, Fu X, Nardone A, Herrera S et al (2015) Upregulation of ER signaling as an adaptive mechanism of cell survival in HER2-positive breast tumors treated with anti-HER2 therapy. Clin Cancer Res 21(17):3995–4003CrossRefPubMedPubMedCentral Giuliano M, Hu H, Wang Y-C, Fu X, Nardone A, Herrera S et al (2015) Upregulation of ER signaling as an adaptive mechanism of cell survival in HER2-positive breast tumors treated with anti-HER2 therapy. Clin Cancer Res 21(17):3995–4003CrossRefPubMedPubMedCentral
20.
go back to reference Park YH, Lee S, Cho EY, Choi YL, Lee JE, Nam SJ et al (2010) Patterns of relapse and metastatic spread in HER2-overexpressing breast cancer according to estrogen receptor status. Cancer Chemother Pharmacol 66(3):507–516CrossRefPubMed Park YH, Lee S, Cho EY, Choi YL, Lee JE, Nam SJ et al (2010) Patterns of relapse and metastatic spread in HER2-overexpressing breast cancer according to estrogen receptor status. Cancer Chemother Pharmacol 66(3):507–516CrossRefPubMed
21.
go back to reference Kennecke H, Yerushalmi R, Woods R, Cheang MCU, Voduc D, Speers CH et al (2010) Metastatic behavior of breast cancer subtypes. J Clin Oncol 28(20):3271–3277CrossRefPubMed Kennecke H, Yerushalmi R, Woods R, Cheang MCU, Voduc D, Speers CH et al (2010) Metastatic behavior of breast cancer subtypes. J Clin Oncol 28(20):3271–3277CrossRefPubMed
22.
go back to reference Vaz-Luis I, Ottesen RA, Hughes ME, Marcom PK, Moy B, Rugo HS et al (2012) Impact of hormone receptor status on patterns of recurrence and clinical outcomes among patients with human epidermal growth factor-2-positive breast cancer in the National Comprehensive Cancer Network: a prospective cohort study. Breast Cancer Res 14(5):R129CrossRefPubMedPubMedCentral Vaz-Luis I, Ottesen RA, Hughes ME, Marcom PK, Moy B, Rugo HS et al (2012) Impact of hormone receptor status on patterns of recurrence and clinical outcomes among patients with human epidermal growth factor-2-positive breast cancer in the National Comprehensive Cancer Network: a prospective cohort study. Breast Cancer Res 14(5):R129CrossRefPubMedPubMedCentral
23.
go back to reference Hess KR, Esteva FJ (2013) Effect of HER2 status on distant recurrence in early stage breast cancer. Breast Cancer Res Treat 137(2):449–455CrossRefPubMed Hess KR, Esteva FJ (2013) Effect of HER2 status on distant recurrence in early stage breast cancer. Breast Cancer Res Treat 137(2):449–455CrossRefPubMed
24.
go back to reference Kang Y, Siegel PM, Shu W, Drobnjak M, Kakonen SM, Cordón-Cardo C et al (2003) A multigenic program mediating breast cancer metastasis to bone. Cancer Cell 3(6):537–549CrossRefPubMed Kang Y, Siegel PM, Shu W, Drobnjak M, Kakonen SM, Cordón-Cardo C et al (2003) A multigenic program mediating breast cancer metastasis to bone. Cancer Cell 3(6):537–549CrossRefPubMed
25.
26.
go back to reference Bos PD, Zhang XHF, Nadal C, Shu W, Gomis RR, Nguyen DX et al (2009) Genes that mediate breast cancer metastasis to the brain. Nature. 459(7249):1005–1009CrossRefPubMedPubMedCentral Bos PD, Zhang XHF, Nadal C, Shu W, Gomis RR, Nguyen DX et al (2009) Genes that mediate breast cancer metastasis to the brain. Nature. 459(7249):1005–1009CrossRefPubMedPubMedCentral
27.
go back to reference Klein A, Olendrowitz C, Schmutzler R, Hampl J, Schlag PM, Maass N et al (2009) Identification of brain- and bone-specific breast cancer metastasis genes. Cancer Lett 276(2):212–220CrossRefPubMed Klein A, Olendrowitz C, Schmutzler R, Hampl J, Schlag PM, Maass N et al (2009) Identification of brain- and bone-specific breast cancer metastasis genes. Cancer Lett 276(2):212–220CrossRefPubMed
28.
go back to reference Moschetti I, Cinquini M, Lambertini M, Levaggi A, Liberati A (2016) Follow-up strategies for women treated for early breast cancer. Cochrane Database Syst Rev. 5:CD001768 Moschetti I, Cinquini M, Lambertini M, Levaggi A, Liberati A (2016) Follow-up strategies for women treated for early breast cancer. Cochrane Database Syst Rev. 5:CD001768
29.
go back to reference Dood RL, Zhao Y, Armbruster SD, Coleman RL, Tworoger S, Sood AK et al (2018) Defining survivorship trajectories across patients with solid tumors: an evidence-based approach. JAMA Oncol. 4(11):1519–1526CrossRefPubMed Dood RL, Zhao Y, Armbruster SD, Coleman RL, Tworoger S, Sood AK et al (2018) Defining survivorship trajectories across patients with solid tumors: an evidence-based approach. JAMA Oncol. 4(11):1519–1526CrossRefPubMed
30.
go back to reference Yi M, Huo L, Koenig KB, Mittendorf EA, Meric-Bernstam F, Kuerer HM et al (2014) Which threshold for ER positivity? a retrospective study based on 9639 patients. Ann Oncol 25(5):1004–1011CrossRefPubMedPubMedCentral Yi M, Huo L, Koenig KB, Mittendorf EA, Meric-Bernstam F, Kuerer HM et al (2014) Which threshold for ER positivity? a retrospective study based on 9639 patients. Ann Oncol 25(5):1004–1011CrossRefPubMedPubMedCentral
31.
go back to reference Ellis MJ, Coop A, Singh B, Tao Y, Llombart-Cussac A, Jänicke F et al (2003) Letrozole inhibits tumor proliferation more effectively than tamoxifen independent of HER1/2 expression status. Cancer Res 63(19):6523–6531PubMed Ellis MJ, Coop A, Singh B, Tao Y, Llombart-Cussac A, Jänicke F et al (2003) Letrozole inhibits tumor proliferation more effectively than tamoxifen independent of HER1/2 expression status. Cancer Res 63(19):6523–6531PubMed
32.
go back to reference Francis PA, Pagani O, Fleming GF, Walley BA, Colleoni M, Láng I et al (2018) Tailoring adjuvant endocrine therapy for premenopausal breast cancer. N Engl J Med 379(2):122–137CrossRefPubMedPubMedCentral Francis PA, Pagani O, Fleming GF, Walley BA, Colleoni M, Láng I et al (2018) Tailoring adjuvant endocrine therapy for premenopausal breast cancer. N Engl J Med 379(2):122–137CrossRefPubMedPubMedCentral
33.
go back to reference Bartlett JMS, Ahmed I, Regan MM, Sestak I, Mallon EA, Dell’Orto P et al (2017) HER2 status predicts for upfront AI benefit: a TRANS-AIOG meta-analysis of 12,129 patients from ATAC, BIG 1-98 and TEAM with centrally determined HER2. Eur J Cancer 79:129–138CrossRefPubMed Bartlett JMS, Ahmed I, Regan MM, Sestak I, Mallon EA, Dell’Orto P et al (2017) HER2 status predicts for upfront AI benefit: a TRANS-AIOG meta-analysis of 12,129 patients from ATAC, BIG 1-98 and TEAM with centrally determined HER2. Eur J Cancer 79:129–138CrossRefPubMed
34.
go back to reference Biganzoli E, Desmedt C, Fornili M, de Azambuja E, Cornez N, Ries F et al (2017) Recurrence dynamics of breast cancer according to baseline body mass index. Eur J Cancer 87:10–20CrossRefPubMed Biganzoli E, Desmedt C, Fornili M, de Azambuja E, Cornez N, Ries F et al (2017) Recurrence dynamics of breast cancer according to baseline body mass index. Eur J Cancer 87:10–20CrossRefPubMed
35.
go back to reference Hayes DF, Thor AD, Dressler LG, Weaver D, Edgerton S, Cowan D et al (2007) HER2 and response to paclitaxel in node-positive breast cancer. N Engl J Med 357(15):1496–1506CrossRefPubMed Hayes DF, Thor AD, Dressler LG, Weaver D, Edgerton S, Cowan D et al (2007) HER2 and response to paclitaxel in node-positive breast cancer. N Engl J Med 357(15):1496–1506CrossRefPubMed
Metadata
Title
Dissecting the effect of hormone receptor status in patients with HER2-positive early breast cancer: exploratory analysis from the ALTTO (BIG 2-06) randomized clinical trial
Authors
Matteo Lambertini
Christine Campbell
Richard D. Gelber
Giuseppe Viale
Ann McCullough
Florentine Hilbers
Larissa A. Korde
Olena Werner
Saranya Chumsri
Christian Jackisch
Antonio C. Wolff
Ines Vaz-Luis
Arlindo R. Ferreira
Aleix Prat
Alvaro Moreno-Aspitia
Martine Piccart
Sherene Loi
Evandro de Azambuja
Publication date
01-08-2019
Publisher
Springer US
Published in
Breast Cancer Research and Treatment / Issue 1/2019
Print ISSN: 0167-6806
Electronic ISSN: 1573-7217
DOI
https://doi.org/10.1007/s10549-019-05284-y

Other articles of this Issue 1/2019

Breast Cancer Research and Treatment 1/2019 Go to the issue
Webinar | 19-02-2024 | 17:30 (CET)

Keynote webinar | Spotlight on antibody–drug conjugates in cancer

Antibody–drug conjugates (ADCs) are novel agents that have shown promise across multiple tumor types. Explore the current landscape of ADCs in breast and lung cancer with our experts, and gain insights into the mechanism of action, key clinical trials data, existing challenges, and future directions.

Dr. Véronique Diéras
Prof. Fabrice Barlesi
Developed by: Springer Medicine