Skip to main content
Top
Published in: Sleep and Breathing 4/2020

01-12-2020 | Sleep Apnea | Pediatrics • Original Article

Sleep apnea diagnosis in children using software-generated apnea-hypopnea index (AHI) derived from data recorded with a single photoplethysmogram sensor (PPG)

Results from the Childhood Adenotonsillectomy Study (CHAT) based on cardiopulmonary coupling analysis

Authors: Hugi Hilmisson, Stephen Berman, Solveig Magnusdottir

Published in: Sleep and Breathing | Issue 4/2020

Login to get access

Abstract

Objective

Sleep quality is vital for healthy development in children. Sleep disorders are prevalent and negatively affect sleep quality. Early identification and appropriate intervention can improve children’s health and quality of life. The current reference standard, polysomnography (PSG) has limitations regarding availability, cost, and access and may not replicate normal sleep patterns in the home. Simple, accurate sleep tests, available for repeated testing should be beneficial in management of sleep disorders.

Method

Secondary analysis of PSG data from the prospective multicenter Childhood Adenotonsillectomy Trial (CHAT) to evaluate FDA-cleared cloud-based software (Software-as-a-Medical-Device), which is based on analysis of photoplethysmogram data (PPG; plethysmogram-signal (PLETH) and oxygen saturation data (SpO2)), to automatically generate a novel apnea-hypopnea index (sAHI). sAHI is compared to manually scored AHI from PSG.

Results

Significant correlation is observed comparing the software-generated sAHI and manually derived AHI from the in-laboratory PSG-studies (Pearson correlation = 0.954, p < 0.0001) and receiver operating characteristics (ROC) demonstrate strong agreement in all OSA categories (mild, moderate, severe) 91.4%[CI95%89.5, 93.4]; 96.7%[CI95%95.4, 97.9]; 98.6%[CI95%97.8, 99.4], sensitivities 95.4%[CI95%93.2, 97.0]; 86.5%[CI95%80.3, 91.3]; 88.4%[CI95%78.4, 94.9] and specificities 84.4%[CI95%79.7, 88.4]; 99.2%[CI95%98.2, 99.7]; 99.6%[CI95%98.8, 99.9], respectively.

Conclusion

sAHI is comparable to manual scoring of AHI from in-laboratory PSG studies and effective to rule-in and rule-out obstructive sleep apnea (OSA) in all disease categories, providing safe and convenient approach for diagnosis and management of OSA in children. The data is recorded with a single-sensor, making the method suitable for multi-night testing in the child’s home at considerably lower cost. This technology provides a simple tool to adhere to guidelines for diagnosis and management of OSA in children.

Clinical trial registration name and number

Childhood Adenotonsillectomy Study for Children with OSA (CHAT) https://​clinicaltrials.​gov/​ct2/​show/​NCT00560859
Appendix
Available only for authorised users
Literature
2.
go back to reference Marcus CL, Brooks LJ, Draper KA, Gozal D, Halbower AC, Jones J, Schechter JM, Sheldon SH, Spruyt K, Ward SD, Lehmann C, Shiffman RN (2012) American Academy of Pediatrics. Clinical practice guideline: diagnosis and management of childhood obstructive sleep apnea syndrome. Pedatrics 130(3):e714–e755CrossRef Marcus CL, Brooks LJ, Draper KA, Gozal D, Halbower AC, Jones J, Schechter JM, Sheldon SH, Spruyt K, Ward SD, Lehmann C, Shiffman RN (2012) American Academy of Pediatrics. Clinical practice guideline: diagnosis and management of childhood obstructive sleep apnea syndrome. Pedatrics 130(3):e714–e755CrossRef
5.
go back to reference Kaditis AG, Alonso Alvarez ML, Boudewyns A, Alexopoulos EI, Ersu R, Joosten K, Larramona H, Miano S, Narang I, Trang H, Tsaoussogiou M, Vandenbussceh N, Villa MP, Van Waardenburg D, Weber S, Verhulst S (2016) Obstructive sleep disordered breathing in 2-to 18-year-old: diagnosis and management. Eur Repir J 47(1):69–94. https://doi.org/10.1183/13993003.00385-2015CrossRef Kaditis AG, Alonso Alvarez ML, Boudewyns A, Alexopoulos EI, Ersu R, Joosten K, Larramona H, Miano S, Narang I, Trang H, Tsaoussogiou M, Vandenbussceh N, Villa MP, Van Waardenburg D, Weber S, Verhulst S (2016) Obstructive sleep disordered breathing in 2-to 18-year-old: diagnosis and management. Eur Repir J 47(1):69–94. https://​doi.​org/​10.​1183/​13993003.​00385-2015CrossRef
7.
go back to reference Goldstein NA, Post JC, Rosenfeld RM, Campbell TF (2000) Impact of tonsillectomy and adenoidectomy on child behavior. Arch Otolaryngol Head Neck Surg 126(4):494–498CrossRefPubMed Goldstein NA, Post JC, Rosenfeld RM, Campbell TF (2000) Impact of tonsillectomy and adenoidectomy on child behavior. Arch Otolaryngol Head Neck Surg 126(4):494–498CrossRefPubMed
11.
go back to reference Gozal D (1998) Sleep-disordered breathing and school performance in children. Pediatrics 102(3):616–620CrossRefPubMed Gozal D (1998) Sleep-disordered breathing and school performance in children. Pediatrics 102(3):616–620CrossRefPubMed
18.
go back to reference Miguel-Garrido M, Caverno-Redondo I, Alvarez-Bueno C, Rodriguez-Artalejo F, Moreno L, Ruiz J, Ahrens W, Martinez-Vizcaino V (2019; [online publication]) Prevalence and trends of overweight and obesity in European children from 1999 to 2016. A systematic review and meta-analysis. JAMA Pediatr. https://doi.org/10.1001/jamapediatrics.2019.2430 Miguel-Garrido M, Caverno-Redondo I, Alvarez-Bueno C, Rodriguez-Artalejo F, Moreno L, Ruiz J, Ahrens W, Martinez-Vizcaino V (2019; [online publication]) Prevalence and trends of overweight and obesity in European children from 1999 to 2016. A systematic review and meta-analysis. JAMA Pediatr. https://​doi.​org/​10.​1001/​jamapediatrics.​2019.​2430
20.
go back to reference Cullen KA, Hall MJ, Golosinskiy A (2009) Ambulatory surgery in the United States, 2006. Revised. National Center for Health Statistics, Hyattsville National health statistics report 11 Cullen KA, Hall MJ, Golosinskiy A (2009) Ambulatory surgery in the United States, 2006. Revised. National Center for Health Statistics, Hyattsville National health statistics report 11
23.
go back to reference Ravensloot M, Raaff C, Beek M, Benoist L, Beyers J, Corso R, Edenharter G, den Haan C, Heydari Azad J, Ho J, Hofauer B, Kezirian E, van Maanen J, Maes S, Mulier J, Randerath W, Vanderveken O, Verbraecken J, Vonk P, Weaver E, de Vries N (2019) Perioperative care of patients with obstructive sleep apnea undergoing upper airway surgery. A review and consensus recommendations. JAMA Otolaryngol Head Neck Surg. https://doi.org/10.1001/jamaoto.2019.1448 Ravensloot M, Raaff C, Beek M, Benoist L, Beyers J, Corso R, Edenharter G, den Haan C, Heydari Azad J, Ho J, Hofauer B, Kezirian E, van Maanen J, Maes S, Mulier J, Randerath W, Vanderveken O, Verbraecken J, Vonk P, Weaver E, de Vries N (2019) Perioperative care of patients with obstructive sleep apnea undergoing upper airway surgery. A review and consensus recommendations. JAMA Otolaryngol Head Neck Surg. https://​doi.​org/​10.​1001/​jamaoto.​2019.​1448
25.
go back to reference Mitchell RB, Archer SM, Stacey IL, Rosenfeld RM, Coles S, Finestone SA, Friedman NR, Giordano T, Hildrew DM, Kim TW, Lloyd RM, Parikh SR, Shulman ST, Walner DL, Walsh SA, Nnacheta LC (2019) Clinical practice guideline: tonsillectomy in children (update). Otolaryngol Head Neck Surg 160(1):S1–S42. https://doi.org/10.1177/0194599818801457CrossRefPubMed Mitchell RB, Archer SM, Stacey IL, Rosenfeld RM, Coles S, Finestone SA, Friedman NR, Giordano T, Hildrew DM, Kim TW, Lloyd RM, Parikh SR, Shulman ST, Walner DL, Walsh SA, Nnacheta LC (2019) Clinical practice guideline: tonsillectomy in children (update). Otolaryngol Head Neck Surg 160(1):S1–S42. https://​doi.​org/​10.​1177/​0194599818801457​CrossRefPubMed
30.
go back to reference Toon E, Davey JM, Hollis SL, Nixon GM, Horne RS, Biggs SN (2016) Comparison of commercial wrist-based and smartphone accelerometers, actigraphy, and PSG in a clinical cohort of children and adolescents. J Clin Sleep Med 12(3):343–350CrossRefPubMedPubMedCentral Toon E, Davey JM, Hollis SL, Nixon GM, Horne RS, Biggs SN (2016) Comparison of commercial wrist-based and smartphone accelerometers, actigraphy, and PSG in a clinical cohort of children and adolescents. J Clin Sleep Med 12(3):343–350CrossRefPubMedPubMedCentral
36.
go back to reference Thomas RJ (2016) Cardiopulmonary coupling sleep spectrograms. In: Kryger MH, Thomas R, Dement WC (eds) Principles and practice of sleep medicine, 6th edn. Elsevier, Inc., Philadelphia, pp 1615–1623 Thomas RJ (2016) Cardiopulmonary coupling sleep spectrograms. In: Kryger MH, Thomas R, Dement WC (eds) Principles and practice of sleep medicine, 6th edn. Elsevier, Inc., Philadelphia, pp 1615–1623
40.
go back to reference Thomas RJ, Mietus JE, Peng CK, Gilmartin G, Daly RW, Goldberger AL, Gottlieb DJ (2007) Differentiating obstructive from central and complex sleep apnea using an automated electrocardiogram-based method. Sleep 30(12):1756–1769CrossRefPubMedPubMedCentral Thomas RJ, Mietus JE, Peng CK, Gilmartin G, Daly RW, Goldberger AL, Gottlieb DJ (2007) Differentiating obstructive from central and complex sleep apnea using an automated electrocardiogram-based method. Sleep 30(12):1756–1769CrossRefPubMedPubMedCentral
48.
go back to reference Redline S, Amin R, Beebe D, Chervin RD, Garetz SL, Giordani B, Marcus CL, Moore RH, Rosen CL, Arens R, Gozal D, Katz ES, Mitchell RB, Muzumdar H, Taylor HG, Thomas N, Ellenberg S (2011) The Childhood Adenotonsillectomy Trial (CHAT): rationale, design and challenges of a randomized controlled trial evaluating a standard surgical procedure in a pediatric population. Sleep 34(11):1509–1517. https://doi.org/10.5665/sleep.1388CrossRefPubMedPubMedCentral Redline S, Amin R, Beebe D, Chervin RD, Garetz SL, Giordani B, Marcus CL, Moore RH, Rosen CL, Arens R, Gozal D, Katz ES, Mitchell RB, Muzumdar H, Taylor HG, Thomas N, Ellenberg S (2011) The Childhood Adenotonsillectomy Trial (CHAT): rationale, design and challenges of a randomized controlled trial evaluating a standard surgical procedure in a pediatric population. Sleep 34(11):1509–1517. https://​doi.​org/​10.​5665/​sleep.​1388CrossRefPubMedPubMedCentral
49.
go back to reference Marcus CL, Moore RH, Rosen CL, Giodani B, Garetz SL, Taylor HG, Mitchell RB, Amin R, Katz ES, Arens R, Paruthi S, Muzumdar H, Gozal D, Thomas NH, Ware J, Beebe D, Snyder K, Elden L, Sprecher RC, Willging P, Jones D, Bent JP, Hoban T, Chervin RD, Ellenberg SS, Redlin S (2013) A randomized trial of adenotonsillectomy for childhood sleep apnea. N Engl J Med 368(25):2366–2376. https://doi.org/10.1056/NEJMoa1215881CrossRefPubMedPubMedCentral Marcus CL, Moore RH, Rosen CL, Giodani B, Garetz SL, Taylor HG, Mitchell RB, Amin R, Katz ES, Arens R, Paruthi S, Muzumdar H, Gozal D, Thomas NH, Ware J, Beebe D, Snyder K, Elden L, Sprecher RC, Willging P, Jones D, Bent JP, Hoban T, Chervin RD, Ellenberg SS, Redlin S (2013) A randomized trial of adenotonsillectomy for childhood sleep apnea. N Engl J Med 368(25):2366–2376. https://​doi.​org/​10.​1056/​NEJMoa1215881CrossRefPubMedPubMedCentral
50.
go back to reference Berry R, Budhiraja R, Gottlieb D, Gozal D, Iber C, Kapur V, Marcus C, Mehra R, Parthasarathy S, Quan S, Redline S, Strohl K, Davidson Ward S, Tangredi M (2012) American Academy of Sleep Medicine. Rules for scoring respiratory events in sleep: update of the AASM manual for the scoring of sleep and associated events. J Clin Sleep Med 8(5):597–619. https://doi.org/10.5664/jcsm.2172CrossRefPubMedPubMedCentral Berry R, Budhiraja R, Gottlieb D, Gozal D, Iber C, Kapur V, Marcus C, Mehra R, Parthasarathy S, Quan S, Redline S, Strohl K, Davidson Ward S, Tangredi M (2012) American Academy of Sleep Medicine. Rules for scoring respiratory events in sleep: update of the AASM manual for the scoring of sleep and associated events. J Clin Sleep Med 8(5):597–619. https://​doi.​org/​10.​5664/​jcsm.​2172CrossRefPubMedPubMedCentral
52.
go back to reference Bland JM, Altman DG (1986) Statistical methods for assessing agreement between two methods for clinical measurement. Lancet 1:307–310CrossRefPubMed Bland JM, Altman DG (1986) Statistical methods for assessing agreement between two methods for clinical measurement. Lancet 1:307–310CrossRefPubMed
53.
go back to reference StataCorp (2018) Stata Statistical Software: Version 15.1. College Station, TX StataCorp (2018) Stata Statistical Software: Version 15.1. College Station, TX
54.
go back to reference Bhattacharjee R, Kheirandish-Gonzal L, Spruyt K, Mitchell RB, Promchiarak J, Simakajornboon N, Kaditis AG, Splaingard D, Splaingard M, Brooks LJ, Marcus CL, Sin S, Arens R, Verhulst SL, Gozal D (2010) Adenotonsillectomy outcomes in treatment of obstructive sleep apnea in children: a multicenter retrospective study. Am J Respir Crit Care Med 182(5):676–683. https://doi.org/10.1164/rccm.200912-193OCCrossRefPubMed Bhattacharjee R, Kheirandish-Gonzal L, Spruyt K, Mitchell RB, Promchiarak J, Simakajornboon N, Kaditis AG, Splaingard D, Splaingard M, Brooks LJ, Marcus CL, Sin S, Arens R, Verhulst SL, Gozal D (2010) Adenotonsillectomy outcomes in treatment of obstructive sleep apnea in children: a multicenter retrospective study. Am J Respir Crit Care Med 182(5):676–683. https://​doi.​org/​10.​1164/​rccm.​200912-193OCCrossRefPubMed
Metadata
Title
Sleep apnea diagnosis in children using software-generated apnea-hypopnea index (AHI) derived from data recorded with a single photoplethysmogram sensor (PPG)
Results from the Childhood Adenotonsillectomy Study (CHAT) based on cardiopulmonary coupling analysis
Authors
Hugi Hilmisson
Stephen Berman
Solveig Magnusdottir
Publication date
01-12-2020
Publisher
Springer International Publishing
Published in
Sleep and Breathing / Issue 4/2020
Print ISSN: 1520-9512
Electronic ISSN: 1522-1709
DOI
https://doi.org/10.1007/s11325-020-02049-6

Other articles of this Issue 4/2020

Sleep and Breathing 4/2020 Go to the issue

Sleep Breathing Physiology and Disorders • Original Article

Evening sock marks as an adjunct to the clinical prediction of obstructive sleep apnea

Sleep Breathing Physiology and Disorders • Original Article

Clinical characteristics of sleep disorders in patients with vestibular migraine

Sleep Breathing Physiology and Disorders • Original Article

Refining screening questionnaires for prediction of sleep apnea severity in children

Sleep Breathing Physiology and Disorders • Original Article

Increased platelet activation in sleep apnea subjects with intermittent hypoxemia