Skip to main content
Top
Published in: Current Neurology and Neuroscience Reports 12/2023

27-11-2023 | Vagus Nerve Stimulation

Vagus Nerve Stimulation in Ischemic Stroke

Authors: Sasan Andalib, Afshin A. Divani, Cenk Ayata, Sheharyar Baig, Ethem Murat Arsava, Mehmet Akif Topcuoglu, Eder Leonardo Cáceres, Vinay Parikh, Masoom J. Desai, Arshad Majid, Sara Girolami, Mario Di Napoli

Published in: Current Neurology and Neuroscience Reports | Issue 12/2023

Login to get access

Abstract

Purpose of Review

Vagus nerve stimulation (VNS) has emerged as a potential therapeutic approach for neurological and psychiatric disorders. In recent years, there has been increasing interest in VNS for treating ischemic stroke. This review discusses the evidence supporting VNS as a treatment option for ischemic stroke and elucidates its underlying mechanisms.

Recent Findings

Preclinical studies investigating VNS in stroke models have shown reduced infarct volumes and improved neurological deficits. Additionally, VNS has been found to reduce reperfusion injury. VNS may promote neuroprotection by reducing inflammation, enhancing cerebral blood flow, and modulating the release of neurotransmitters. Additionally, VNS may stimulate neuroplasticity, thereby facilitating post-stroke recovery.

Summary

The Food and Drug Administration has approved invasive VNS (iVNS) combined with rehabilitation for ischemic stroke patients with moderate to severe upper limb deficits. However, iVNS is not feasible in acute stroke due to its time-sensitive nature. Non-invasive VNS (nVNS) may be an alternative approach for treating ischemic stroke. While the evidence from preclinical studies and clinical trials of nVNS is promising, the mechanisms through which VNS exerts its beneficial effects on ischemic stroke are still being elucidated. Therefore, further research is needed to better understand the efficacy and underlying mechanisms of nVNS in ischemic stroke. Moreover, large-scale randomized clinical trials are necessary to determine the optimal nVNS protocols, assess its long-term effects on stroke recovery and outcomes, and identify the potential benefits of combining nVNS with other rehabilitation strategies.
Literature
7.
go back to reference • O’Reardon JP, Cristancho P, Peshek AD. Vagus nerve stimulation (VNS) and treatment of depression: to the brainstem and beyond. Psychiatry (Edgmont). 2006;3(5):54–63. This review explores VNS’s efficacy and safety, providing insights for clinicians considering it as a treatment option for severe depression. • O’Reardon JP, Cristancho P, Peshek AD. Vagus nerve stimulation (VNS) and treatment of depression: to the brainstem and beyond. Psychiatry (Edgmont). 2006;3(5):54–63. This review explores VNS’s efficacy and safety, providing insights for clinicians considering it as a treatment option for severe depression.
8.
go back to reference • Afra P, Adamolekun B, Aydemir S, Watson GDR. Evolution of the vagus nerve stimulation (VNS) therapy system technology for drug-resistant epilepsy. Front Med Technol. 2021;3:696543. https://doi.org/10.3389/fmedt.2021.696543. This review discusses the system’s evolution, device approval milestones, and compares open-loop and closed-loop generator models. It also includes battery life projections and examines stimulation mode interactions to differentiate between generator models. • Afra P, Adamolekun B, Aydemir S, Watson GDR. Evolution of the vagus nerve stimulation (VNS) therapy system technology for drug-resistant epilepsy. Front Med Technol. 2021;3:696543. https://​doi.​org/​10.​3389/​fmedt.​2021.​696543. This review discusses the system’s evolution, device approval milestones, and compares open-loop and closed-loop generator models. It also includes battery life projections and examines stimulation mode interactions to differentiate between generator models.
11.
go back to reference • Sigurdsson HP, Raw R, Hunter H, Baker MR, Taylor JP, Rochester L, et al. Noninvasive vagus nerve stimulation in Parkinson’s disease: current status and future prospects. Expert Rev Med Devices. 2021;18(10):971–84. https://doi.org/10.1080/17434440.2021.1969913. This review explores the potential of nVNS as a novel therapy for improving gait, cognitive control, and managing non-motor symptoms in PD. While early findings suggest promise in addressing gait issues in early PD, further research is needed to establish nVNS as an effective therapeutic approach in PD and related conditions. • Sigurdsson HP, Raw R, Hunter H, Baker MR, Taylor JP, Rochester L, et al. Noninvasive vagus nerve stimulation in Parkinson’s disease: current status and future prospects. Expert Rev Med Devices. 2021;18(10):971–84. https://​doi.​org/​10.​1080/​17434440.​2021.​1969913. This review explores the potential of nVNS as a novel therapy for improving gait, cognitive control, and managing non-motor symptoms in PD. While early findings suggest promise in addressing gait issues in early PD, further research is needed to establish nVNS as an effective therapeutic approach in PD and related conditions.
13.
go back to reference • Divani AA, Salazar P, Ikram HA, Taylor E, Wilson CM, Yang Y, et al. Non-invasive vagus nerve stimulation improves brain lesion volume and neurobehavioral outcomes in a rat model of traumatic brain injury. J Neurotrauma. 2023;40(13–14):1481–94. https://doi.org/10.1089/neu.2022.0153. A study assessed nVNS in a rat model of TBI. Rats were divided into control, low-dose nVNS, and high-dose nVNS groups. High-dose nVNS significantly reduced brain lesion volume, improved neurobehavioral performance, and reduced cortical volume loss compared to the control and low-dose groups. This suggests the potential of nVNS as an acute treatment for TBI with broad clinical implications. • Divani AA, Salazar P, Ikram HA, Taylor E, Wilson CM, Yang Y, et al. Non-invasive vagus nerve stimulation improves brain lesion volume and neurobehavioral outcomes in a rat model of traumatic brain injury. J Neurotrauma. 2023;40(13–14):1481–94. https://​doi.​org/​10.​1089/​neu.​2022.​0153. A study assessed nVNS in a rat model of TBI. Rats were divided into control, low-dose nVNS, and high-dose nVNS groups. High-dose nVNS significantly reduced brain lesion volume, improved neurobehavioral performance, and reduced cortical volume loss compared to the control and low-dose groups. This suggests the potential of nVNS as an acute treatment for TBI with broad clinical implications.
14.
go back to reference • Yakunina N, Nam EC. Direct and transcutaneous vagus nerve stimulation for treatment of tinnitus: a scoping review. Front Neurosci. 2021;15:680590. https://doi.org/10.3389/fnins.2021.680590. This review discusses the current state of knowledge, safety, and effectiveness of both VNS and tVNS, either alone or with acoustic stimulation, in treating tinnitus in human subjects, highlighting existing limitations in the field. • Yakunina N, Nam EC. Direct and transcutaneous vagus nerve stimulation for treatment of tinnitus: a scoping review. Front Neurosci. 2021;15:680590. https://​doi.​org/​10.​3389/​fnins.​2021.​680590. This review discusses the current state of knowledge, safety, and effectiveness of both VNS and tVNS, either alone or with acoustic stimulation, in treating tinnitus in human subjects, highlighting existing limitations in the field.
16.
go back to reference • Hasan MY, Siran R, Mahadi MK. The effects of vagus nerve stimulation on animal models of stroke-induced injury: a systematic review. Biology (Basel). 2023;12(4):555. https://doi.org/10.3390/biology12040555. VNS shows potential in improving neurological scores, reducing infarct volume, and influencing various cellular processes. • Hasan MY, Siran R, Mahadi MK. The effects of vagus nerve stimulation on animal models of stroke-induced injury: a systematic review. Biology (Basel). 2023;12(4):555. https://​doi.​org/​10.​3390/​biology12040555VNS shows potential in improving neurological scores, reducing infarct volume, and influencing various cellular processes.
17.
go back to reference Mwamburi M, Liebler EJ, Tenaglia AT. Review of non-invasive vagus nerve stimulation (gammaCore): efficacy, safety, potential impact on comorbidities, and economic burden for episodic and chronic cluster headache. Am J Manag Care. 2017;23(17 Suppl):S317–25.PubMed Mwamburi M, Liebler EJ, Tenaglia AT. Review of non-invasive vagus nerve stimulation (gammaCore): efficacy, safety, potential impact on comorbidities, and economic burden for episodic and chronic cluster headache. Am J Manag Care. 2017;23(17 Suppl):S317–25.PubMed
27.
go back to reference •• Dawson J, Pierce D, Dixit A, Kimberley TJ, Robertson M, Tarver B, et al. Safety, feasibility, and efficacy of vagus nerve stimulation paired with upper-limb rehabilitation after ischemic stroke. Stroke. 2016;47(1):143–50. https://doi.org/10.1161/strokeaha.115.010477. A clinical pilot study involving participants with moderate to severe upper-limb impairment after ischemic stroke explored the safety and feasibility of VNS paired with rehabilitation. The VNS group experienced minor side effects, and the study found that VNS paired with rehabilitation showed a significant improvement in upper-limb function compared to rehabilitation alone in the per-protocol analysis. •• Dawson J, Pierce D, Dixit A, Kimberley TJ, Robertson M, Tarver B, et al. Safety, feasibility, and efficacy of vagus nerve stimulation paired with upper-limb rehabilitation after ischemic stroke. Stroke. 2016;47(1):143–50. https://​doi.​org/​10.​1161/​strokeaha.​115.​010477. A clinical pilot study involving participants with moderate to severe upper-limb impairment after ischemic stroke explored the safety and feasibility of VNS paired with rehabilitation. The VNS group experienced minor side effects, and the study found that VNS paired with rehabilitation showed a significant improvement in upper-limb function compared to rehabilitation alone in the per-protocol analysis.
38.
go back to reference Czura CJ, Rosas-Ballina M, Tracey KJ. CHAPTER 3 - cholinergic regulation of inflammation. In: Ader R, editor. Psychoneuroimmunology. 4th ed. Burlington: Academic Press; 2007. p. 85–96.CrossRef Czura CJ, Rosas-Ballina M, Tracey KJ. CHAPTER 3 - cholinergic regulation of inflammation. In: Ader R, editor. Psychoneuroimmunology. 4th ed. Burlington: Academic Press; 2007. p. 85–96.CrossRef
41.
go back to reference • Xiang YX, Wang WX, Xue Z, Zhu L, Wang SB, Sun ZH. Electrical stimulation of the vagus nerve protects against cerebral ischemic injury through an anti-infammatory mechanism. Neural Regen Res. 2015;10(4):576–82. https://doi.org/10.4103/1673-5374.155430. VNS was tested in a rat model of focal cerebral ischemia. VNS significantly reduced infarct volume, improved neurological function, and decreased levels of inflammatory markers in the ischemic brain. This suggests that the neuroprotective effects of VNS may be linked to the inhibition of inflammation in response to cerebral ischemia. • Xiang YX, Wang WX, Xue Z, Zhu L, Wang SB, Sun ZH. Electrical stimulation of the vagus nerve protects against cerebral ischemic injury through an anti-infammatory mechanism. Neural Regen Res. 2015;10(4):576–82. https://​doi.​org/​10.​4103/​1673-5374.​155430. VNS was tested in a rat model of focal cerebral ischemia. VNS significantly reduced infarct volume, improved neurological function, and decreased levels of inflammatory markers in the ischemic brain. This suggests that the neuroprotective effects of VNS may be linked to the inhibition of inflammation in response to cerebral ischemia.
44.
go back to reference Lu XX, Hong ZQ, Tan Z, Sui MH, Zhuang ZQ, Liu HH, et al. Nicotinic acetylcholine receptor alpha7 subunit mediates vagus nerve stimulation-induced neuroprotection in acute permanent cerebral ischemia by a7nAchR/JAK2 pathway. Med Sci Monit : Int Med J Exp Clin Res. 2017;23:6072–81. https://doi.org/10.12659/msm.907628.CrossRef Lu XX, Hong ZQ, Tan Z, Sui MH, Zhuang ZQ, Liu HH, et al. Nicotinic acetylcholine receptor alpha7 subunit mediates vagus nerve stimulation-induced neuroprotection in acute permanent cerebral ischemia by a7nAchR/JAK2 pathway. Med Sci Monit : Int Med J Exp Clin Res. 2017;23:6072–81. https://​doi.​org/​10.​12659/​msm.​907628.CrossRef
45.
go back to reference Lerman I, Hauger R, Sorkin L, Proudfoot J, Davis B, Huang A, et al. Noninvasive transcutaneous vagus nerve stimulation decreases whole blood culture-derived cytokines and chemokines: a randomized, blinded, healthy control pilot trial. Neuromodulation : J Int Neuromodulation Soc. 2016;19(3):283–90. https://doi.org/10.1111/ner.12398.CrossRef Lerman I, Hauger R, Sorkin L, Proudfoot J, Davis B, Huang A, et al. Noninvasive transcutaneous vagus nerve stimulation decreases whole blood culture-derived cytokines and chemokines: a randomized, blinded, healthy control pilot trial. Neuromodulation : J Int Neuromodulation Soc. 2016;19(3):283–90. https://​doi.​org/​10.​1111/​ner.​12398.CrossRef
47.
go back to reference Jiang Y, Li L, Liu B, Zhang Y, Chen Q, Li C. PPARγ upregulation induced by vagus nerve stimulation exerts anti-inflammatory effect in cerebral ischemia/reperfusion rats. Med Sci Monit : Int Med J Exp Clin Res. 2015;21:268–75.CrossRef Jiang Y, Li L, Liu B, Zhang Y, Chen Q, Li C. PPARγ upregulation induced by vagus nerve stimulation exerts anti-inflammatory effect in cerebral ischemia/reperfusion rats. Med Sci Monit : Int Med J Exp Clin Res. 2015;21:268–75.CrossRef
57.
go back to reference •• Sun Z, Baker W, Hiraki T, Greenberg JH. The effect of right vagus nerve stimulation on focal cerebral ischemia: an experimental study in the rat. Brain Stimul. 2012;5(1):1–10. https://doi.org/10.1016/j.brs.2011.01.009. VNS was tested on rats with transient and permanent cerebral ischemia. It reduced the size of ischemic lesions in both groups, with better neurological scores in the temporary ischemia group. Notably, VNS did not significantly affect cerebral blood flow during ischemia. VNS shows potential for clinical translation as a neuroprotective treatment for stroke. •• Sun Z, Baker W, Hiraki T, Greenberg JH. The effect of right vagus nerve stimulation on focal cerebral ischemia: an experimental study in the rat. Brain Stimul. 2012;5(1):1–10. https://​doi.​org/​10.​1016/​j.​brs.​2011.​01.​009. VNS was tested on rats with transient and permanent cerebral ischemia. It reduced the size of ischemic lesions in both groups, with better neurological scores in the temporary ischemia group. Notably, VNS did not significantly affect cerebral blood flow during ischemia. VNS shows potential for clinical translation as a neuroprotective treatment for stroke.
69.
go back to reference •• Morais A, Liu TT, Qin T, Sadhegian H, Ay I, Yagmur D, et al. Vagus nerve stimulation inhibits cortical spreading depression exclusively through central mechanisms. Pain. 2020;161(7):1661–9. https://doi.org/10.1097/j.pain.0000000000001856. VNS is a promising migraine treatment, but its mechanisms are unclear. In a study with rats, invasive VNS significantly reduced cortical spreading depression (CSD) susceptibility when delivered through an intact vagus nerve, with proximal vagotomy abolishing this effect. Noninvasive VNS suppresses CSD through central afferents involving the nucleus tractus solitarius and subcortical neuromodulatory centers, which provide serotonin and norepinephrine innervation to the cortex. These findings shed light on how VNS may alleviate migraines. •• Morais A, Liu TT, Qin T, Sadhegian H, Ay I, Yagmur D, et al. Vagus nerve stimulation inhibits cortical spreading depression exclusively through central mechanisms. Pain. 2020;161(7):1661–9. https://​doi.​org/​10.​1097/​j.​pain.​0000000000001856​. VNS is a promising migraine treatment, but its mechanisms are unclear. In a study with rats, invasive VNS significantly reduced cortical spreading depression (CSD) susceptibility when delivered through an intact vagus nerve, with proximal vagotomy abolishing this effect. Noninvasive VNS suppresses CSD through central afferents involving the nucleus tractus solitarius and subcortical neuromodulatory centers, which provide serotonin and norepinephrine innervation to the cortex. These findings shed light on how VNS may alleviate migraines.
81.
go back to reference •• Dawson J, Liu CY, Francisco GE, Cramer SC, Wolf SL, Dixit A, et al. Vagus nerve stimulation paired with rehabilitation for upper limb motor function after ischaemic stroke (VNS-REHAB): a randomised, blinded, pivotal, device trial. Lancet (London, England). 2021;397(10284):1545–53. https://doi.org/10.1016/s0140-6736(21)00475-x. In a pivotal trial, VNS paired with rehabilitation was tested as a treatment for long-term arm impairment after ischemic stroke. The VNS group showed a significant increase in the FMA-UE score compared to the control group on the first day after in-clinic therapy. Ninety days after therapy, a clinically meaningful FMA-UE score response was observed in a higher percentage of VNS-treated patients. VNS paired with rehabilitation appears promising for such patients. •• Dawson J, Liu CY, Francisco GE, Cramer SC, Wolf SL, Dixit A, et al. Vagus nerve stimulation paired with rehabilitation for upper limb motor function after ischaemic stroke (VNS-REHAB): a randomised, blinded, pivotal, device trial. Lancet (London, England). 2021;397(10284):1545–53. https://​doi.​org/​10.​1016/​s0140-6736(21)00475-x. In a pivotal trial, VNS paired with rehabilitation was tested as a treatment for long-term arm impairment after ischemic stroke. The VNS group showed a significant increase in the FMA-UE score compared to the control group on the first day after in-clinic therapy. Ninety days after therapy, a clinically meaningful FMA-UE score response was observed in a higher percentage of VNS-treated patients. VNS paired with rehabilitation appears promising for such patients.
90.
go back to reference •• Murphy AJ, O’Neal AG, Cohen RA, Lamb DG, Porges EC, Bottari SA, et al. The effects of transcutaneous vagus nerve stimulation on functional connectivity within semantic and hippocampal networks in mild cognitive impairment. Neurother : J Am Soc Exp NeuroTher. 2023;20(2):419–30. https://doi.org/10.1007/s13311-022-01318-4. tVNS shows potential as a noninvasive therapeutic intervention for mild cognitive impairment (MCI) and Alzheimer’s disease (AD). In a study with 50 MCI patients, tVNS altered brain network activity related to semantic and salience functions, as well as connectivity between the hippocampus and various brain regions. These findings suggest that tVNS could be beneficial in MCI and AD populations. •• Murphy AJ, O’Neal AG, Cohen RA, Lamb DG, Porges EC, Bottari SA, et al. The effects of transcutaneous vagus nerve stimulation on functional connectivity within semantic and hippocampal networks in mild cognitive impairment. Neurother : J Am Soc Exp NeuroTher. 2023;20(2):419–30. https://​doi.​org/​10.​1007/​s13311-022-01318-4. tVNS shows potential as a noninvasive therapeutic intervention for mild cognitive impairment (MCI) and Alzheimer’s disease (AD). In a study with 50 MCI patients, tVNS altered brain network activity related to semantic and salience functions, as well as connectivity between the hippocampus and various brain regions. These findings suggest that tVNS could be beneficial in MCI and AD populations.
95.
go back to reference Lemaire M, Barnéoud P, Böhme GA, Piot O, Haun F, Roques BP, et al. CCK-A and CCK-B receptors enhance olfactory recognition via distinct neuronal pathways. Learn Mem. 1994;1(3):153–64.CrossRefPubMed Lemaire M, Barnéoud P, Böhme GA, Piot O, Haun F, Roques BP, et al. CCK-A and CCK-B receptors enhance olfactory recognition via distinct neuronal pathways. Learn Mem. 1994;1(3):153–64.CrossRefPubMed
Metadata
Title
Vagus Nerve Stimulation in Ischemic Stroke
Authors
Sasan Andalib
Afshin A. Divani
Cenk Ayata
Sheharyar Baig
Ethem Murat Arsava
Mehmet Akif Topcuoglu
Eder Leonardo Cáceres
Vinay Parikh
Masoom J. Desai
Arshad Majid
Sara Girolami
Mario Di Napoli
Publication date
27-11-2023
Publisher
Springer US
Published in
Current Neurology and Neuroscience Reports / Issue 12/2023
Print ISSN: 1528-4042
Electronic ISSN: 1534-6293
DOI
https://doi.org/10.1007/s11910-023-01323-w

Other articles of this Issue 12/2023

Current Neurology and Neuroscience Reports 12/2023 Go to the issue