Skip to main content
Top
Published in: Patient Safety in Surgery 1/2012

Open Access 01-12-2012 | Research

What can we learn from patient claims? A retrospective analysis of incidence and patterns of adverse events after orthopaedic procedures in Sweden

Authors: Annica Öhrn, Johan Elfström, Hans Tropp, Hans Rutberg

Published in: Patient Safety in Surgery | Issue 1/2012

Login to get access

Abstract

Background

Objective data on the incidence and pattern of adverse events after orthopaedic surgical procedures remain scarce, secondary to the reluctance for encompassing reporting of surgical complications. The aim of this study was to analyze the nature of adverse events after orthopaedic surgery reported to a national database for patient claims in Sweden.

Methods

In this retrospective review data from two Swedish national databases during a 4-year period were analyzed. We used the "County Councils' Mutual Insurance Company", a national no-fault insurance system for patient claims, and the "National Patient Register at the National Board of Health and Welfare".

Results

A total of 6,029 patient claims filed after orthopaedic surgery were assessed during the study period. Of those, 3,336 (55%) were determined to be adverse events, which received financial compensation. Hospital-acquired infections and sepsis were the most common causes of adverse events (n = 741; 22%). The surgical procedure that caused the highest rate of adverse events was "decompression of spinal cord and nerve roots" (code ABC**), with 168 adverse events of 17,507 hospitals discharges (1%). One in five (36 of 168; 21.4%) injured patient was seriously disabled or died.

Conclusions

We conclude that patients undergoing spinal surgery run the highest risk of being severely injured and that these patients also experienced a high degree of serious disability. The most common adverse event was related to hospital acquired infections. Claims data obtained in a no-fault system have a high potential for identifying adverse events and learning from them.
Literature
1.
go back to reference Leape LL, Brennan TA, Laird N, Lawthers AG, Localio AR, Barnes BA, Hebert L, Newhouse JP, Weiler PC, Hiatt H: The nature of adverse events in hospitalized patients. Results of the Harvard Medical Practice Study, II. N Engl J Med. 1991, 324 (6): 377-384. 10.1056/NEJM199102073240605.CrossRefPubMed Leape LL, Brennan TA, Laird N, Lawthers AG, Localio AR, Barnes BA, Hebert L, Newhouse JP, Weiler PC, Hiatt H: The nature of adverse events in hospitalized patients. Results of the Harvard Medical Practice Study, II. N Engl J Med. 1991, 324 (6): 377-384. 10.1056/NEJM199102073240605.CrossRefPubMed
2.
go back to reference Baker GR, Norton PG, Flintoft V, Blais R, Brown A, Cox J, Etchells E, Ghali WA, Hébert P, Majumdar SR, O'Beirne M, Palacios-Derflingher L, Reid RJ, Sheps S, Tamblyn R: The Canadian Adverse Events Study: the incidence of adverse events among hospital patients in Canada. CMAJ. 2004, 170 (11): 1678-1686. 10.1503/cmaj.1040498.PubMedCentralCrossRefPubMed Baker GR, Norton PG, Flintoft V, Blais R, Brown A, Cox J, Etchells E, Ghali WA, Hébert P, Majumdar SR, O'Beirne M, Palacios-Derflingher L, Reid RJ, Sheps S, Tamblyn R: The Canadian Adverse Events Study: the incidence of adverse events among hospital patients in Canada. CMAJ. 2004, 170 (11): 1678-1686. 10.1503/cmaj.1040498.PubMedCentralCrossRefPubMed
3.
go back to reference Vincent C, Neale G, Woloshynowych M: Adverse events in British hospitals: preliminary retrospective record review. BMJ. 2001, 322 (7285): 517-519. 10.1136/bmj.322.7285.517.PubMedCentralCrossRefPubMed Vincent C, Neale G, Woloshynowych M: Adverse events in British hospitals: preliminary retrospective record review. BMJ. 2001, 322 (7285): 517-519. 10.1136/bmj.322.7285.517.PubMedCentralCrossRefPubMed
4.
go back to reference Sari AB, Sheldon TA, Cracknell A, Turnbull A, Dobson Y, Grant C, Gray W, Richardson A: Extent, nature and consequences of adverse events: results of a retrospective casenote review in a large NHS hospital. Qual Saf Health Care. 2007, 16 (6): 434-439. 10.1136/qshc.2006.021154.PubMedCentralCrossRefPubMed Sari AB, Sheldon TA, Cracknell A, Turnbull A, Dobson Y, Grant C, Gray W, Richardson A: Extent, nature and consequences of adverse events: results of a retrospective casenote review in a large NHS hospital. Qual Saf Health Care. 2007, 16 (6): 434-439. 10.1136/qshc.2006.021154.PubMedCentralCrossRefPubMed
5.
go back to reference Kable AK, Gibberd RW, Spigelman AD: Adverse events in surgical patients in Australia. Int J Qual Health Care. 2002, 14 (4): 269-276. 10.1093/intqhc/14.4.269.CrossRefPubMed Kable AK, Gibberd RW, Spigelman AD: Adverse events in surgical patients in Australia. Int J Qual Health Care. 2002, 14 (4): 269-276. 10.1093/intqhc/14.4.269.CrossRefPubMed
6.
go back to reference Soop M, Fryksmark U, Köster M, Haglund B: The incidence of adverse events in Swedish hospitals: a retrospective medical record review study. Int J Qual Health Care. 2009, 21 (4): 285-291. 10.1093/intqhc/mzp025.PubMedCentralCrossRefPubMed Soop M, Fryksmark U, Köster M, Haglund B: The incidence of adverse events in Swedish hospitals: a retrospective medical record review study. Int J Qual Health Care. 2009, 21 (4): 285-291. 10.1093/intqhc/mzp025.PubMedCentralCrossRefPubMed
7.
go back to reference Wong DA, Herndon JH, Canale ST, Brooks RL, Hunt TR, Epps HR, Fountain SS, Albanese SA, Johanson NA: Medical errors in orthopaedics. Results of an AAOS member survey. J Bone Joint Surg Am. 2009, 91 (3): 547-557. 10.2106/JBJS.G.01439.CrossRefPubMed Wong DA, Herndon JH, Canale ST, Brooks RL, Hunt TR, Epps HR, Fountain SS, Albanese SA, Johanson NA: Medical errors in orthopaedics. Results of an AAOS member survey. J Bone Joint Surg Am. 2009, 91 (3): 547-557. 10.2106/JBJS.G.01439.CrossRefPubMed
8.
go back to reference Neily J, Mills PD, Eldridge N, Dunn EJ, Samples C, Turner JR, Revere A, DePalma RG, Bagian JP: Incorrect surgical procedures within and outside of the operating room. Arch Surg. 2009, 144 (11): 1028-1034. 10.1001/archsurg.2009.126.CrossRefPubMed Neily J, Mills PD, Eldridge N, Dunn EJ, Samples C, Turner JR, Revere A, DePalma RG, Bagian JP: Incorrect surgical procedures within and outside of the operating room. Arch Surg. 2009, 144 (11): 1028-1034. 10.1001/archsurg.2009.126.CrossRefPubMed
9.
go back to reference Kirschner S, Lützner J, Günther KP, Eberlein-Gonska M, Krummenauer F: Adverse events in total knee arthroplasty: results of a physician independent survey in 260 patients. Patient Saf Surg. 2010, 4 (1): 1-7. 10.1186/1754-9493-4-1.CrossRef Kirschner S, Lützner J, Günther KP, Eberlein-Gonska M, Krummenauer F: Adverse events in total knee arthroplasty: results of a physician independent survey in 260 patients. Patient Saf Surg. 2010, 4 (1): 1-7. 10.1186/1754-9493-4-1.CrossRef
10.
go back to reference Unbeck M, Muren O, Lillkrona U: Identification of adverse events at an orthopedics department in Sweden. Acta Orthop. 2008, 79 (3): 396-403. 10.1080/17453670710015319.CrossRefPubMed Unbeck M, Muren O, Lillkrona U: Identification of adverse events at an orthopedics department in Sweden. Acta Orthop. 2008, 79 (3): 396-403. 10.1080/17453670710015319.CrossRefPubMed
11.
go back to reference Imagama S, Kawakami N, Tsuji T, Ohara T, Matsubara Y, Kanemura T, Goto M, Katayama Y, Ishiguro N: Perioperative complications and adverse events after lumbar spinal surgery: evaluation of 1012 operations at a single center. J Orthop Sci. 2011, 16 (5): 510-515. 10.1007/s00776-011-0123-6.CrossRefPubMed Imagama S, Kawakami N, Tsuji T, Ohara T, Matsubara Y, Kanemura T, Goto M, Katayama Y, Ishiguro N: Perioperative complications and adverse events after lumbar spinal surgery: evaluation of 1012 operations at a single center. J Orthop Sci. 2011, 16 (5): 510-515. 10.1007/s00776-011-0123-6.CrossRefPubMed
12.
go back to reference Bjerkreim I, Steen H: [Complaints in orthopedics reported to the Norwegian Patient Compensation System 1993-99]. Tidsskr Nor Laegeforen. 2001, 121 (26): 3047-3049. (in Norwegian)PubMed Bjerkreim I, Steen H: [Complaints in orthopedics reported to the Norwegian Patient Compensation System 1993-99]. Tidsskr Nor Laegeforen. 2001, 121 (26): 3047-3049. (in Norwegian)PubMed
13.
go back to reference Pukk-Härenstam K, Ask J, Brommels M, Thor J, Penaloza RV, Gaffney FA: Analysis of 23 364 patient-generated, physician-reviewed malpractice claims from a non-tort, blame-free, national patient insurance system: lessons learned from Sweden. Postgrad Med J. 2009, 85 (1000): 69-73. 10.1136/qshc.2007.022897.CrossRefPubMed Pukk-Härenstam K, Ask J, Brommels M, Thor J, Penaloza RV, Gaffney FA: Analysis of 23 364 patient-generated, physician-reviewed malpractice claims from a non-tort, blame-free, national patient insurance system: lessons learned from Sweden. Postgrad Med J. 2009, 85 (1000): 69-73. 10.1136/qshc.2007.022897.CrossRefPubMed
14.
go back to reference Murff HJ, France DJ, Blackford J, Grogan EL, Yu C, Speroff T, Pichert JW, Hickson GB: Relationship between patient complaints and surgical complications. Qual Saf Health Care. 2006, 15 (1): 13-16. 10.1136/qshc.2005.013847.PubMedCentralCrossRefPubMed Murff HJ, France DJ, Blackford J, Grogan EL, Yu C, Speroff T, Pichert JW, Hickson GB: Relationship between patient complaints and surgical complications. Qual Saf Health Care. 2006, 15 (1): 13-16. 10.1136/qshc.2005.013847.PubMedCentralCrossRefPubMed
15.
go back to reference Rogers SO, Gawande AA, Kwaan M, Puopolo AL, Yoon C, Brennan TA, Studdert DM: Analysis of surgical errors in closed malpractice claims at 4 liability insurers. Surgery. 2006, 140 (1): 25-33. 10.1016/j.surg.2006.01.008.CrossRefPubMed Rogers SO, Gawande AA, Kwaan M, Puopolo AL, Yoon C, Brennan TA, Studdert DM: Analysis of surgical errors in closed malpractice claims at 4 liability insurers. Surgery. 2006, 140 (1): 25-33. 10.1016/j.surg.2006.01.008.CrossRefPubMed
16.
go back to reference Vincent C, Davy C, Esmail A, Neale G, Elstein M, Cozens JF, Walshe K: Learning from litigation. The role of claims analysis in patient safety. J Eval Clin Pract. 2006, 12 (6): 665-674. 10.1111/j.1365-2753.2006.00634.x.CrossRefPubMed Vincent C, Davy C, Esmail A, Neale G, Elstein M, Cozens JF, Walshe K: Learning from litigation. The role of claims analysis in patient safety. J Eval Clin Pract. 2006, 12 (6): 665-674. 10.1111/j.1365-2753.2006.00634.x.CrossRefPubMed
17.
go back to reference Bismark MM, Brennan TA, Paterson RJ, Davis PB, Studdert DM: Relationship between complaints and quality of care in New Zealand: a descriptive analysis of complainants and non-complainants following adverse events. Qual Saf Health Care. 2006, 15 (1): 17-22. 10.1136/qshc.2005.015743.PubMedCentralCrossRefPubMed Bismark MM, Brennan TA, Paterson RJ, Davis PB, Studdert DM: Relationship between complaints and quality of care in New Zealand: a descriptive analysis of complainants and non-complainants following adverse events. Qual Saf Health Care. 2006, 15 (1): 17-22. 10.1136/qshc.2005.015743.PubMedCentralCrossRefPubMed
18.
go back to reference Hove LD, Bock J, Christoffersen JK, Andreasson B: Analysis of 136 ureteral injuries in gynecological and obstetrical surgery from completed insurance claims. Acta Obstet Gynecol Scand. 2010, 89 (1): 82-86. 10.3109/00016340903433974.CrossRefPubMed Hove LD, Bock J, Christoffersen JK, Andreasson B: Analysis of 136 ureteral injuries in gynecological and obstetrical surgery from completed insurance claims. Acta Obstet Gynecol Scand. 2010, 89 (1): 82-86. 10.3109/00016340903433974.CrossRefPubMed
19.
go back to reference Brown TW, McCarthy ML, Kelen GD, Levy F: An epidemiologic study of closed emergency department malpractice claims in a national database of physician malpractice insurers. Acad Emerg Med. 2010, 17 (5): 553-560. 10.1111/j.1553-2712.2010.00729.x.CrossRefPubMed Brown TW, McCarthy ML, Kelen GD, Levy F: An epidemiologic study of closed emergency department malpractice claims in a national database of physician malpractice insurers. Acad Emerg Med. 2010, 17 (5): 553-560. 10.1111/j.1553-2712.2010.00729.x.CrossRefPubMed
20.
go back to reference Jena AB, Seabury S, Lakdawalla D, Chandra A: Malpractice risk according to physician specialty. N Engl J Med. 2011, 365 (7): 629-636. 10.1056/NEJMsa1012370.PubMedCentralCrossRefPubMed Jena AB, Seabury S, Lakdawalla D, Chandra A: Malpractice risk according to physician specialty. N Engl J Med. 2011, 365 (7): 629-636. 10.1056/NEJMsa1012370.PubMedCentralCrossRefPubMed
21.
go back to reference Rubin G, Dean A, Schwartz HS: Orthopaedic malpractice claims in the VA medical system. J South Orthop Assoc. 2003, 12 (2): 56-59.PubMed Rubin G, Dean A, Schwartz HS: Orthopaedic malpractice claims in the VA medical system. J South Orthop Assoc. 2003, 12 (2): 56-59.PubMed
22.
go back to reference Studdert DM, Thomas EJ, Burstin HR, Zbar BI, Orav EJ, Brennan TA: Negligent care and malpractice claiming behavior in Utah and Colorado. Med Care. 2000, 38 (3): 250-260. 10.1097/00005650-200003000-00002.CrossRefPubMed Studdert DM, Thomas EJ, Burstin HR, Zbar BI, Orav EJ, Brennan TA: Negligent care and malpractice claiming behavior in Utah and Colorado. Med Care. 2000, 38 (3): 250-260. 10.1097/00005650-200003000-00002.CrossRefPubMed
23.
go back to reference Öhrn A, Elfström J, Liedgren C, Rutberg H: Reporting of sentinel events in Swedish hospitals: A comparison of severe adverse events reported by patients and providers. Jt Comm J Qual Patient Saf. 2011, 37 (11): 495-501.PubMed Öhrn A, Elfström J, Liedgren C, Rutberg H: Reporting of sentinel events in Swedish hospitals: A comparison of severe adverse events reported by patients and providers. Jt Comm J Qual Patient Saf. 2011, 37 (11): 495-501.PubMed
24.
go back to reference Ohrn A, Olai A, Rutberg H, Nilsen P, Tropp H: Adverse events in spine surgery in Sweden. A comparison of patient claims data and national quality register (Swespine) data. Acta Orthop. 2011, 86 (6): 727-731.CrossRef Ohrn A, Olai A, Rutberg H, Nilsen P, Tropp H: Adverse events in spine surgery in Sweden. A comparison of patient claims data and national quality register (Swespine) data. Acta Orthop. 2011, 86 (6): 727-731.CrossRef
Metadata
Title
What can we learn from patient claims? A retrospective analysis of incidence and patterns of adverse events after orthopaedic procedures in Sweden
Authors
Annica Öhrn
Johan Elfström
Hans Tropp
Hans Rutberg
Publication date
01-12-2012
Publisher
BioMed Central
Published in
Patient Safety in Surgery / Issue 1/2012
Electronic ISSN: 1754-9493
DOI
https://doi.org/10.1186/1754-9493-6-2

Other articles of this Issue 1/2012

Patient Safety in Surgery 1/2012 Go to the issue