Skip to main content
Top
Published in: Journal of Gastrointestinal Cancer 1/2014

01-03-2014 | Original Research

Mutational and Clinical Predictors of Pathologic Complete Response in the Treatment of Locally Advanced Rectal Cancer

Authors: Andrea L. Russo, David P. Ryan, Darrell R. Borger, Jennifer Y. Wo, Jackie Szymonifka, Wen-Yih Liang, Eunice L. Kwak, Lawrence S. Blaszkowsky, Jeffrey W. Clark, Jill N. Allen, Andrew X. Zhu, David L. Berger, James C. Cusack, Harvey J. Mamon, Kevin M. Haigis, Theodore S. Hong

Published in: Journal of Gastrointestinal Cancer | Issue 1/2014

Login to get access

Abstract

Purpose

Preoperative chemoradiation (CRT) for locally advanced rectal adenocarcinoma achieves pathologic complete response (pCR) in 8–20 % of patients. Mutations in critical cancer genes may contribute to lack of pCR. We retrospectively evaluated our institutional experience to determine potential mutational and clinical predictors of pCR in patients treated with CRT.

Methods

Patients with locally advanced rectal adenocarcinoma treated with preoperative CRT (n = 79) were identified. A clinical cancer genotyping assay evaluated 140 hotspot mutation sites across 15 cancer genes in 47 patients with sufficient tissue. Mutational profiles were compared in pre- and post-CRT specimens and with pCR rate. Clinical variables were evaluated using logistic regression.

Results

Genotyping identified mutations in KRAS (43 %), APC (17 %), BRAF (4 %), NRAS (4 %), PIK3CA (4 %), and TP53 (11 %). In the entire cohort, 21.5 % had a pCR. No patients with BRAF, NRAS, APC, or TP53 achieved a pCR. pCR rate was 23.5 % (4/17) in wild-type tumors versus 3.3 % (1/30) in those with a mutation. There was no difference in the mutation rates in pre- versus post-CRT specimens. On univariate analysis, clinical predictors of pCR included post-RT carcinoembriogenic antigen level of ≤2.5 and smaller tumor size. No patients with a pCR developed recurrence.

Conclusion

Patients without mutations in commonly mutated cancer genes may be associated with a higher likelihood of having a pCR after preoperative CRT. This should be confirmed in a prospective study.
Appendix
Available only for authorised users
Literature
1.
go back to reference American Cancer Society. Cancer facts & figures 2012. Atlanta: American Cancer Society; 2012. American Cancer Society. Cancer facts & figures 2012. Atlanta: American Cancer Society; 2012.
2.
go back to reference Sauer R, Becker H, Hohenberger W, et al. Preoperative versus postoperative chemoradiotherapy for rectal cancer. N Engl J Med. 2004;351(17):1731–40. PubMed PMID: 15496622.PubMedCrossRef Sauer R, Becker H, Hohenberger W, et al. Preoperative versus postoperative chemoradiotherapy for rectal cancer. N Engl J Med. 2004;351(17):1731–40. PubMed PMID: 15496622.PubMedCrossRef
3.
go back to reference Roh MS, Colangelo LH, O'Connell MJ, et al. Preoperative multimodality therapy improves disease-free survival in patients with carcinoma of the rectum: NSABP R-03. J Clin Oncol. 2009;27(31):5124–30. PubMed PMID: 19770376. PubMed Central PMCID: 2773471.PubMedCentralPubMedCrossRef Roh MS, Colangelo LH, O'Connell MJ, et al. Preoperative multimodality therapy improves disease-free survival in patients with carcinoma of the rectum: NSABP R-03. J Clin Oncol. 2009;27(31):5124–30. PubMed PMID: 19770376. PubMed Central PMCID: 2773471.PubMedCentralPubMedCrossRef
4.
go back to reference Rodel C, Martus P, Papadoupolos T, et al. Prognostic significance of tumor regression after preoperative chemoradiotherapy for rectal cancer. J Clin Oncol. 2005;23(34):8688–96. PubMed PMID: 16246976.PubMedCrossRef Rodel C, Martus P, Papadoupolos T, et al. Prognostic significance of tumor regression after preoperative chemoradiotherapy for rectal cancer. J Clin Oncol. 2005;23(34):8688–96. PubMed PMID: 16246976.PubMedCrossRef
5.
go back to reference Zorcolo L, Rosman AS, Restivo A, et al. Complete pathologic response after combined modality treatment for rectal cancer and long-term survival: a meta-analysis. Ann Surg Oncol. 2012;19(9):2822–32. PubMed PMID: 22434243.PubMedCrossRef Zorcolo L, Rosman AS, Restivo A, et al. Complete pathologic response after combined modality treatment for rectal cancer and long-term survival: a meta-analysis. Ann Surg Oncol. 2012;19(9):2822–32. PubMed PMID: 22434243.PubMedCrossRef
6.
go back to reference Bonnetain F, Bosset JF, Gerard JP, et al. What is the clinical benefit of preoperative chemoradiotherapy with 5FU/leucovorin for T3-4 rectal cancer in a pooled analysis of EORTC 22921 and FFCD 9203 trials: surrogacy in question? Eur J Cancer. 2012;48(12):1781–90. PubMed PMID: 22507892.PubMedCrossRef Bonnetain F, Bosset JF, Gerard JP, et al. What is the clinical benefit of preoperative chemoradiotherapy with 5FU/leucovorin for T3-4 rectal cancer in a pooled analysis of EORTC 22921 and FFCD 9203 trials: surrogacy in question? Eur J Cancer. 2012;48(12):1781–90. PubMed PMID: 22507892.PubMedCrossRef
7.
go back to reference Tulchinsky H, Shmueli E, Figer A, et al. An interval >7 weeks between neoadjuvant therapy and surgery improves pathologic complete response and disease-free survival in patients with locally advanced rectal cancer. Ann Surg Oncol. 2008;15(10):2661–7. PubMed PMID: 18389322.PubMedCrossRef Tulchinsky H, Shmueli E, Figer A, et al. An interval >7 weeks between neoadjuvant therapy and surgery improves pathologic complete response and disease-free survival in patients with locally advanced rectal cancer. Ann Surg Oncol. 2008;15(10):2661–7. PubMed PMID: 18389322.PubMedCrossRef
8.
go back to reference Perez RO, Sao Juliao GP, Habr-Gama A, et al. The role of carcinoembriogenic antigen in predicting response and survival to neoadjuvant chemoradiotherapy for distal rectal cancer. Dis Colon Rectum. 2009;52(6):1137–43. PubMed PMID: 19581858.PubMedCrossRef Perez RO, Sao Juliao GP, Habr-Gama A, et al. The role of carcinoembriogenic antigen in predicting response and survival to neoadjuvant chemoradiotherapy for distal rectal cancer. Dis Colon Rectum. 2009;52(6):1137–43. PubMed PMID: 19581858.PubMedCrossRef
9.
go back to reference Garcia-Aguilar J, Chen Z, Smith DD, et al. Identification of a biomarker profile associated with resistance to neoadjuvant chemoradiation therapy in rectal cancer. Ann Surg. 2011;254(3):486–92. discussion 92–3. PubMed PMID: 21865946. PubMed Central PMCID: 3202983.PubMedCentralPubMedCrossRef Garcia-Aguilar J, Chen Z, Smith DD, et al. Identification of a biomarker profile associated with resistance to neoadjuvant chemoradiation therapy in rectal cancer. Ann Surg. 2011;254(3):486–92. discussion 92–3. PubMed PMID: 21865946. PubMed Central PMCID: 3202983.PubMedCentralPubMedCrossRef
10.
go back to reference Grimminger PP, Danenberg P, Dellas K, et al. Biomarkers for cetuximab-based neoadjuvant radiochemotherapy in locally advanced rectal cancer. Clin Cancer Res. 2011;17(10):3469–77. PubMed PMID: 21558395.PubMedCrossRef Grimminger PP, Danenberg P, Dellas K, et al. Biomarkers for cetuximab-based neoadjuvant radiochemotherapy in locally advanced rectal cancer. Clin Cancer Res. 2011;17(10):3469–77. PubMed PMID: 21558395.PubMedCrossRef
11.
go back to reference Dworak O, Keilholz L, Hoffmann A. Pathological features of rectal cancer after preoperative radiochemotherapy. Int J Color Dis. 1997;12(1):19–23. PubMed PMID: 9112145.CrossRef Dworak O, Keilholz L, Hoffmann A. Pathological features of rectal cancer after preoperative radiochemotherapy. Int J Color Dis. 1997;12(1):19–23. PubMed PMID: 9112145.CrossRef
12.
go back to reference Dias-Santagata D, Akhavanfard S, David SS, et al. Rapid targeted mutational analysis of human tumours: a clinical platform to guide personalized cancer medicine. EMBO Mol Med. 2010;2(5):146–58. PubMed PMID: 20432502. PubMed Central PMCID: 3377316.PubMedCentralPubMedCrossRef Dias-Santagata D, Akhavanfard S, David SS, et al. Rapid targeted mutational analysis of human tumours: a clinical platform to guide personalized cancer medicine. EMBO Mol Med. 2010;2(5):146–58. PubMed PMID: 20432502. PubMed Central PMCID: 3377316.PubMedCentralPubMedCrossRef
13.
go back to reference Dias-Santagata D, Lam Q, Vernovsky K, et al. BRAF V600E mutations are common in pleomorphic xanthoastrocytoma: diagnostic and therapeutic implications. PLoS One. 2011;6(3):e17948. PubMed PMID: 21479234. PubMed Central PMCID: 3066220.PubMedCentralPubMedCrossRef Dias-Santagata D, Lam Q, Vernovsky K, et al. BRAF V600E mutations are common in pleomorphic xanthoastrocytoma: diagnostic and therapeutic implications. PLoS One. 2011;6(3):e17948. PubMed PMID: 21479234. PubMed Central PMCID: 3066220.PubMedCentralPubMedCrossRef
14.
go back to reference Richman SD, Seymour MT, Chambers P, et al. KRAS and BRAF mutations in advanced colorectal cancer are associated with poor prognosis but do not preclude benefit from oxaliplatin or irinotecan: results from the MRC FOCUS trial. J Clin Oncol. 2009;27(35):5931–7. PubMed PMID: 19884549.PubMedCrossRef Richman SD, Seymour MT, Chambers P, et al. KRAS and BRAF mutations in advanced colorectal cancer are associated with poor prognosis but do not preclude benefit from oxaliplatin or irinotecan: results from the MRC FOCUS trial. J Clin Oncol. 2009;27(35):5931–7. PubMed PMID: 19884549.PubMedCrossRef
15.
go back to reference Liao X, Morikawa T, Lochhead P, et al. Prognostic role of PIK3CA mutation in colorectal cancer: cohort study and literature review. Clin Cancer Res. 2012;18(8):2257–68. PubMed PMID: 22357840.PubMedCentralPubMedCrossRef Liao X, Morikawa T, Lochhead P, et al. Prognostic role of PIK3CA mutation in colorectal cancer: cohort study and literature review. Clin Cancer Res. 2012;18(8):2257–68. PubMed PMID: 22357840.PubMedCentralPubMedCrossRef
16.
go back to reference Hsieh JS, Lin SR, Chang MY, et al. APC, K-ras, and p53 gene mutations in colorectal cancer patients: correlation to clinicopathologic features and postoperative surveillance. Am Surg. 2005;71(4):336–43. PubMed PMID: 15943410.PubMed Hsieh JS, Lin SR, Chang MY, et al. APC, K-ras, and p53 gene mutations in colorectal cancer patients: correlation to clinicopathologic features and postoperative surveillance. Am Surg. 2005;71(4):336–43. PubMed PMID: 15943410.PubMed
17.
go back to reference Yoon SM, Kim DY, Kim TH, et al. Clinical parameters predicting pathologic tumor response after preoperative chemoradiotherapy for rectal cancer. Int J Radiat Oncol Biol Phys. 2007;69(4):1167–72. PubMed PMID: 17967307.PubMedCrossRef Yoon SM, Kim DY, Kim TH, et al. Clinical parameters predicting pathologic tumor response after preoperative chemoradiotherapy for rectal cancer. Int J Radiat Oncol Biol Phys. 2007;69(4):1167–72. PubMed PMID: 17967307.PubMedCrossRef
18.
go back to reference Boissiere-Michot F, Lopez-Crapez E, Frugier H, et al. KRAS genotyping in rectal adenocarcinoma specimens with low tumor cellularity after neoadjuvant treatment. Mod Pathol. 2012;25(5):731–9. PubMed PMID: 22282307.PubMedCrossRef Boissiere-Michot F, Lopez-Crapez E, Frugier H, et al. KRAS genotyping in rectal adenocarcinoma specimens with low tumor cellularity after neoadjuvant treatment. Mod Pathol. 2012;25(5):731–9. PubMed PMID: 22282307.PubMedCrossRef
19.
go back to reference Kawamoto Y, Tsuchihara K, Yoshino T, et al. KRAS mutations in primary tumours and post-FOLFOX metastatic lesions in cases of colorectal cancer. Br J Cancer. 2012;107(2):340–4. PubMed PMID: 22617127. PubMed Central PMCID: 3394966.PubMedCentralPubMedCrossRef Kawamoto Y, Tsuchihara K, Yoshino T, et al. KRAS mutations in primary tumours and post-FOLFOX metastatic lesions in cases of colorectal cancer. Br J Cancer. 2012;107(2):340–4. PubMed PMID: 22617127. PubMed Central PMCID: 3394966.PubMedCentralPubMedCrossRef
20.
go back to reference Habr-Gama A, Perez RO, Proscurshim I, et al. Patterns of failure and survival for nonoperative treatment of stage c0 distal rectal cancer following neoadjuvant chemoradiation therapy. J Gastrointest Surg Off J Soc Surg Aliment Tract. 2006;10(10):1319–28. discussion 28–9. PubMed PMID: 17175450.CrossRef Habr-Gama A, Perez RO, Proscurshim I, et al. Patterns of failure and survival for nonoperative treatment of stage c0 distal rectal cancer following neoadjuvant chemoradiation therapy. J Gastrointest Surg Off J Soc Surg Aliment Tract. 2006;10(10):1319–28. discussion 28–9. PubMed PMID: 17175450.CrossRef
21.
go back to reference Maas M, Beets-Tan RG, Lambregts DM, et al. Wait-and-see policy for clinical complete responders after chemoradiation for rectal cancer. J Clin Oncol. 2011;29(35):4633–40. PubMed PMID: 22067400.PubMedCrossRef Maas M, Beets-Tan RG, Lambregts DM, et al. Wait-and-see policy for clinical complete responders after chemoradiation for rectal cancer. J Clin Oncol. 2011;29(35):4633–40. PubMed PMID: 22067400.PubMedCrossRef
Metadata
Title
Mutational and Clinical Predictors of Pathologic Complete Response in the Treatment of Locally Advanced Rectal Cancer
Authors
Andrea L. Russo
David P. Ryan
Darrell R. Borger
Jennifer Y. Wo
Jackie Szymonifka
Wen-Yih Liang
Eunice L. Kwak
Lawrence S. Blaszkowsky
Jeffrey W. Clark
Jill N. Allen
Andrew X. Zhu
David L. Berger
James C. Cusack
Harvey J. Mamon
Kevin M. Haigis
Theodore S. Hong
Publication date
01-03-2014
Publisher
Springer US
Published in
Journal of Gastrointestinal Cancer / Issue 1/2014
Print ISSN: 1941-6628
Electronic ISSN: 1941-6636
DOI
https://doi.org/10.1007/s12029-013-9546-y

Other articles of this Issue 1/2014

Journal of Gastrointestinal Cancer 1/2014 Go to the issue
Obesity Clinical Trial Summary

At a glance: The STEP trials

A round-up of the STEP phase 3 clinical trials evaluating semaglutide for weight loss in people with overweight or obesity.

Developed by: Springer Medicine

Highlights from the ACC 2024 Congress

Year in Review: Pediatric cardiology

Watch Dr. Anne Marie Valente present the last year's highlights in pediatric and congenital heart disease in the official ACC.24 Year in Review session.

Year in Review: Pulmonary vascular disease

The last year's highlights in pulmonary vascular disease are presented by Dr. Jane Leopold in this official video from ACC.24.

Year in Review: Valvular heart disease

Watch Prof. William Zoghbi present the last year's highlights in valvular heart disease from the official ACC.24 Year in Review session.

Year in Review: Heart failure and cardiomyopathies

Watch this official video from ACC.24. Dr. Biykem Bozkurt discusses last year's major advances in heart failure and cardiomyopathies.