Skip to main content
Top
Published in: Journal of General Internal Medicine 2/2019

01-02-2019 | Original Research

“Do You Know What I Know?”: How Communication Norms and Recipient Design Shape the Content and Effectiveness of Patient Handoffs

Authors: Nicholas A. Rattray, PhD, Mindy E. Flanagan, PhD, Laura G. Militello, MA, Paul Barach, MD, MPH, Zamal Franks, BS, Patricia Ebright, RN, PhD, FAAN, Shakaib U. Rehman, MD, Howard S. Gordon, MD, Richard M. Frankel, PhD

Published in: Journal of General Internal Medicine | Issue 2/2019

Login to get access

Abstract

Background

Poor communication during end-of-shift transfers of care (handoffs) is associated with safety risks and patient harm. Despite the common perception that handoffs are largely a one-way transfer of information, researchers have documented that they are complex interactions, guided by implicit social norms and mental frameworks.

Objectives

We investigated communication strategies that resident physicians report deploying to tailor information during face-to-face handoffs that are often based on their implicit inferences about the perceived information needs and potential harm to patients.

Methods/Participants

We interviewed 35 residents in Medicine and Surgery wards at three VA Medical Centers (VAMCs).

Main Measures

We conducted qualitative interviews using audio-recorded semi-structured cognitive task interviews.

Key Results

The effectiveness of handoff communication depends upon three factors: receiver characteristics, type of shift, and patient’s condition and perceived acuity. Receiver characteristics, including subjective perceptions about an incoming resident’s training or ability levels and their assumed preferences for information (e.g., detailed/comprehensive vs. minimal/“big picture”), influenced content shared during handoffs. Residents handing off to the night team provided more information about patients’ medical histories and care plans than residents handing off to the day team, and higher patient acuity merited more detailed information and the medical service(s) involved dictated the types of information conveyed.

Conclusions

We found that handoff communication involves a complex combination of socio-technical information where residents balance relational factors against content and risk. It is not a mechanistic process of merely transferring clinical data but rather is based on learned habits of communication that are context-sensitive and variable, what we refer to as “recipient design.” Interventions should focus on raising awareness of times when information is omitted, customized, or expanded based on implicit judgments, the emerging threats such judgments pose to patient care and quality, and the competencies needed to be more explicit in handoff interactions.
Appendix
Available only for authorised users
Literature
1.
go back to reference Kitch BT, Cooper JB, Zapol WM, et al. Handoffs causing patient harm: a survey of medical and surgical house staff. Jt Comm J Qual Saf 2008;34(10):563–570. Kitch BT, Cooper JB, Zapol WM, et al. Handoffs causing patient harm: a survey of medical and surgical house staff. Jt Comm J Qual Saf 2008;34(10):563–570.
2.
go back to reference Horwitz LI, Moin T, Krumholz HM, Wang L, Bradley EH. Consequences of inadequate sign-out for patient care. Arch Intern Med 2008;168(16):1755–1760.CrossRef Horwitz LI, Moin T, Krumholz HM, Wang L, Bradley EH. Consequences of inadequate sign-out for patient care. Arch Intern Med 2008;168(16):1755–1760.CrossRef
3.
go back to reference Arora VM, Manjarrez E, Dressler DD, Basaviah P, Halasyamani L, Kripalani S. Hospitalist handoffs: a systematic review and task force recommendations. J Hosp Med 2009;4(7):433–440.CrossRef Arora VM, Manjarrez E, Dressler DD, Basaviah P, Halasyamani L, Kripalani S. Hospitalist handoffs: a systematic review and task force recommendations. J Hosp Med 2009;4(7):433–440.CrossRef
4.
go back to reference Riesenberg LA, Leitzsch J, Massucci JL, et al. Residents’ and attending physicians’ handoffs: a systematic review of the literature. Acad Med 2009;84(12):1775–1787.CrossRef Riesenberg LA, Leitzsch J, Massucci JL, et al. Residents’ and attending physicians’ handoffs: a systematic review of the literature. Acad Med 2009;84(12):1775–1787.CrossRef
5.
go back to reference Kripalani S, LeFevre F, Phillips CO, Williams MV, Basaviah P, Baker DW. Deficits in communication and information transfer between hospital-based and primary care physicians: implications for patient safety and continuity of care. JAMA 2007;297(8):831–841.CrossRef Kripalani S, LeFevre F, Phillips CO, Williams MV, Basaviah P, Baker DW. Deficits in communication and information transfer between hospital-based and primary care physicians: implications for patient safety and continuity of care. JAMA 2007;297(8):831–841.CrossRef
6.
go back to reference Hesselink G, Schoonhoven L, Barach P, et al. Improving patient handovers from hospital to primary care: a systematic review. Ann Intern Med 2012;157(6):417–428.CrossRef Hesselink G, Schoonhoven L, Barach P, et al. Improving patient handovers from hospital to primary care: a systematic review. Ann Intern Med 2012;157(6):417–428.CrossRef
7.
go back to reference Hesselink G, Vernooij-Dassen M, Pijnenborg L, et al. Organizational culture: an important context for addressing and improving hospital to community patient discharge. Med Care 2013;51(1):90–98.CrossRef Hesselink G, Vernooij-Dassen M, Pijnenborg L, et al. Organizational culture: an important context for addressing and improving hospital to community patient discharge. Med Care 2013;51(1):90–98.CrossRef
8.
go back to reference Cohen MD, Hilligoss PB. The published literature on handoffs in hospitals: deficiencies identified in an extensive review. Qual Saf Health Care 2010;19(6):493–497.PubMed Cohen MD, Hilligoss PB. The published literature on handoffs in hospitals: deficiencies identified in an extensive review. Qual Saf Health Care 2010;19(6):493–497.PubMed
9.
go back to reference Hilligoss B, Mansfield JA, Patterson ES, Moffatt-Bruce SD. Collaborating-or “selling” patients? a conceptual framework for emergency department-to-inpatient handoff negotiations. Jt Comm J Qual Saf 2015;41(3):134–143. Hilligoss B, Mansfield JA, Patterson ES, Moffatt-Bruce SD. Collaborating-or “selling” patients? a conceptual framework for emergency department-to-inpatient handoff negotiations. Jt Comm J Qual Saf 2015;41(3):134–143.
10.
go back to reference Toccafondi G, Albolino S, Tartaglia R, et al. The collaborative communication model for patient handover at the interface between high-acuity and low-acuity care. BMJ Qual Saf 2012;21 Suppl 1:i58–66.CrossRef Toccafondi G, Albolino S, Tartaglia R, et al. The collaborative communication model for patient handover at the interface between high-acuity and low-acuity care. BMJ Qual Saf 2012;21 Suppl 1:i58–66.CrossRef
11.
go back to reference Hilligoss B, Cohen MD. Hospital handoffs as multifunctional situated routines: implications for researchers and administrators. Advances in Health Care Management 2011;11:91–132.CrossRef Hilligoss B, Cohen MD. Hospital handoffs as multifunctional situated routines: implications for researchers and administrators. Advances in Health Care Management 2011;11:91–132.CrossRef
12.
go back to reference Patterson ES, Wears RL. Patient handoffs: standardized and reliable measurement tools remain elusive. Jt Comm J Qual Saf 2010;36(2):52–61. Patterson ES, Wears RL. Patient handoffs: standardized and reliable measurement tools remain elusive. Jt Comm J Qual Saf 2010;36(2):52–61.
13.
go back to reference Laugaland K, Aase K, Barach P. Interventions to improve patient safety in transitional care--a review of the evidence. Work 2012;41 Suppl 1:2915–2924.PubMed Laugaland K, Aase K, Barach P. Interventions to improve patient safety in transitional care--a review of the evidence. Work 2012;41 Suppl 1:2915–2924.PubMed
14.
go back to reference Tannen D, Wallat C. Doctor/mother/child communication: linguistic analysis of a pediatric interaction. In: Fisher S, Todd AD, eds. The Social Organization of Doctor-Patient Communication. Washington, D.C. Center for Applied Linguistics; 1983:203–220. Tannen D, Wallat C. Doctor/mother/child communication: linguistic analysis of a pediatric interaction. In: Fisher S, Todd AD, eds. The Social Organization of Doctor-Patient Communication. Washington, D.C. Center for Applied Linguistics; 1983:203–220.
15.
go back to reference Maynard DW, Heritage J. Conversation analysis, doctor-patient interaction and medical communication. MEDU Medical Education 2005;39(4):428–435.CrossRef Maynard DW, Heritage J. Conversation analysis, doctor-patient interaction and medical communication. MEDU Medical Education 2005;39(4):428–435.CrossRef
16.
go back to reference West C. Routine complications : Troubles with talk between doctors and patients. Bloomington: Indiana University Press; 1984. West C. Routine complications : Troubles with talk between doctors and patients. Bloomington: Indiana University Press; 1984.
17.
go back to reference Frankel RM. From sentence to sequence: understanding the medical encounter through microinteractional analysis. Discourse Processes 1984;7(2):135–170.CrossRef Frankel RM. From sentence to sequence: understanding the medical encounter through microinteractional analysis. Discourse Processes 1984;7(2):135–170.CrossRef
18.
go back to reference Sacks H, Schegloff EA, Jefferson G. A Simplest Systematics for the Organization of Turn-Taking for Conversation. Language 1974;50(4):696–735. Sacks H, Schegloff EA, Jefferson G. A Simplest Systematics for the Organization of Turn-Taking for Conversation. Language 1974;50(4):696–735.
19.
go back to reference Goodwin C. Conversational organization: interaction between speakers and hearers. New York: Academic Press; 1981. Goodwin C. Conversational organization: interaction between speakers and hearers. New York: Academic Press; 1981.
20.
21.
go back to reference Bergman AA, Flanagan ME, Ebright PR, O'Brien CM, Frankel RM. “Mr Smith’s been our problem child today...”: anticipatory management communication (AMC) in VA end-of-shift medicine and nursing handoffs. BMJ Qual Saf 2016;25(2):84–91.CrossRef Bergman AA, Flanagan ME, Ebright PR, O'Brien CM, Frankel RM. “Mr Smith’s been our problem child today...”: anticipatory management communication (AMC) in VA end-of-shift medicine and nursing handoffs. BMJ Qual Saf 2016;25(2):84–91.CrossRef
22.
go back to reference Patterson ES, Roth EM, Woods DD, Chow R, Gomes JO. Handoff strategies in settings with high consequences for failure: lessons for health care operations. Int J Qual Health Care 2004;16(2):125–132.CrossRef Patterson ES, Roth EM, Woods DD, Chow R, Gomes JO. Handoff strategies in settings with high consequences for failure: lessons for health care operations. Int J Qual Health Care 2004;16(2):125–132.CrossRef
23.
go back to reference Collins SA, Mamykina L, Jordan D, et al. In search of common ground in handoff documentation in an intensive care unit. J Biomed Inform 2012;45(2):307–315.CrossRef Collins SA, Mamykina L, Jordan D, et al. In search of common ground in handoff documentation in an intensive care unit. J Biomed Inform 2012;45(2):307–315.CrossRef
24.
go back to reference Arora V, Johnson J. A model for building a standardized hand-off protocol. Jt Comm J Qual Saf 2006;32(11):646–655. Arora V, Johnson J. A model for building a standardized hand-off protocol. Jt Comm J Qual Saf 2006;32(11):646–655.
25.
go back to reference Hoffman RR, Militello LG. Perspectives on cognitive task analysis: historical origins and modern communities of practice. New York: Taylor and Francis; 2008. Hoffman RR, Militello LG. Perspectives on cognitive task analysis: historical origins and modern communities of practice. New York: Taylor and Francis; 2008.
26.
go back to reference Crandall B, Hoffman RR, Klein GA. Working minds: a practitioner's guide to cognitive task analysis. Cambridge, MA: MIT Press; 2006.CrossRef Crandall B, Hoffman RR, Klein GA. Working minds: a practitioner's guide to cognitive task analysis. Cambridge, MA: MIT Press; 2006.CrossRef
27.
go back to reference Militello L, Hutton R. Applied cognitive task analysis (ACTA): a practitioner’s toolkit for understanding cognitive task demands. Ergonomics 1998;41(11):1618–1641.CrossRef Militello L, Hutton R. Applied cognitive task analysis (ACTA): a practitioner’s toolkit for understanding cognitive task demands. Ergonomics 1998;41(11):1618–1641.CrossRef
28.
go back to reference Katz AM, Shotter J. Hearing the patient’s ‘voice’: toward a social poetics in diagnostic interviews. Soc Sci Med 1996;43(6):919–931.CrossRef Katz AM, Shotter J. Hearing the patient’s ‘voice’: toward a social poetics in diagnostic interviews. Soc Sci Med 1996;43(6):919–931.CrossRef
29.
go back to reference Gilchrist V. Key informant interviews. In: Crabtree BF, Miller WL, eds. Doing qualitative research. Newbury Park, CA: Sage Publishers; 1992:70–89. Gilchrist V. Key informant interviews. In: Crabtree BF, Miller WL, eds. Doing qualitative research. Newbury Park, CA: Sage Publishers; 1992:70–89.
30.
go back to reference Heckathorn DD. Snowball versus respondent-driven sampling. Sociol Methodol 2011;41(1):355–366.CrossRef Heckathorn DD. Snowball versus respondent-driven sampling. Sociol Methodol 2011;41(1):355–366.CrossRef
31.
go back to reference Dominguez C, Hutton R, J. F, McKellar D. Perception-action coupling in endoscopic surgery: a cognitive task analysis approach In: Barry B, Boutsma R, Guiard Y, eds. Studies in perception and action III. Mawah N.J.: Lawrence Erlbaum Associates; 1995. Dominguez C, Hutton R, J. F, McKellar D. Perception-action coupling in endoscopic surgery: a cognitive task analysis approach In: Barry B, Boutsma R, Guiard Y, eds. Studies in perception and action III. Mawah N.J.: Lawrence Erlbaum Associates; 1995.
32.
go back to reference Crandall, Calderwood R. Clinical assessment skills of experienced neonatal intensive care nurses [Contract 1 R43 NR0191101 for the National Center for Nursing, NIH] Fairborn, OH: Klein Associates Inc.; 1989. Crandall, Calderwood R. Clinical assessment skills of experienced neonatal intensive care nurses [Contract 1 R43 NR0191101 for the National Center for Nursing, NIH] Fairborn, OH: Klein Associates Inc.; 1989.
33.
go back to reference Christensen RE, Fetters MD, Green LA. Opening the black box: cognitive strategies in family practice. Ann Fam Med 2005;3(2):144–150.CrossRef Christensen RE, Fetters MD, Green LA. Opening the black box: cognitive strategies in family practice. Ann Fam Med 2005;3(2):144–150.CrossRef
34.
go back to reference Patterson MD, Militello LG, Bunger A, et al. Leveraging the critical decision method to develop simulation-based training for early recognition of sepsis. J Cogn Eng Decis Mak 2016;10(1):36–56.CrossRef Patterson MD, Militello LG, Bunger A, et al. Leveraging the critical decision method to develop simulation-based training for early recognition of sepsis. J Cogn Eng Decis Mak 2016;10(1):36–56.CrossRef
35.
go back to reference Glazer B, Strauss A. The discovery of grounded theory. New York: Aldine; 1967. Glazer B, Strauss A. The discovery of grounded theory. New York: Aldine; 1967.
36.
go back to reference Borkan J. Immersion crystallization. In: Crabtree BF, Miller WL, eds. Doing qualitative research, Second Edition. Thousand Oaks, CA: Sage; 1999:179–194. Borkan J. Immersion crystallization. In: Crabtree BF, Miller WL, eds. Doing qualitative research, Second Edition. Thousand Oaks, CA: Sage; 1999:179–194.
37.
38.
go back to reference Guest G, MacQueen KM, Namey EE. Applied thematic analysis. Los Angeles: Sage Publications; 2012.CrossRef Guest G, MacQueen KM, Namey EE. Applied thematic analysis. Los Angeles: Sage Publications; 2012.CrossRef
39.
go back to reference Cohen MD, Hilligoss PB. Handoffs in hospitals: a review of the literature on information exchange while transferring patient responsibility or control. Qual Saf Health Care 2010. 19(6):493–7PubMed Cohen MD, Hilligoss PB. Handoffs in hospitals: a review of the literature on information exchange while transferring patient responsibility or control. Qual Saf Health Care 2010. 19(6):493–7PubMed
40.
go back to reference Starmer AJ, Spector ND, Srivastava R, Allen AD, Landrigan CP, Sectish TC. I-pass, a mnemonic to standardize verbal handoffs. Pediatrics 2012;129(2):201–204.CrossRef Starmer AJ, Spector ND, Srivastava R, Allen AD, Landrigan CP, Sectish TC. I-pass, a mnemonic to standardize verbal handoffs. Pediatrics 2012;129(2):201–204.CrossRef
41.
go back to reference Lee S-H, Desai SV, Phan PH. The impact of duty cycle workflow on sign-out practices: a qualitative studyof an internal medicine residency program in Maryland, USA. BMJ Open. 2017;7(5):e015762. Lee S-H, Desai SV, Phan PH. The impact of duty cycle workflow on sign-out practices: a qualitative studyof an internal medicine residency program in Maryland, USA. BMJ Open. 2017;7(5):e015762.
42.
go back to reference Cosman PH, Sirimanna P, Barach P. Building surgical expertise through the science of continuous learning and training. In: Sanchez JA, Barach P, Johnson JK, Jacobs JP, eds. Surgical patient care: improving safety, quality, and values: Springer Berlin; 2017. Cosman PH, Sirimanna P, Barach P. Building surgical expertise through the science of continuous learning and training. In: Sanchez JA, Barach P, Johnson JK, Jacobs JP, eds. Surgical patient care: improving safety, quality, and values: Springer Berlin; 2017.
43.
go back to reference Jeffcott SA, Ibrahim JE, Cameron PA. Resilience in healthcare and clinical handover. Qual Saf Health Care 2009;18(4):256–260.CrossRef Jeffcott SA, Ibrahim JE, Cameron PA. Resilience in healthcare and clinical handover. Qual Saf Health Care 2009;18(4):256–260.CrossRef
44.
go back to reference Johnson JK, Barach P, Vernooij-Dassen M. Conducting a multicentre and multinational qualitative study on patient transitions. BMJ Qual Saf 2012;21 Suppl 1:i22–28.CrossRef Johnson JK, Barach P, Vernooij-Dassen M. Conducting a multicentre and multinational qualitative study on patient transitions. BMJ Qual Saf 2012;21 Suppl 1:i22–28.CrossRef
45.
go back to reference Young JQ, Ten Cate O, O'Sullivan PS, Irby DM. Unpacking the complexity of patient handoffs through the lens of cognitive load theory. Teach Learn Med 2016;28(1):88–96.CrossRef Young JQ, Ten Cate O, O'Sullivan PS, Irby DM. Unpacking the complexity of patient handoffs through the lens of cognitive load theory. Teach Learn Med 2016;28(1):88–96.CrossRef
46.
go back to reference Riesenberg LA, Leitzsch J, Little BW. Systematic review of handoff mnemonics literature. Am J Med Qual 2009;24(3):196–204.CrossRef Riesenberg LA, Leitzsch J, Little BW. Systematic review of handoff mnemonics literature. Am J Med Qual 2009;24(3):196–204.CrossRef
47.
go back to reference Militello LG, Rattray NA, Flanagan ME, et al. “Workin’ on Our Night Moves”: how residents prepare for shift handoffs. Jt Comm J Qual Patient Saf. 2018;44(8):485–493. Militello LG, Rattray NA, Flanagan ME, et al. “Workin’ on Our Night Moves”: how residents prepare for shift handoffs. Jt Comm J Qual Patient Saf. 2018;44(8):485–493.
48.
go back to reference Barach P, Phelps G. Clinical sensemaking: a systematic approach to reduce the impact of normalised deviance in the medical profession. J R Soc Med 2013;106(10):387–390.CrossRef Barach P, Phelps G. Clinical sensemaking: a systematic approach to reduce the impact of normalised deviance in the medical profession. J R Soc Med 2013;106(10):387–390.CrossRef
49.
go back to reference Stiles BM, Reece TB, Hedrick TL, et al. General surgery morning report: a competency-based conference that enhances patient care and resident education. Curr Surg 2006;63(6):385–390.CrossRef Stiles BM, Reece TB, Hedrick TL, et al. General surgery morning report: a competency-based conference that enhances patient care and resident education. Curr Surg 2006;63(6):385–390.CrossRef
50.
go back to reference Williams RG, Silverman R, Schwind C, et al. Surgeon information transfer and communication: factors affecting quality and efficiency of inpatient care. Ann Surg 2007;245(2):159–169.CrossRef Williams RG, Silverman R, Schwind C, et al. Surgeon information transfer and communication: factors affecting quality and efficiency of inpatient care. Ann Surg 2007;245(2):159–169.CrossRef
51.
go back to reference Wolf ZR. Nursing rituals. The Canadian journal of nursing research = Revue canadienne de recherche en sciences infirmieres 1988;20(3):59–69.PubMed Wolf ZR. Nursing rituals. The Canadian journal of nursing research = Revue canadienne de recherche en sciences infirmieres 1988;20(3):59–69.PubMed
52.
go back to reference Orne MT. On the social psychology of the psychological experiment: with particular reference to demand characteristics and their implications. Am Psychol 1962;17(11):776–783.CrossRef Orne MT. On the social psychology of the psychological experiment: with particular reference to demand characteristics and their implications. Am Psychol 1962;17(11):776–783.CrossRef
Metadata
Title
“Do You Know What I Know?”: How Communication Norms and Recipient Design Shape the Content and Effectiveness of Patient Handoffs
Authors
Nicholas A. Rattray, PhD
Mindy E. Flanagan, PhD
Laura G. Militello, MA
Paul Barach, MD, MPH
Zamal Franks, BS
Patricia Ebright, RN, PhD, FAAN
Shakaib U. Rehman, MD
Howard S. Gordon, MD
Richard M. Frankel, PhD
Publication date
01-02-2019
Publisher
Springer US
Published in
Journal of General Internal Medicine / Issue 2/2019
Print ISSN: 0884-8734
Electronic ISSN: 1525-1497
DOI
https://doi.org/10.1007/s11606-018-4755-5

Other articles of this Issue 2/2019

Journal of General Internal Medicine 2/2019 Go to the issue
Obesity Clinical Trial Summary

At a glance: The STEP trials

A round-up of the STEP phase 3 clinical trials evaluating semaglutide for weight loss in people with overweight or obesity.

Developed by: Springer Medicine

Highlights from the ACC 2024 Congress

Year in Review: Pediatric cardiology

Watch Dr. Anne Marie Valente present the last year's highlights in pediatric and congenital heart disease in the official ACC.24 Year in Review session.

Year in Review: Pulmonary vascular disease

The last year's highlights in pulmonary vascular disease are presented by Dr. Jane Leopold in this official video from ACC.24.

Year in Review: Valvular heart disease

Watch Prof. William Zoghbi present the last year's highlights in valvular heart disease from the official ACC.24 Year in Review session.

Year in Review: Heart failure and cardiomyopathies

Watch this official video from ACC.24. Dr. Biykem Bozkurt discusses last year's major advances in heart failure and cardiomyopathies.