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Published in: Neuroethics 1/2024

Open Access 01-04-2024 | Original Paper

When the Trial Ends: The Case for Post-Trial Provisions in Clinical Psychedelic Research

Authors: Edward Jacobs, Ashleigh Murphy-Beiner, Ian Rouiller, David Nutt, Meg J. Spriggs

Published in: Neuroethics | Issue 1/2024

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Abstract

The ethical value—and to some scholars, necessity—of providing trial patients with post-trial access (PTA) to an investigational drug has been subject to significant attention in the field of research ethics. Although no consensus has emerged, it seems clear that, in some trial contexts, various factors make PTA particularly appropriate. We outline the atypical aspects of psychedelic clinical trials that support the case for introducing the provision of PTA within research in this field, including the broader legal status of psychedelics, the nature of the researcher-therapist/participant relationship, and the extended time-frame of the full therapeutic process. As is increasingly understood, the efficacy of psychedelic-assisted psychotherapy is driven as much by extrapharmacological elements and the cultural therapeutic container as by the drug itself. As such, we also advocate for a refocusing of attention from post-trial access to a broader concept encompassing other elements of post-trial care. We provide an overview of some of the potential post-trial care provisions that may be appropriate in psychedelic clinical trials. Although the World Medical Association’s Declaration of Helsinki calls on researchers, sponsors, and governments to make provisions for post-trial access, such provision may feel impracticable or out-of-reach within psychedelic trials that are already constrained by a high resource demand and significant bureaucratic burden. We show how conceiving of post-trial provision as an integral site of the research process, and an appropriate destination for research funding, will serve to develop the infrastructure necessary for the post-legalisation psychedelic medicine ecosystem.
Footnotes
1
Here we acknowledge that the practical and ethical challenges posed by our example case may vary according to how many guideline-adherent therapies had been tried before trial participation. The weight and nature of obligation towards participants successfully treated in a trial of psilocybin-assisted therapy may differ when a participant has previously tried two, rather than eleven, recognised therapies.
 
2
Avoidance of harms speaks to the clinician’s duty of nonmaleficence. We suggest that the patient experience described in this scenario, if not judged by the reader to be properly classified as harmful, is set within the context of the withholding of a significant benefit, with the concomitant implications for the duty towards beneficence.
 
3
Such provision is consistent with Principle 15 of the Declaration of Helsinki: Appropriate compensation and treatment for subjects who are harmed as a result of participating in research must be ensured.
 
4
While the current article focuses on psilocybin-assisted psychotherapy, the arguments apply equally to the functionally similar psychedelics such as LSD, and to a lesser extent to ketamine- and MDMA-assisted psychotherapy, which are understood to work through different mechanisms, but can employ a similar psychotherapeutic approach and are alike in the relevant aspects. The argument centred on the illicit availability of an otherwise investigational drug also bears upon clinical trials of cannabis-based medicines.
 
5
Importantly, these drugs are not habit-forming [49], and, despite the criminality involved here, the desire to undertake more drug experiences is best understood not as a manifestation of addictive craving, but rather to provide continued successful relief of distressing and/or otherwise treatment-resistant symptoms.
 
6
We do not seek to claim that there are no instances of grave sexual misconduct in clinical settings [53], including in contexts involving psychedelics [54]. But whereas the prospect of violations within such settings are within the power of clinical teams to address, this is not true where participants needing additional support feel compelled to seek it in spaces outside of regulatory oversight and accountability.
 
7
See, for example, the work of Guild of Guides in the Netherlands and the International Center for Ethnobotanical Education, Research, and Service (ICEERS).
 
8
Here, we use the term equity to refer, not to the equal distribution of resources, but needs based distribution. This may entail the provision of additional resources to meet the needs of disadvantaged participants both within the trial, and in post-trial care [56].
 
9
Consider also, that significant numbers of those who undergo psychedelic experiences outside of trial settings can have extended difficulties thereafter, with many seeking out psychological support afterwards (see [6163])
 
10
While this may be more frequently the case for psychedelic interventions practised ‘underground’ [65], where there is greater variability in practitioner expertise, and more complex patients who would be excluded from clinical trials access drugs, the reality that psychedelic experiences have the potential to engender crisis is sufficient to warrant contingency planning in trials.
 
11
Even in studies employing cross-over designs, it is still not in the best medical interests of half of the participants to wait months before receiving effective treatment.
 
12
At Imperial College London, for example, these groups are made free to study participants – a gesture currently made possible by the good will of those running the group, rather than explicit support from the research sponsor. Importantly, although these spaces are often held by therapists, they are not therapy sessions, but are more akin to peer support groups.
 
13
Consider the structurally similar phenomenon of teachers in underfunded schools feeling compelled to purchase school supplies from their own salaries. Although teachers are the proximate actors embedded in a relational context which may generate obligations towards schoolchildren, teachers do this work on behalf of a range of stakeholders, and it is appropriate that the costs of the task of teaching are divided fairly. Here, we agree with Millum’s ([4], p.150) argument that the responsibility for post-trial provision is distributed across stakeholders beyond the investigator team: ““If I hire you to do something which will predictably lead to you acquiring costly responsibilities, a fair pay deal should include the costs of fulfilling those responsibilities””
 
14
However, this is an area of active contention, with provision of access to “other appropriate care or benefits” included in the text of the 2004 and 2008 versions of the Declaration of Helsinki, but dropped from its 2013 iteration.
 
15
An ostensibly ethical grounds for rejecting our suggestions, driven by the resources that they demand, is that, by expanding post-trial provisions and thereby increasing the costs of the trial, the threshold for securing sufficient grant money is raised, and fewer trials will be able to proceed. As such, the progress of scientific medicine will be impeded, and fewer participants will be able to access a potentially helpful medicine. It may well be the case that the extra costs associated with our suggestions represent a fatal expense for the economic viability of some trials. But we invite readers to remain open to the possibility that the status quo balance between speed of scientific progress and robustly ethical treatment of participants might not be the optimum one.
 
16
The concern that provision of post-trial access, and other post-trial care, may detract from the scientific value of data collected from a trial, is a reasonable one, but not, in our view, one that cannot be accommodated. We are not here arguing for the provision of additional interventions before the trial’s primary endpoint (typically symptom reduction at 3 or 6 months) has been reached. Providing post-trial care following this endpoint will make interpretation of (very-)long term follow-up data more challenging. In line with Richardson et al. [73] we recommend advance planning to determine if compromise solutions can meet both the study’s scientific aims and additional care responsibilities. We also note that, by following outcomes where post-trial care is provided, a valuable new line of complementary, ‘real-world’ data is generated.
 
17
This is particularly understandable on the part of established pharmaceutical firms entering the psychedelic space, for whom the focus on a relational dimension to a clinical trial may be an unrecognisable feature.
 
18
Although space constraints limit exploration of how sponsors might discharge this responsibility, see Evans [65], who proposes that commercial operators in the field invest at least 1% of their capital to integration research and services, outlining a number of forms that this might take.
 
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Metadata
Title
When the Trial Ends: The Case for Post-Trial Provisions in Clinical Psychedelic Research
Authors
Edward Jacobs
Ashleigh Murphy-Beiner
Ian Rouiller
David Nutt
Meg J. Spriggs
Publication date
01-04-2024
Publisher
Springer Netherlands
Published in
Neuroethics / Issue 1/2024
Print ISSN: 1874-5490
Electronic ISSN: 1874-5504
DOI
https://doi.org/10.1007/s12152-023-09536-z

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