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Published in: BMC Health Services Research 1/2020

Open Access 01-12-2020 | Research article

What methods are used to promote patient and family involvement in healthcare regulation? A multiple case study across four countries

Authors: Siri Wiig, Suzanne Rutz, Alan Boyd, Kate Churruca, Sophia Kleefstra, Cecilie Haraldseid-Driftland, Jeffrey Braithwaite, Jane O’Hara, Hester van de Bovenkamp

Published in: BMC Health Services Research | Issue 1/2020

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Abstract

Background

In the regulation of healthcare, the subject of patient and family involvement figures increasingly prominently on the agenda. However, the literature on involving patients and families in regulation is still in its infancy. A systematic analysis of how patient and family involvement in regulation is accomplished across different health systems is lacking. We provide such an overview by mapping and classifying methods of patient and family involvement in regulatory practice in four countries; Norway, England, the Netherlands, and Australia. We thus provide a knowledge base that enables discussions about possible types of involvement, and advantages and difficulties of involvement encountered in practice.

Methods

The research design was a multiple case study of patient and family involvement in regulation in four countries. The authors collected 1) academic literature if available and 2) documents of regulators that describe user involvement. Based on the data collected, the authors from each country completed a pre-agreed template to describe the involvement methods. The following information was extracted and included where available: 1) Method of involvement, 2) Type of regulatory activity, 3) Purpose of involvement, 4) Who is involved and 5) Lessons learnt.

Results

Our mapping of involvement strategies showed a range of methods being used in regulation, which we classified into four categories: individual proactive, individual reactive, collective proactive, and collective reactive methods. Reported advantages included: increased quality of regulation, increased legitimacy, perceived justice for those affected, and empowerment. Difficulties were also reported concerning: how to incorporate the input of users in decisions, the fact that not all users want to be involved, time and costs required, organizational procedures standing in the way of involvement, and dealing with emotions.

Conclusions

Our mapping of user involvement strategies establishes a broad variety of ways to involve patients and families. The four categories can serve as inspiration to regulators in healthcare. The paper shows that stimulating involvement in regulation is a challenging and complex task. The fact that regulators are experimenting with different methods can be viewed positively in this regard.
Footnotes
1
The Tables 2, 3, 4 and 5 may be empty or sparse because of how regulation and governance of healthcare is organized. For example, in England, one reactive category in the country table is empty because CQC does not routinely have a role in investigating adverse incidents, and most complaints are handled by other organizations. We would also note that analyses of complaints and incident reports occur at various levels, but not necessarily as a direct response or mechanism of regulatory agencies, or with patients and families involved.
 
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Metadata
Title
What methods are used to promote patient and family involvement in healthcare regulation? A multiple case study across four countries
Authors
Siri Wiig
Suzanne Rutz
Alan Boyd
Kate Churruca
Sophia Kleefstra
Cecilie Haraldseid-Driftland
Jeffrey Braithwaite
Jane O’Hara
Hester van de Bovenkamp
Publication date
01-12-2020
Publisher
BioMed Central
Published in
BMC Health Services Research / Issue 1/2020
Electronic ISSN: 1472-6963
DOI
https://doi.org/10.1186/s12913-020-05471-4

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