Skip to main content
Top
Published in: Implementation Science 1/2017

Open Access 01-12-2017 | Research

Making sense of complexity in context and implementation: the Context and Implementation of Complex Interventions (CICI) framework

Authors: Lisa M. Pfadenhauer, Ansgar Gerhardus, Kati Mozygemba, Kristin Bakke Lysdahl, Andrew Booth, Bjørn Hofmann, Philip Wahlster, Stephanie Polus, Jacob Burns, Louise Brereton, Eva Rehfuess

Published in: Implementation Science | Issue 1/2017

Login to get access

Abstract

Background

The effectiveness of complex interventions, as well as their success in reaching relevant populations, is critically influenced by their implementation in a given context. Current conceptual frameworks often fail to address context and implementation in an integrated way and, where addressed, they tend to focus on organisational context and are mostly concerned with specific health fields. Our objective was to develop a framework to facilitate the structured and comprehensive conceptualisation and assessment of context and implementation of complex interventions.

Methods

The Context and Implementation of Complex Interventions (CICI) framework was developed in an iterative manner and underwent extensive application. An initial framework based on a scoping review was tested in rapid assessments, revealing inconsistencies with respect to the underlying concepts. Thus, pragmatic utility concept analysis was undertaken to advance the concepts of context and implementation. Based on these findings, the framework was revised and applied in several systematic reviews, one health technology assessment (HTA) and one applicability assessment of very different complex interventions. Lessons learnt from these applications and from peer review were incorporated, resulting in the CICI framework.

Results

The CICI framework comprises three dimensions—context, implementation and setting—which interact with one another and with the intervention dimension. Context comprises seven domains (i.e., geographical, epidemiological, socio-cultural, socio-economic, ethical, legal, political); implementation consists of five domains (i.e., implementation theory, process, strategies, agents and outcomes); setting refers to the specific physical location, in which the intervention is put into practise. The intervention and the way it is implemented in a given setting and context can occur on a micro, meso and macro level. Tools to operationalise the framework comprise a checklist, data extraction tools for qualitative and quantitative reviews and a consultation guide for applicability assessments.

Conclusions

The CICI framework addresses and graphically presents context, implementation and setting in an integrated way. It aims at simplifying and structuring complexity in order to advance our understanding of whether and how interventions work. The framework can be applied in systematic reviews and HTA as well as primary research and facilitate communication among teams of researchers and with various stakeholders.
Appendix
Available only for authorised users
Literature
1.
go back to reference Waters E, Hall BJ, Armstrong R, Doyle J, Pettman TL, de Silva-Sanigorski A. Essential components of public health evidence reviews: capturing intervention complexity, implementation, economics and equity. J Public Health (Oxf). 2011;33:462–5.CrossRef Waters E, Hall BJ, Armstrong R, Doyle J, Pettman TL, de Silva-Sanigorski A. Essential components of public health evidence reviews: capturing intervention complexity, implementation, economics and equity. J Public Health (Oxf). 2011;33:462–5.CrossRef
2.
go back to reference Wells M, Williams B, Treweek S, Coyle J, Taylor J. Intervention description is not enough: evidence from an in-depth multiple case study on the untold role and impact of context in randomised controlled trials of seven complex interventions. Trials. 2012;13:95.CrossRefPubMedPubMedCentral Wells M, Williams B, Treweek S, Coyle J, Taylor J. Intervention description is not enough: evidence from an in-depth multiple case study on the untold role and impact of context in randomised controlled trials of seven complex interventions. Trials. 2012;13:95.CrossRefPubMedPubMedCentral
3.
go back to reference Medical Research Council. A framework for development and evaluation of RCTs for complex interventions to improve health. London: Medical Research Council; 2000. Medical Research Council. A framework for development and evaluation of RCTs for complex interventions to improve health. London: Medical Research Council; 2000.
4.
go back to reference Van Herck P, Vanhaecht K, Deneckere S, Bellemans J, Panella M, Barbieri A, Sermeus W. Key interventions and outcomes in joint arthroplasty clinical pathways: a systematic review. J Eval Clin Pract. 2010;16:39–49.CrossRefPubMed Van Herck P, Vanhaecht K, Deneckere S, Bellemans J, Panella M, Barbieri A, Sermeus W. Key interventions and outcomes in joint arthroplasty clinical pathways: a systematic review. J Eval Clin Pract. 2010;16:39–49.CrossRefPubMed
5.
go back to reference Rychetnik L, Frommer M, Hawe P, Shiell A. Criteria for evaluating evidence on public health interventions. J Epidemiol Community Health. 2002;56:119–27.CrossRefPubMedPubMedCentral Rychetnik L, Frommer M, Hawe P, Shiell A. Criteria for evaluating evidence on public health interventions. J Epidemiol Community Health. 2002;56:119–27.CrossRefPubMedPubMedCentral
6.
go back to reference Morfeld PSR, Builtjes PJH, Groneberg DA, Spallek M. Introduction of a low-emission zone and the effect on air pollutant concentration of particulate matter (PM10)—a pilot study in Munich. Zbl Arbeitsmed. 2013;63:104–15.CrossRef Morfeld PSR, Builtjes PJH, Groneberg DA, Spallek M. Introduction of a low-emission zone and the effect on air pollutant concentration of particulate matter (PM10)—a pilot study in Munich. Zbl Arbeitsmed. 2013;63:104–15.CrossRef
7.
go back to reference Fensterer V, Küchenhoff H, Maier V, Wichmann H-E, Breitner S, Peters A, Gu J, Cyrys J. Evaluation of the impact of low emission zone and heavy traffic ban in Munich (Germany) on the reduction of PM10 in ambient air. Int J Environ Res Public Health. 2014;11:5094.CrossRefPubMedPubMedCentral Fensterer V, Küchenhoff H, Maier V, Wichmann H-E, Breitner S, Peters A, Gu J, Cyrys J. Evaluation of the impact of low emission zone and heavy traffic ban in Munich (Germany) on the reduction of PM10 in ambient air. Int J Environ Res Public Health. 2014;11:5094.CrossRefPubMedPubMedCentral
8.
go back to reference Atkinson RW, Barratt B, Armstrong B, Anderson HR, Beevers SD, Mudway IS, Green D, Derwent RG, Wilkinson P, Tonne C, Kelly FJ. The impact of the congestion charging scheme on ambient air pollution concentrations in London. Atmos Environ. 2009;43:5493–500.CrossRef Atkinson RW, Barratt B, Armstrong B, Anderson HR, Beevers SD, Mudway IS, Green D, Derwent RG, Wilkinson P, Tonne C, Kelly FJ. The impact of the congestion charging scheme on ambient air pollution concentrations in London. Atmos Environ. 2009;43:5493–500.CrossRef
9.
go back to reference Tonne C, Beevers S, Armstrong B, Kelly F, Wilkinson P. Air pollution and mortality benefits of the London Congestion Charge: spatial and socioeconomic inequalities. Occup Environ Med. 2008;65:620–7.CrossRefPubMed Tonne C, Beevers S, Armstrong B, Kelly F, Wilkinson P. Air pollution and mortality benefits of the London Congestion Charge: spatial and socioeconomic inequalities. Occup Environ Med. 2008;65:620–7.CrossRefPubMed
11.
go back to reference Green L, Kreuter M. Health program planning: an educational and ecological approach. New York: McGrawhill; 2005. Green L, Kreuter M. Health program planning: an educational and ecological approach. New York: McGrawhill; 2005.
12.
go back to reference Meyers DC, Durlak JA, Wandersman A. The Quality Implementation Framework: a synthesis of critical steps in the implementation process. Am J Community Psychol. 2012;50:462–80.CrossRefPubMed Meyers DC, Durlak JA, Wandersman A. The Quality Implementation Framework: a synthesis of critical steps in the implementation process. Am J Community Psychol. 2012;50:462–80.CrossRefPubMed
13.
go back to reference Kitson A, Harvey G, McCormack B. Enabling the implementation of evidence based practice: a conceptual framework. Quality in Health Care. 1998;7:149–58.CrossRefPubMedPubMedCentral Kitson A, Harvey G, McCormack B. Enabling the implementation of evidence based practice: a conceptual framework. Quality in Health Care. 1998;7:149–58.CrossRefPubMedPubMedCentral
14.
go back to reference Damschroder LJ, Aron DC, Keith RE, Kirsh SR, Alexander JA, Lowery JC. Fostering implementation of health services research findings into practice: a consolidated framework for advancing implementation science. Implement Sci. 2009;4. Damschroder LJ, Aron DC, Keith RE, Kirsh SR, Alexander JA, Lowery JC. Fostering implementation of health services research findings into practice: a consolidated framework for advancing implementation science. Implement Sci. 2009;4.
15.
go back to reference Greenhalgh T, Robert G, Macfarlane F, Bate P, Kyriakidou O. Diffusion of Innovations in Service Organizations: systematic review and recommendations. Milbank Q. 2004;82:581–629.CrossRefPubMedPubMedCentral Greenhalgh T, Robert G, Macfarlane F, Bate P, Kyriakidou O. Diffusion of Innovations in Service Organizations: systematic review and recommendations. Milbank Q. 2004;82:581–629.CrossRefPubMedPubMedCentral
16.
go back to reference Rogers EM. Diffusion of innovations. 5th ed. Free Press; 2003. Rogers EM. Diffusion of innovations. 5th ed. Free Press; 2003.
17.
go back to reference Klein KJ, Sorra JS. The challenge of innovation implementation. Acad Manag Rev. 1996;21:1055–80. Klein KJ, Sorra JS. The challenge of innovation implementation. Acad Manag Rev. 1996;21:1055–80.
18.
go back to reference Zahra SA, George G. Absorptive capacity: a review, reconceptualization, and extension. Acad Manag Rev. 2002;27:185–203. Zahra SA, George G. Absorptive capacity: a review, reconceptualization, and extension. Acad Manag Rev. 2002;27:185–203.
19.
go back to reference Mathisen GE, Einarsen S, Jorstad K, Bronnick KS. Climate for work group creativity and innovation: Norwegian validation of the team climate inventory (TCI). Scand J Psychol. 2004;45:383–92.CrossRefPubMed Mathisen GE, Einarsen S, Jorstad K, Bronnick KS. Climate for work group creativity and innovation: Norwegian validation of the team climate inventory (TCI). Scand J Psychol. 2004;45:383–92.CrossRefPubMed
20.
go back to reference Goh SC, Quon TK, Cousins JB. The organizational learning survey: a re-evaluation of unidimensionality. Psychol Rep. 2007;101:707–21.PubMed Goh SC, Quon TK, Cousins JB. The organizational learning survey: a re-evaluation of unidimensionality. Psychol Rep. 2007;101:707–21.PubMed
21.
go back to reference Lubomski LH, Marsteller JA, Hsu YJ, Goeschel CA, Holzmueller CG, Pronovost PJ. The team checkup tool: evaluating QI team activities and giving feedback to senior leaders. Jt Comm J Qual Patient Saf. 2008;34:619–23. 561.CrossRefPubMed Lubomski LH, Marsteller JA, Hsu YJ, Goeschel CA, Holzmueller CG, Pronovost PJ. The team checkup tool: evaluating QI team activities and giving feedback to senior leaders. Jt Comm J Qual Patient Saf. 2008;34:619–23. 561.CrossRefPubMed
22.
go back to reference Duckers ML, Wagner C, Groenewegen PP. Developing and testing an instrument to measure the presence of conditions for successful implementation of quality improvement collaboratives. BMC Health Serv Res. 2008;8:172.CrossRefPubMedPubMedCentral Duckers ML, Wagner C, Groenewegen PP. Developing and testing an instrument to measure the presence of conditions for successful implementation of quality improvement collaboratives. BMC Health Serv Res. 2008;8:172.CrossRefPubMedPubMedCentral
23.
go back to reference Good L, Nelson D. Effects of person-group and intragroup attitude similarity on perceived group attractiveness and cohesiveness. Psychon Sci. 1971;25:215–7.CrossRef Good L, Nelson D. Effects of person-group and intragroup attitude similarity on perceived group attractiveness and cohesiveness. Psychon Sci. 1971;25:215–7.CrossRef
24.
go back to reference Marsick VJ, Watkins KE. Demonstrating the value of an organization’s learning culture: the dimensions of the learning organization questionnaire. Adv Dev Hum Resour. 2003;5:132–51.CrossRef Marsick VJ, Watkins KE. Demonstrating the value of an organization’s learning culture: the dimensions of the learning organization questionnaire. Adv Dev Hum Resour. 2003;5:132–51.CrossRef
25.
go back to reference Helfrich CD, Li YF, Mohr DC, Meterko M, Sales AE. Assessing an organizational culture instrument based on the Competing Values Framework: exploratory and confirmatory factor analyses. Implement Sci. 2007;2:13.CrossRefPubMedPubMedCentral Helfrich CD, Li YF, Mohr DC, Meterko M, Sales AE. Assessing an organizational culture instrument based on the Competing Values Framework: exploratory and confirmatory factor analyses. Implement Sci. 2007;2:13.CrossRefPubMedPubMedCentral
26.
go back to reference Fineout-Overholt E, Melnyk B. Organizational Culture and Readiness for System-Wide Implementation of EBP (OCR-SIEP) scale. Gilbert: ARCC llc Publishing; 2006. Fineout-Overholt E, Melnyk B. Organizational Culture and Readiness for System-Wide Implementation of EBP (OCR-SIEP) scale. Gilbert: ARCC llc Publishing; 2006.
27.
go back to reference Stetler CB, Damschroder LJ, Helfrich CD, Hagedorn HJ. A guide for applying a revised version of the PARIHS framework for implementation. Implement Sci. 2011;6. Stetler CB, Damschroder LJ, Helfrich CD, Hagedorn HJ. A guide for applying a revised version of the PARIHS framework for implementation. Implement Sci. 2011;6.
28.
go back to reference McCormack B, Kitson A, Harvey G, Rycroft-Malone J, Titchen A, Seers K. Getting evidence into practice: the meaning of ‘context’. J Adv Nurs. 2002;38:94–104.CrossRefPubMed McCormack B, Kitson A, Harvey G, Rycroft-Malone J, Titchen A, Seers K. Getting evidence into practice: the meaning of ‘context’. J Adv Nurs. 2002;38:94–104.CrossRefPubMed
29.
go back to reference Pawson R, Greenhalgh T, Harvey G, Walshe K. Realist review—a new method of systematic review designed for complex policy interventions. J Health Serv Res Policy. 2005;10 Suppl 1:21–34.CrossRefPubMed Pawson R, Greenhalgh T, Harvey G, Walshe K. Realist review—a new method of systematic review designed for complex policy interventions. J Health Serv Res Policy. 2005;10 Suppl 1:21–34.CrossRefPubMed
30.
go back to reference Rabin BA, Brownson RC, Haire-Joshu D, Kreuter MW, Weaver NL. A glossary for dissemination and implementation research in health. J Public Health Manag Pract. 2008;14:117–23.CrossRefPubMed Rabin BA, Brownson RC, Haire-Joshu D, Kreuter MW, Weaver NL. A glossary for dissemination and implementation research in health. J Public Health Manag Pract. 2008;14:117–23.CrossRefPubMed
31.
go back to reference Simpson DD. A framework for implementing sustainable oral health promotion interventions. J Public Health Dent. 2011;71:S84–94.CrossRefPubMedCentral Simpson DD. A framework for implementing sustainable oral health promotion interventions. J Public Health Dent. 2011;71:S84–94.CrossRefPubMedCentral
32.
go back to reference Rehfuess EA, Durao S, Kyamanywa P, Meerpohl JJ, Young T, Rohwer A, Cebha, consortium. An approach for setting evidence-based and stakeholder-informed research priorities in low- and middle-income countries. Bull World Health Organ. 2016;94:297–305.CrossRefPubMed Rehfuess EA, Durao S, Kyamanywa P, Meerpohl JJ, Young T, Rohwer A, Cebha, consortium. An approach for setting evidence-based and stakeholder-informed research priorities in low- and middle-income countries. Bull World Health Organ. 2016;94:297–305.CrossRefPubMed
33.
go back to reference Rohwer A, Pfadenhauer LM, Burns J, Brereton L, Gerhardus A, Booth A, Oortwijn W, Rehfuess EA. Logic models help make sense of complexity in systematic reviews and health technology assessments. J Clin Epidemiol. 2016. Rohwer A, Pfadenhauer LM, Burns J, Brereton L, Gerhardus A, Booth A, Oortwijn W, Rehfuess EA. Logic models help make sense of complexity in systematic reviews and health technology assessments. J Clin Epidemiol. 2016.
34.
go back to reference Morse JM, Mitcham C, Hupcey JE, Tason MC. Criteria for concept evaluation. J Adv Nurs. 1996;24:385–90.CrossRefPubMed Morse JM, Mitcham C, Hupcey JE, Tason MC. Criteria for concept evaluation. J Adv Nurs. 1996;24:385–90.CrossRefPubMed
35.
go back to reference Morse J, Hupcey J, Mitcham C, Lenz E. Choosing a strategy for concept analysis in nursing research: moving beyond Wilson. In: Gift AG, editor. Clarifying concepts in nursing research. New York: Springer; 1997. p. 73–96. Morse J, Hupcey J, Mitcham C, Lenz E. Choosing a strategy for concept analysis in nursing research: moving beyond Wilson. In: Gift AG, editor. Clarifying concepts in nursing research. New York: Springer; 1997. p. 73–96.
36.
go back to reference Morse JM. Exploring pragmatic utility: concept analysis by critically appraising the literature. In: Rodgers BL, Knafl K, editors. Concept development in nursing: foundations, techniques, and applications. 2nd ed. Philadelphia: W.B. Saunders; 2000. p. 333–52. Morse JM. Exploring pragmatic utility: concept analysis by critically appraising the literature. In: Rodgers BL, Knafl K, editors. Concept development in nursing: foundations, techniques, and applications. 2nd ed. Philadelphia: W.B. Saunders; 2000. p. 333–52.
37.
go back to reference Pfadenhauer LM, Mozygemba K, Gerhardus A, Hofmann B, Booth A, Lysdahl KB, Tummers M, Burns J, Rehfuess EA. Context and implementation: a concept analysis towards conceptual maturity. Z Evid Fortbild Qual Gesundhwes. 2015;109:103–14.CrossRefPubMed Pfadenhauer LM, Mozygemba K, Gerhardus A, Hofmann B, Booth A, Lysdahl KB, Tummers M, Burns J, Rehfuess EA. Context and implementation: a concept analysis towards conceptual maturity. Z Evid Fortbild Qual Gesundhwes. 2015;109:103–14.CrossRefPubMed
38.
go back to reference Brereton L, Wahlster P, Lysdahl KB, Mozygemba K, Burns J, Chilcott JB, Ward S, Brönneke JB, Tummers M, Van Hoorn R, Van Der Wilt GJ, Pfadenhauer L, Gerhardus A, Rowher A, Rehfuess E, Oortwijn W, Refolo P, Sacchini D, Leppert W, Blazeviciene A, Preston L, Clark J, Goyder E, on behalf of the INTEGRATE-HTA team. Integrated assessment of home based palliative care with and without reinforced caregiver support: ‘a demonstration of INTEGRATE-HTA methodological guidances’. 2016. Brereton L, Wahlster P, Lysdahl KB, Mozygemba K, Burns J, Chilcott JB, Ward S, Brönneke JB, Tummers M, Van Hoorn R, Van Der Wilt GJ, Pfadenhauer L, Gerhardus A, Rowher A, Rehfuess E, Oortwijn W, Refolo P, Sacchini D, Leppert W, Blazeviciene A, Preston L, Clark J, Goyder E, on behalf of the INTEGRATE-HTA team. Integrated assessment of home based palliative care with and without reinforced caregiver support: ‘a demonstration of INTEGRATE-HTA methodological guidances’. 2016.
39.
go back to reference Carroll C, Booth A, Cooper K. A worked example of “best fit” framework synthesis: a systematic review of views concerning the taking of some potential chemopreventive agents. BMC Med Res Methodol. 2011;11:29.CrossRefPubMedPubMedCentral Carroll C, Booth A, Cooper K. A worked example of “best fit” framework synthesis: a systematic review of views concerning the taking of some potential chemopreventive agents. BMC Med Res Methodol. 2011;11:29.CrossRefPubMedPubMedCentral
40.
go back to reference Burns J, Boogaard H, Turley R, Pfadenhauer LM, van Erp AM, Rohwer AC, Rehfuess E. Interventions to reduce ambient particulate matter air pollution and their effect on health (Protocol). Cochrane Database Syst Rev. 2014; Issue 1. Art. No.: CD010919. doi:10.1002/14651858.CD010919. Burns J, Boogaard H, Turley R, Pfadenhauer LM, van Erp AM, Rohwer AC, Rehfuess E. Interventions to reduce ambient particulate matter air pollution and their effect on health (Protocol). Cochrane Database Syst Rev. 2014; Issue 1. Art. No.: CD010919. doi:10.​1002/​14651858.​CD010919.
41.
go back to reference Burns J, Polus S, Brereton L, Ward S, Chilcott J, Pfadenhauer L, Rehfuess E. Effectiveness of home-based and reinforced home-based palliative care: a systematic review with semi-structured expert consultations. in submission process 2016. Burns J, Polus S, Brereton L, Ward S, Chilcott J, Pfadenhauer L, Rehfuess E. Effectiveness of home-based and reinforced home-based palliative care: a systematic review with semi-structured expert consultations. in submission process 2016.
42.
go back to reference Pfadenhauer LM, Burns J, Rohwer A, Rehfuess EA. Effectiveness of interventions to reduce exposure to lead through consumer products and drinking water: a systematic review. Environ Res. 2016;147:525–36.CrossRefPubMed Pfadenhauer LM, Burns J, Rohwer A, Rehfuess EA. Effectiveness of interventions to reduce exposure to lead through consumer products and drinking water: a systematic review. Environ Res. 2016;147:525–36.CrossRefPubMed
43.
go back to reference Ostrom E. An assessment of the institutional analysis and development framework. In: Sabatier PA, editor. Theories of the policy process. 1st ed. Colorado: Westview Press; 1999. Ostrom E. An assessment of the institutional analysis and development framework. In: Sabatier PA, editor. Theories of the policy process. 1st ed. Colorado: Westview Press; 1999.
44.
go back to reference Kitson AL, Rycroft-Malone J, Harvey G, McCormack B, Seers K, Titchen A. Evaluating the successful implementation of evidence into practice using the PARiHS framework: theoretical and practical challenges. Implementation science : IS. 2008;3:1–1.CrossRefPubMedPubMedCentral Kitson AL, Rycroft-Malone J, Harvey G, McCormack B, Seers K, Titchen A. Evaluating the successful implementation of evidence into practice using the PARiHS framework: theoretical and practical challenges. Implementation science : IS. 2008;3:1–1.CrossRefPubMedPubMedCentral
45.
go back to reference Dockery DW, Rich DQ, Goodman PG, Clancy L, Ohman-Strickland P, George P, Kotlov T, Committee HEIHR. Effect of air pollution control on mortality and hospital admissions in Ireland. Res Rep Health Eff Inst. 2013;3–109. Dockery DW, Rich DQ, Goodman PG, Clancy L, Ohman-Strickland P, George P, Kotlov T, Committee HEIHR. Effect of air pollution control on mortality and hospital admissions in Ireland. Res Rep Health Eff Inst. 2013;3–109.
46.
go back to reference Rohwer A, Pfadenhauer LM, Burns J, Brereton L, Gerhardus A, Booth A, Oortwijn W, Rehfuess EA: Logic models help make sense of complexity in systematic reviews and health technology assessments. J Clin Epidemiol. 2016, in press. Rohwer A, Pfadenhauer LM, Burns J, Brereton L, Gerhardus A, Booth A, Oortwijn W, Rehfuess EA: Logic models help make sense of complexity in systematic reviews and health technology assessments. J Clin Epidemiol. 2016, in press.
47.
go back to reference Mendel P, Meredith LS, Schoenbaum M, Sherbourne CD, Wells KB. Interventions in organizational and community context: a framework for building evidence on dissemination and implementation in health services research. Adm Policy Ment Health. 2008;35:21–37.CrossRefPubMed Mendel P, Meredith LS, Schoenbaum M, Sherbourne CD, Wells KB. Interventions in organizational and community context: a framework for building evidence on dissemination and implementation in health services research. Adm Policy Ment Health. 2008;35:21–37.CrossRefPubMed
48.
go back to reference Fellin P. Understanding American communities. In: Rothamn J, Erlich J, Tropman J, editors. Strategies of community organizations. Itasca: Peacock; 1995. Fellin P. Understanding American communities. In: Rothamn J, Erlich J, Tropman J, editors. Strategies of community organizations. Itasca: Peacock; 1995.
49.
go back to reference Scott W. Conceptualizing organizational fields: Linking organizations and societal systems. In: Derlien H, Gerhardt U, Scharpf F, editors. Systemrationalitat und Partial Interesse [System Rationality and Partial Interests]. Baden Baden: Nomos Verlagsgesellschaft; 1994. p. 203–21. Scott W. Conceptualizing organizational fields: Linking organizations and societal systems. In: Derlien H, Gerhardt U, Scharpf F, editors. Systemrationalitat und Partial Interesse [System Rationality and Partial Interests]. Baden Baden: Nomos Verlagsgesellschaft; 1994. p. 203–21.
50.
go back to reference Schulz AJ, Israel BA, Lantz P. Instrument for evaluating dimensions of group dynamics within community-based participatory research partnerships. Evaluation and Program Planning. 2003;26:249–62.CrossRef Schulz AJ, Israel BA, Lantz P. Instrument for evaluating dimensions of group dynamics within community-based participatory research partnerships. Evaluation and Program Planning. 2003;26:249–62.CrossRef
51.
go back to reference DiMaggio PJ, Powell WW. The iron cage revisited: institutional isomorphism and collective rationality in organizational fields. Am Sociol Rev. 1983;48:147–60.CrossRef DiMaggio PJ, Powell WW. The iron cage revisited: institutional isomorphism and collective rationality in organizational fields. Am Sociol Rev. 1983;48:147–60.CrossRef
52.
go back to reference Aarons GA, Fettes DL, Hurlburt MS, Palinkas LA, Gunderson L, Willging CE, Chaffin MJ. Collaboration, negotiation, and coalescence for interagency-collaborative teams to scale-up evidence-based practice. J Clin Child Adolesc Psychol. 2014;43:915–28.CrossRefPubMedPubMedCentral Aarons GA, Fettes DL, Hurlburt MS, Palinkas LA, Gunderson L, Willging CE, Chaffin MJ. Collaboration, negotiation, and coalescence for interagency-collaborative teams to scale-up evidence-based practice. J Clin Child Adolesc Psychol. 2014;43:915–28.CrossRefPubMedPubMedCentral
53.
go back to reference Aarons GA, Hurlburt M, Horwitz SM. Advancing a conceptual model of evidence-based practice implementation in public service sectors. Adm Policy Ment Health. 2011;38:4–23.CrossRefPubMed Aarons GA, Hurlburt M, Horwitz SM. Advancing a conceptual model of evidence-based practice implementation in public service sectors. Adm Policy Ment Health. 2011;38:4–23.CrossRefPubMed
54.
go back to reference Fixsen DL, Blase KA, Naoom SF, Wallace F. Core implementation components. Res Soc Work Pract. 2009;19:531–40.CrossRef Fixsen DL, Blase KA, Naoom SF, Wallace F. Core implementation components. Res Soc Work Pract. 2009;19:531–40.CrossRef
55.
go back to reference Tomoaia-Cotisel A, Scammon DL, Waitzman NJ, Cronholm PF, Halladay JR, Driscoll DL, Solberg LI, Hsu C, Tai-Seale M, Hiratsuka V, et al. Context matters: the experience of 14 research teams in systematically reporting contextual factors important for practice change. Ann Fam Med. 2013;11 Suppl 1:S115–23.CrossRefPubMedPubMedCentral Tomoaia-Cotisel A, Scammon DL, Waitzman NJ, Cronholm PF, Halladay JR, Driscoll DL, Solberg LI, Hsu C, Tai-Seale M, Hiratsuka V, et al. Context matters: the experience of 14 research teams in systematically reporting contextual factors important for practice change. Ann Fam Med. 2013;11 Suppl 1:S115–23.CrossRefPubMedPubMedCentral
56.
go back to reference Bergstrom A, Peterson S, Namusoko S, Waiswa P, Wallin L. Knowledge translation in Uganda: a qualitative study of Ugandan midwives’ and managers’ perceived relevance of the sub-elements of the context cornerstone in the PARIHS framework. Implement Sci. 2012;7:117.CrossRefPubMedPubMedCentral Bergstrom A, Peterson S, Namusoko S, Waiswa P, Wallin L. Knowledge translation in Uganda: a qualitative study of Ugandan midwives’ and managers’ perceived relevance of the sub-elements of the context cornerstone in the PARIHS framework. Implement Sci. 2012;7:117.CrossRefPubMedPubMedCentral
57.
go back to reference Helfrich CD, Li Y-F, Sharp ND, Sales AE. Organizational readiness to change assessment (ORCA): Development of an instrument based on the Promoting Action on Research in Health Services (PARIHS) framework. Implement Sci. 2009;4. Helfrich CD, Li Y-F, Sharp ND, Sales AE. Organizational readiness to change assessment (ORCA): Development of an instrument based on the Promoting Action on Research in Health Services (PARIHS) framework. Implement Sci. 2009;4.
58.
go back to reference Bandura A. Self-efficacy: toward a unifying theory of behavioral change. Psychol Rev. 1977;84:191–215.CrossRefPubMed Bandura A. Self-efficacy: toward a unifying theory of behavioral change. Psychol Rev. 1977;84:191–215.CrossRefPubMed
59.
go back to reference Glisson C, Landsverk J, Schoenwald S, Kelleher K, Hoagwood KE, Mayberg S, Green P, Research Network on Youth Mental H. Assessing the organizational social context (OSC) of mental health services: implications for research and practice. Adm Policy Ment Health. 2008;35:98–113.CrossRefPubMed Glisson C, Landsverk J, Schoenwald S, Kelleher K, Hoagwood KE, Mayberg S, Green P, Research Network on Youth Mental H. Assessing the organizational social context (OSC) of mental health services: implications for research and practice. Adm Policy Ment Health. 2008;35:98–113.CrossRefPubMed
60.
go back to reference Bandura A. Social foundations of thought and action: a social cognitive theory. Prentice Hill: Englewood Cliffs, New Jersey; 1986. Bandura A. Social foundations of thought and action: a social cognitive theory. Prentice Hill: Englewood Cliffs, New Jersey; 1986.
61.
go back to reference Lehman WE, Greener JM, Simpson DD. Assessing organizational readiness for change. J Subst Abuse Treat. 2002;22:197–209.CrossRefPubMed Lehman WE, Greener JM, Simpson DD. Assessing organizational readiness for change. J Subst Abuse Treat. 2002;22:197–209.CrossRefPubMed
62.
go back to reference Packard T. Organizational change: a conceptual framework to advance the evidence base. J Hum Behav Soc Environ. 2013;23. Packard T. Organizational change: a conceptual framework to advance the evidence base. J Hum Behav Soc Environ. 2013;23.
63.
go back to reference Cane J, O’Connor D, Michie S. Validation of the theoretical domains framework for use in behaviour change and implementation research. Implement Sci. 2012;7:37.CrossRefPubMedPubMedCentral Cane J, O’Connor D, Michie S. Validation of the theoretical domains framework for use in behaviour change and implementation research. Implement Sci. 2012;7:37.CrossRefPubMedPubMedCentral
64.
go back to reference Aunger R, Curtis V. Consolidating behaviour change theory. London: LSHTM/Hygiene Centre for Unilever PLC; 2007. Aunger R, Curtis V. Consolidating behaviour change theory. London: LSHTM/Hygiene Centre for Unilever PLC; 2007.
65.
go back to reference Rogers EM. Diffusion of innovations. 4th ed. New York: Free Press; 1995. Rogers EM. Diffusion of innovations. 4th ed. New York: Free Press; 1995.
66.
go back to reference Fishbein M, Ajzen I. Belief, attitude, intention, and behavior: an introduction to theory and research. Reading, MA: Addison-Wesley; 1975. Fishbein M, Ajzen I. Belief, attitude, intention, and behavior: an introduction to theory and research. Reading, MA: Addison-Wesley; 1975.
67.
go back to reference Weiner BJ, Lewis MA, Linnan LA. Using organization theory to understand the determinants of effective implementation of worksite health promotion programs. Health Educ Res. 2009;24:292–305.CrossRefPubMed Weiner BJ, Lewis MA, Linnan LA. Using organization theory to understand the determinants of effective implementation of worksite health promotion programs. Health Educ Res. 2009;24:292–305.CrossRefPubMed
68.
go back to reference Emmons KM, Weiner B, Fernandez ME, Tu S-P. Systems antecedents for dissemination and implementation: a review and analysis of measures. Health Educ Behav. 2012;39:87–105.CrossRefPubMed Emmons KM, Weiner B, Fernandez ME, Tu S-P. Systems antecedents for dissemination and implementation: a review and analysis of measures. Health Educ Behav. 2012;39:87–105.CrossRefPubMed
69.
go back to reference Flottorp SA, Oxman AD, Krause J, Musila NR, Wensing M, Godycki-Cwirko M, Baker R, Eccles MP. A checklist for identifying determinants of practice: a systematic review and synthesis of frameworks and taxonomies of factors that prevent or enable improvements in healthcare professional practice. Implement Sci. 2013;8. Flottorp SA, Oxman AD, Krause J, Musila NR, Wensing M, Godycki-Cwirko M, Baker R, Eccles MP. A checklist for identifying determinants of practice: a systematic review and synthesis of frameworks and taxonomies of factors that prevent or enable improvements in healthcare professional practice. Implement Sci. 2013;8.
70.
go back to reference Hage E, Roo JP, van Offenbeek MAG, Boonstra A. Implementation factors and their effect on e-health service adoption in rural communities: a systematic literature review. BMC Health Serv Res. 2013;13. Hage E, Roo JP, van Offenbeek MAG, Boonstra A. Implementation factors and their effect on e-health service adoption in rural communities: a systematic literature review. BMC Health Serv Res. 2013;13.
71.
go back to reference Castro F, Barrera M, Martinez C. The cultural adaptation of prevention interventions: resolving tensions between fidelity and fit. Prev Sci. 2004;5:41–5.CrossRefPubMed Castro F, Barrera M, Martinez C. The cultural adaptation of prevention interventions: resolving tensions between fidelity and fit. Prev Sci. 2004;5:41–5.CrossRefPubMed
72.
go back to reference Sabatier PA. Theories of the policy process. Westview Press; 2007. Sabatier PA. Theories of the policy process. Westview Press; 2007.
73.
go back to reference Mozygemba K, Hofmann B, Lysdahl KB, Pfadenhauer L, Van Der Wilt GJ, Gerhardus A. Guidance to assess socio-cultural aspects. In: Lysdahl KB, Mozygemba K, Burns J, Chilcott JB, Brönneke JB, Hofmann B, editors. Guidance for assessing effectiveness, economic aspects, ethical aspects, socio-cultural aspects and legal aspects in complex technologies. 2015. Mozygemba K, Hofmann B, Lysdahl KB, Pfadenhauer L, Van Der Wilt GJ, Gerhardus A. Guidance to assess socio-cultural aspects. In: Lysdahl KB, Mozygemba K, Burns J, Chilcott JB, Brönneke JB, Hofmann B, editors. Guidance for assessing effectiveness, economic aspects, ethical aspects, socio-cultural aspects and legal aspects in complex technologies. 2015.
74.
go back to reference Victora C, Armstrong Schellenberg J, Huicho L, Amaral J, El Arifeen S, Pariyo G, Manzi F, Scherpbier R, Bryce J, Habicht J. Context matters: interpreting impact findings in child survival evaluations. Health Policy Plan. 2005;20:i18–1.CrossRefPubMed Victora C, Armstrong Schellenberg J, Huicho L, Amaral J, El Arifeen S, Pariyo G, Manzi F, Scherpbier R, Bryce J, Habicht J. Context matters: interpreting impact findings in child survival evaluations. Health Policy Plan. 2005;20:i18–1.CrossRefPubMed
75.
go back to reference European Network for Health Technology Assessment (EUnetHTA): HTA Core Model for screening technologies. Work Package 4 Core HTA EUnetHTA Joint Action 2010 - 2012. 2011. European Network for Health Technology Assessment (EUnetHTA): HTA Core Model for screening technologies. Work Package 4 Core HTA EUnetHTA Joint Action 2010 - 2012. 2011.
76.
go back to reference Lehoux P, Williams-Jones B. Mapping the integration of social and ethical issues in health technology assessment. Int J Technol Assess Health Care. 2007;23:9–16.CrossRefPubMed Lehoux P, Williams-Jones B. Mapping the integration of social and ethical issues in health technology assessment. Int J Technol Assess Health Care. 2007;23:9–16.CrossRefPubMed
77.
go back to reference Potter BK, Avard D, Graham ID, Entwistle VA, Caulfield TA, Chakraborty P, Kennedy C, McGuire M, Griener GG, Montgomery M, et al. Guidance for considering ethical, legal, and social issues in health technology assessment: application to genetic screening. Int J Technol Assess Health Care. 2008;24:412–22.CrossRefPubMed Potter BK, Avard D, Graham ID, Entwistle VA, Caulfield TA, Chakraborty P, Kennedy C, McGuire M, Griener GG, Montgomery M, et al. Guidance for considering ethical, legal, and social issues in health technology assessment: application to genetic screening. Int J Technol Assess Health Care. 2008;24:412–22.CrossRefPubMed
78.
go back to reference Statens Beredning för Medicinsk Utvärdering (SBU). Utvärdering av metoder i hälso- og sjukvården, en handbok. Etiska och sociala aspekter. Stockholm: SBU (Statens beredning för medicinsk utvärdering); 2014. Statens Beredning för Medicinsk Utvärdering (SBU). Utvärdering av metoder i hälso- og sjukvården, en handbok. Etiska och sociala aspekter. Stockholm: SBU (Statens beredning för medicinsk utvärdering); 2014.
79.
go back to reference Nash R, Hudson A, Luttrell C. Mapping political context: A toolkit for Civil Society Organisations Overseas Development Institute—Research and Policy in Development Programme; 2006. Nash R, Hudson A, Luttrell C. Mapping political context: A toolkit for Civil Society Organisations Overseas Development Institute—Research and Policy in Development Programme; 2006.
80.
go back to reference Bradford NK, Young J, Armfield NR, Herbert A, Smith AC. Home telehealth and paediatric palliative care: clinician perceptions of what is stopping us? BMC Palliat Care. 2014;13:29.CrossRefPubMedPubMedCentral Bradford NK, Young J, Armfield NR, Herbert A, Smith AC. Home telehealth and paediatric palliative care: clinician perceptions of what is stopping us? BMC Palliat Care. 2014;13:29.CrossRefPubMedPubMedCentral
81.
go back to reference Brönneke JB, Hofmann B, Lysdahl KB, Van Der Wilt GJ, Buchner B. Guidance to assess legal aspects. In: Lysdahl KB, Mozygemba K, Burns J, Chilcott JB, Brönneke JB, Hofmann B, editors. Guidance for assessing effectiveness, economic aspects, ethical aspects, socio-cultural aspects and legal aspects in complex technologies. 2015. Brönneke JB, Hofmann B, Lysdahl KB, Van Der Wilt GJ, Buchner B. Guidance to assess legal aspects. In: Lysdahl KB, Mozygemba K, Burns J, Chilcott JB, Brönneke JB, Hofmann B, editors. Guidance for assessing effectiveness, economic aspects, ethical aspects, socio-cultural aspects and legal aspects in complex technologies. 2015.
82.
go back to reference Metz A, Bartley L. Active implementation frameworks for program success. Zero to One. 2012;32:11–8. Metz A, Bartley L. Active implementation frameworks for program success. Zero to One. 2012;32:11–8.
83.
go back to reference Proctor EK, Powell BJ, McMillen JC. Implementation strategies: recommendations for specifying and reporting. Implement Sci. 2013;8. Proctor EK, Powell BJ, McMillen JC. Implementation strategies: recommendations for specifying and reporting. Implement Sci. 2013;8.
84.
go back to reference May CR, Mair F, Finch T, MacFarlane A, Dowrick C, Treweek S, Rapley T, Ballini L, Ong BN, Rogers A, et al. Development of a theory of implementation and integration: normalization process theory. Implement Sci. 2009;4. May CR, Mair F, Finch T, MacFarlane A, Dowrick C, Treweek S, Rapley T, Ballini L, Ong BN, Rogers A, et al. Development of a theory of implementation and integration: normalization process theory. Implement Sci. 2009;4.
85.
go back to reference May C. Towards a general theory of implementation. Implement Sci. 2013;8. May C. Towards a general theory of implementation. Implement Sci. 2013;8.
87.
go back to reference Palmer D, Kramlich D. An introduction to the multisystem model of knowledge integration and translation. ANS Adv Nurs Sci. 2011;34:29–38.CrossRefPubMed Palmer D, Kramlich D. An introduction to the multisystem model of knowledge integration and translation. ANS Adv Nurs Sci. 2011;34:29–38.CrossRefPubMed
88.
go back to reference Damschroder LJ, Hagedorn HJ. A guiding framework and approach for implementation research in substance use disorders treatment. Psychol Addict Behav. 2011;25:194–205.CrossRefPubMed Damschroder LJ, Hagedorn HJ. A guiding framework and approach for implementation research in substance use disorders treatment. Psychol Addict Behav. 2011;25:194–205.CrossRefPubMed
89.
go back to reference Chaudoir SR, Dugan AG, Barr CHI. Measuring factors affecting implementation of health innovations: a systematic review of structural, organizational, provider, patient, and innovation level measures. Implement Sci. 2013;8. Chaudoir SR, Dugan AG, Barr CHI. Measuring factors affecting implementation of health innovations: a systematic review of structural, organizational, provider, patient, and innovation level measures. Implement Sci. 2013;8.
90.
go back to reference Squires JE, Graham ID, Hutchinson AM, Linklater S, Brehaut JC, Curran J, Ivers N, Lavis JN, Michie S, Sales AE, et al. Understanding context in knowledge translation: a concept analysis study protocol. J Adv Nurs. 2015;71:1146–55.CrossRefPubMed Squires JE, Graham ID, Hutchinson AM, Linklater S, Brehaut JC, Curran J, Ivers N, Lavis JN, Michie S, Sales AE, et al. Understanding context in knowledge translation: a concept analysis study protocol. J Adv Nurs. 2015;71:1146–55.CrossRefPubMed
91.
go back to reference Rycroft-Malone J, Seers K, Chandler J, Hawkes CA, Crichton N, Allen C, Bullock I, Strunin L. The role of evidence, context, and facilitation in an implementation trial: implications for the development of the PARIHS framework. Implement Sci. 2013;8. Rycroft-Malone J, Seers K, Chandler J, Hawkes CA, Crichton N, Allen C, Bullock I, Strunin L. The role of evidence, context, and facilitation in an implementation trial: implications for the development of the PARIHS framework. Implement Sci. 2013;8.
93.
go back to reference Luoto J, Shekelle PG, Maglione MA, Johnsen B, Perry T. Reporting of context and implementation in studies of global health interventions: a pilot study. Implement Sci. 2014;9:1–9.CrossRef Luoto J, Shekelle PG, Maglione MA, Johnsen B, Perry T. Reporting of context and implementation in studies of global health interventions: a pilot study. Implement Sci. 2014;9:1–9.CrossRef
94.
go back to reference Mohler R, Kopke S, Meyer G. Criteria for reporting the development and evaluation of complex interventions in healthcare: revised guideline (CReDECI 2). Trials. 2015;16:204.CrossRefPubMedPubMedCentral Mohler R, Kopke S, Meyer G. Criteria for reporting the development and evaluation of complex interventions in healthcare: revised guideline (CReDECI 2). Trials. 2015;16:204.CrossRefPubMedPubMedCentral
95.
go back to reference Benchimol EI, Smeeth L, Guttmann A, Harron K, Moher D, Petersen I, Sorensen HT, von Elm E, Langan SM, Committee RW. The REporting of studies Conducted using Observational Routinely-collected health Data (RECORD) statement. PLoS Med. 2015;12, e1001885.CrossRefPubMedPubMedCentral Benchimol EI, Smeeth L, Guttmann A, Harron K, Moher D, Petersen I, Sorensen HT, von Elm E, Langan SM, Committee RW. The REporting of studies Conducted using Observational Routinely-collected health Data (RECORD) statement. PLoS Med. 2015;12, e1001885.CrossRefPubMedPubMedCentral
96.
go back to reference Pinnock H, Epiphaniou E, Sheikh A, Griffiths C, Eldridge S, Craig P, Taylor SJ. Developing standards for reporting implementation studies of complex interventions (StaRI): a systematic review and e-Delphi. Implement Sci. 2015;10:1–10.CrossRef Pinnock H, Epiphaniou E, Sheikh A, Griffiths C, Eldridge S, Craig P, Taylor SJ. Developing standards for reporting implementation studies of complex interventions (StaRI): a systematic review and e-Delphi. Implement Sci. 2015;10:1–10.CrossRef
97.
go back to reference Moore GF, Audrey S, Barker M, Bond L, Bonell C, Hardeman W, Moore L, O’Cathain A, Tinati T, Wight D, Baird J. Process evaluation of complex interventions: Medical Research Council guidance. BMJ. 2015;350. Moore GF, Audrey S, Barker M, Bond L, Bonell C, Hardeman W, Moore L, O’Cathain A, Tinati T, Wight D, Baird J. Process evaluation of complex interventions: Medical Research Council guidance. BMJ. 2015;350.
98.
go back to reference World Health Organization, Division of Health Promotion Education and Communication. Health promotion glossary. Geneva: World Health Organization; 1998. World Health Organization, Division of Health Promotion Education and Communication. Health promotion glossary. Geneva: World Health Organization; 1998.
99.
go back to reference Peters M, Harmsen M, Laurant M, Wensing M. Ruimte voor verandering? Knelpunten en mogelijkheden voor verbeteringen in de patiëntenzorg [Room for improvement? Barriers to and facilitators for improvement of patient care]. Nijmegen: Centre for Quality of Care Research (WOK), Radboud University Nijmegen Medical Centre; 2002. Peters M, Harmsen M, Laurant M, Wensing M. Ruimte voor verandering? Knelpunten en mogelijkheden voor verbeteringen in de patiëntenzorg [Room for improvement? Barriers to and facilitators for improvement of patient care]. Nijmegen: Centre for Quality of Care Research (WOK), Radboud University Nijmegen Medical Centre; 2002.
100.
go back to reference May C, Finch T, Mair F, Ballini L, Dowrick C, Eccles M, Gask L, MacFarlane A, Murray E, Rapley T, et al. Understanding the implementation of complex interventions in health care: the normalization process model. BMC Health Serv Res. 2007;7:148.CrossRefPubMedPubMedCentral May C, Finch T, Mair F, Ballini L, Dowrick C, Eccles M, Gask L, MacFarlane A, Murray E, Rapley T, et al. Understanding the implementation of complex interventions in health care: the normalization process model. BMC Health Serv Res. 2007;7:148.CrossRefPubMedPubMedCentral
Metadata
Title
Making sense of complexity in context and implementation: the Context and Implementation of Complex Interventions (CICI) framework
Authors
Lisa M. Pfadenhauer
Ansgar Gerhardus
Kati Mozygemba
Kristin Bakke Lysdahl
Andrew Booth
Bjørn Hofmann
Philip Wahlster
Stephanie Polus
Jacob Burns
Louise Brereton
Eva Rehfuess
Publication date
01-12-2017
Publisher
BioMed Central
Published in
Implementation Science / Issue 1/2017
Electronic ISSN: 1748-5908
DOI
https://doi.org/10.1186/s13012-017-0552-5

Other articles of this Issue 1/2017

Implementation Science 1/2017 Go to the issue