Skip to main content
Top
Published in: BMC Health Services Research 1/2008

Open Access 01-12-2008 | Research article

The impact of the treaty basis on health policy legislation in the European Union: A case study on the tobacco advertising directive

Authors: Sandra Boessen, Hans Maarse

Published in: BMC Health Services Research | Issue 1/2008

Login to get access

Abstract

Background

The Europe Against Cancer programme was initiated in the late 1980s, recognising, among other risk factors, the problematic relationship between tobacco use and cancer. In an attempt to reduce the number of smokers in the European Community, the European Commission proposed a ban on tobacco advertising. The question of why it took over ten years of negotiating before the EU adopted a policy measure that could in fact improve the health situation in the Community, can only be answered by focusing on politics.

Methods

We used an actor-centred institutionalist approach, focusing on the strategic behaviour of the major actors involved. We concentrated our analysis on the legal basis as an important institution and evaluated how the absence of a proper legal basis for public health measures in the Treaties influenced policy-making, framing the discussion in market-making versus market-correcting policy interventions. For our analysis, we used primary and secondary sources, including policy documents, communications and press releases. We also conducted 9 semi-structured interviews.

Results

The ban on tobacco advertising was, in essence, a public health measure. The Commission used its agenda-setting power and framed the market-correcting proposal in market-making terms. The European Parliament and the Council of Ministers then used the discussion on the legal basis as a vehicle for real political controversies. After adoption of the ban on tobacco advertising, Germany appealed to the European Court of Justice, which annulled the ban but also offered suggestions for a possible solution with article 100a as the legal basis.

Conclusion

The whole market-making versus market-correcting discussion is related to a broader question, namely how far European health regulation can go in respect to the member states. In fact, the policy-making process of a tobacco advertising ban, as described in this paper, is related to the 'constitutional' foundation of health policy legislation in the Community. The absence of a clear-cut legal basis for health policies does not imply that the EU's impact on health is negligible. In the case of tobacco-control measures, the creative use of other Treaty bases has resulted in significant European action in the field of public health.
Literature
1.
go back to reference Duina F, Kurzer P: Smoke in your eyes: the struggle over tobacco control in the European Union. J Eur Public Policy. 2004, 11: 47-77. 10.1080/1350176042000164307.CrossRef Duina F, Kurzer P: Smoke in your eyes: the struggle over tobacco control in the European Union. J Eur Public Policy. 2004, 11: 47-77. 10.1080/1350176042000164307.CrossRef
2.
go back to reference Saffer H, Chaloupka F: The effect of tobacco advertising bans on tobacco consumption. J Health Econ. 2000, 19 (6): 1117-1137. 10.1016/S0167-6296(00)00054-0.CrossRefPubMed Saffer H, Chaloupka F: The effect of tobacco advertising bans on tobacco consumption. J Health Econ. 2000, 19 (6): 1117-1137. 10.1016/S0167-6296(00)00054-0.CrossRefPubMed
3.
go back to reference DiFranza JR, Wellman RJ, Sargent JD, Weitzman M, Hipple BJ, Winickoff JP: Tobacco Promotion and the Initiation of Tobacco Use: Assessing the Evidence for Causality. Pediatrics. 2006, 117 (6): 1237-1248. 10.1542/peds.2005-1817.CrossRef DiFranza JR, Wellman RJ, Sargent JD, Weitzman M, Hipple BJ, Winickoff JP: Tobacco Promotion and the Initiation of Tobacco Use: Assessing the Evidence for Causality. Pediatrics. 2006, 117 (6): 1237-1248. 10.1542/peds.2005-1817.CrossRef
4.
go back to reference Harris F, MacKintosh AM, Anderson S, Hastings G, Borland R, Fong GT, Hammond D, Cummings KM: Effects of the 2003 advertising/promotion ban in the United Kingdom on awareness of tobacco marketing: findings from the International Tobacco Control (ITC) Four Country Survey. Tobacco Control. 2006, 15 (suppl_3): iii26-33. 10.1136/tc.2005.013110.CrossRefPubMedPubMedCentral Harris F, MacKintosh AM, Anderson S, Hastings G, Borland R, Fong GT, Hammond D, Cummings KM: Effects of the 2003 advertising/promotion ban in the United Kingdom on awareness of tobacco marketing: findings from the International Tobacco Control (ITC) Four Country Survey. Tobacco Control. 2006, 15 (suppl_3): iii26-33. 10.1136/tc.2005.013110.CrossRefPubMedPubMedCentral
5.
go back to reference Buse K, Mays N, Walt G: Making health policy. 2005, Berkshire , Open University Press, 206. Buse K, Mays N, Walt G: Making health policy. 2005, Berkshire , Open University Press, 206.
6.
go back to reference Scharpf FW: Games real actors play: actor-centered institutionalism in policy research. 1997, Oxford , Westview Press Scharpf FW: Games real actors play: actor-centered institutionalism in policy research. 1997, Oxford , Westview Press
7.
go back to reference Héritier A: Policy-making and diversity in Europe. Escape from deadlock. Theories of institutional design. Edited by: Goodin RE. 1999, Cambridge , Cambridge University Press, 113. Héritier A: Policy-making and diversity in Europe. Escape from deadlock. Theories of institutional design. Edited by: Goodin RE. 1999, Cambridge , Cambridge University Press, 113.
8.
go back to reference Bjurulf B, Elgström O: Negotiating transparency: the role of institutions. Journal of Common Market Studies. 2004, 42 (2): 249-269. 10.1111/j.1468-5965.2004.00487.x.CrossRef Bjurulf B, Elgström O: Negotiating transparency: the role of institutions. Journal of Common Market Studies. 2004, 42 (2): 249-269. 10.1111/j.1468-5965.2004.00487.x.CrossRef
9.
go back to reference Boessen S, Maarse H: The role of interest groups in policy-making on the European ban on tobacco advertising: an institutional analysis. Lobbying in the European Union. Edited by: Coen D, Richardson J. 2008, Oxford , Oxford University Press Boessen S, Maarse H: The role of interest groups in policy-making on the European ban on tobacco advertising: an institutional analysis. Lobbying in the European Union. Edited by: Coen D, Richardson J. 2008, Oxford , Oxford University Press
10.
go back to reference Aspect Consortium: Tobacco or health in the European Union - Past, present and future. 2004, Luxembourg , European Commission, 290. Aspect Consortium: Tobacco or health in the European Union - Past, present and future. 2004, Luxembourg , European Commission, 290.
11.
go back to reference Princen S, Rhinard M: Crashing and creeping: agenda-setting dynamics in the European Union. J Eur Public Policy. 2006, 13 (7): 1119-1132. 10.1080/13501760600924233.CrossRef Princen S, Rhinard M: Crashing and creeping: agenda-setting dynamics in the European Union. J Eur Public Policy. 2006, 13 (7): 1119-1132. 10.1080/13501760600924233.CrossRef
12.
go back to reference Hervey TK: Community and national competence in health after tobacco advertising. Common Market Law Review. 2001, 38: 1421-1446. 10.1023/A:1013982024653.CrossRef Hervey TK: Community and national competence in health after tobacco advertising. Common Market Law Review. 2001, 38: 1421-1446. 10.1023/A:1013982024653.CrossRef
13.
go back to reference Commission of the European Communities: Proposal for a Council Directive on the advertising of tobacco products in the press and by means of bills and posters (COM (89) 163 final/2 -syn 194. 1989, Luxembourg , Office for Official Publications of the European Communities C124 5-6 Commission of the European Communities: Proposal for a Council Directive on the advertising of tobacco products in the press and by means of bills and posters (COM (89) 163 final/2 -syn 194. 1989, Luxembourg , Office for Official Publications of the European Communities C124 5-6
14.
go back to reference Commission of the European Communities: Modified Proposal for a Council Directive on advertising for tobacco products. 1991, Luxembourg , Official Journal of the European Communities C167 3-5 Commission of the European Communities: Modified Proposal for a Council Directive on advertising for tobacco products. 1991, Luxembourg , Official Journal of the European Communities C167 3-5
15.
go back to reference Randall E: The European Union and health policy. 2001, Hampshire , PalgraveCrossRef Randall E: The European Union and health policy. 2001, Hampshire , PalgraveCrossRef
18.
go back to reference European Parliament: Amended proposal for a Council directive on advertising for tobacco products (COM(91) 0111-C3-0268/91 -SYN 194). 1992, Luxembourg , Office for Official Publications of the European Communities European Parliament: Amended proposal for a Council directive on advertising for tobacco products (COM(91) 0111-C3-0268/91 -SYN 194). 1992, Luxembourg , Office for Official Publications of the European Communities
19.
go back to reference European Parliament: Handelingen van het Europees Parlement 16/01/1992 (nr. 3-413). 1992, Luxembourg , Office for Official Publications of the European Communities pp158-169 European Parliament: Handelingen van het Europees Parlement 16/01/1992 (nr. 3-413). 1992, Luxembourg , Office for Official Publications of the European Communities pp158-169
20.
go back to reference European Bureau for Action on Smoking Prevention: Interview with Jacques Vernier, member of the European Parliament, rapporteur on tobacco advertising proposal. BASP Newsletter 16 March 1992. 1992 European Bureau for Action on Smoking Prevention: Interview with Jacques Vernier, member of the European Parliament, rapporteur on tobacco advertising proposal. BASP Newsletter 16 March 1992. 1992
21.
go back to reference Khanna D: The defeat of the European Tobacco Advertising Directive: A blow for health. Yearbook of European Law. 2001, 20: 113-138.CrossRef Khanna D: The defeat of the European Tobacco Advertising Directive: A blow for health. Yearbook of European Law. 2001, 20: 113-138.CrossRef
22.
go back to reference Anonymous: Explanations and comments on the EP Legal Affairs Commitee's finding. 1998, Agence Europe, 18 April, no 7203 Anonymous: Explanations and comments on the EP Legal Affairs Commitee's finding. 1998, Agence Europe, 18 April, no 7203
26.
go back to reference Tridimas G, Tridimas T: The European Court of Justice and the annulment of the tobacco advertisement directive: friend of national sovereignty or foe of public health?. European journal of Law and Economics. 2002, 14 (2): 171-183. 10.1023/A:1016558909557.CrossRef Tridimas G, Tridimas T: The European Court of Justice and the annulment of the tobacco advertisement directive: friend of national sovereignty or foe of public health?. European journal of Law and Economics. 2002, 14 (2): 171-183. 10.1023/A:1016558909557.CrossRef
27.
go back to reference European Parliament: Recommendation for second reading on the common position adopted by the Council with a view to adopting a European Parliament and Council Directive on the approximation of the laws, regulations and administrative provisions of the member States relating to the advertising and sponsorship of tobacco products - Committee on the Environment, Public Health and Consumer Protection . 1998, Luxembourg , Official Journal of the European Communities C167 5 European Parliament: Recommendation for second reading on the common position adopted by the Council with a view to adopting a European Parliament and Council Directive on the approximation of the laws, regulations and administrative provisions of the member States relating to the advertising and sponsorship of tobacco products - Committee on the Environment, Public Health and Consumer Protection . 1998, Luxembourg , Official Journal of the European Communities C167 5
28.
go back to reference European Parliament: Report of Proceedings: sitting of Tuesday, 12 May 1998 on tobacco advertising. 1998 European Parliament: Report of Proceedings: sitting of Tuesday, 12 May 1998 on tobacco advertising. 1998
29.
go back to reference European Court of First Instance: Judgement of the Court of first Instance in joined Cases T-172/98 and T-175/98 to T-177/98. 2000 European Court of First Instance: Judgement of the Court of first Instance in joined Cases T-172/98 and T-175/98 to T-177/98. 2000
30.
go back to reference Scharpf FW: Notes towards a theory of multilevel governing in Europe. Scand Polit Stud. 2001, 24: 1-16. 10.1111/1467-9477.00044.CrossRef Scharpf FW: Notes towards a theory of multilevel governing in Europe. Scand Polit Stud. 2001, 24: 1-16. 10.1111/1467-9477.00044.CrossRef
31.
go back to reference Scharpf FW: Legitimate diversity: the new challenge of European integration. Cahier Europeens de sciences po. 2002, Centre europeen de Sciences Po, 42. Scharpf FW: Legitimate diversity: the new challenge of European integration. Cahier Europeens de sciences po. 2002, Centre europeen de Sciences Po, 42.
32.
go back to reference European Court of Justice: Judgement of the Court in Case C-376/98. 2000 European Court of Justice: Judgement of the Court in Case C-376/98. 2000
33.
go back to reference Commission of the European Communities: Directive 2003/33/EC of the European Parliament and of the Council of 26 May 2003 on the approximation of the laws, regulations and administrative provisions of the Member States relating to the advertising and sponsorship of tobacco products. 2003, Luxembourg , Office for Official Publications of the European Communities C270 E 97-100 Commission of the European Communities: Directive 2003/33/EC of the European Parliament and of the Council of 26 May 2003 on the approximation of the laws, regulations and administrative provisions of the Member States relating to the advertising and sponsorship of tobacco products. 2003, Luxembourg , Office for Official Publications of the European Communities C270 E 97-100
34.
go back to reference European Parliament: Report on the proposal for a Directive of the European Parliament and of the Council on the approximation of the laws, regulations and administrative provisions of the Member States relating to the advertising and sponsorship of tobacco products (Enhanced Hughes procedure). 2002, Committee on Legal Affairs and the Internal Market European Parliament: Report on the proposal for a Directive of the European Parliament and of the Council on the approximation of the laws, regulations and administrative provisions of the Member States relating to the advertising and sponsorship of tobacco products (Enhanced Hughes procedure). 2002, Committee on Legal Affairs and the Internal Market
35.
go back to reference European Parliament: Plenary debate on tobacco advertising and sponsorship. 2002 European Parliament: Plenary debate on tobacco advertising and sponsorship. 2002
36.
go back to reference Watson R: EU Parliament votes for total ban on tobacco advertising. British Medical Journal. 2002, 325: 1260-1261. 10.1136/bmj.325.7375.1260/a.CrossRefPubMedCentral Watson R: EU Parliament votes for total ban on tobacco advertising. British Medical Journal. 2002, 325: 1260-1261. 10.1136/bmj.325.7375.1260/a.CrossRefPubMedCentral
37.
go back to reference European court of Justice: Judgement of the Court in Case C-380/03. 2006 European court of Justice: Judgement of the Court in Case C-380/03. 2006
38.
go back to reference Hervey TK, McHale JV: Health law and the European Union. 2004, Cambridge , Cambridge University Press, 469.CrossRef Hervey TK, McHale JV: Health law and the European Union. 2004, Cambridge , Cambridge University Press, 469.CrossRef
39.
go back to reference Hervey TK: Up in smoke? Community (anti)-tobacco law and policy. European Law Review. 2001, 26 (2): 101-125. Hervey TK: Up in smoke? Community (anti)-tobacco law and policy. European Law Review. 2001, 26 (2): 101-125.
40.
go back to reference Lamping W: European integration and health policy: a peculiar relationship. Health Governance in Europe Issues, challenges and theories. Edited by: Steffen M. 2005, London , Routledge, 18-48. Lamping W: European integration and health policy: a peculiar relationship. Health Governance in Europe Issues, challenges and theories. Edited by: Steffen M. 2005, London , Routledge, 18-48.
Metadata
Title
The impact of the treaty basis on health policy legislation in the European Union: A case study on the tobacco advertising directive
Authors
Sandra Boessen
Hans Maarse
Publication date
01-12-2008
Publisher
BioMed Central
Published in
BMC Health Services Research / Issue 1/2008
Electronic ISSN: 1472-6963
DOI
https://doi.org/10.1186/1472-6963-8-77

Other articles of this Issue 1/2008

BMC Health Services Research 1/2008 Go to the issue