Skip to main content
Top
Published in: BMC Health Services Research 1/2019

Open Access 01-12-2019 | Study protocol

Responding to policy makers’ evaluation needs: combining experimental and quasi-experimental approaches to estimate the impact of performance based financing in Burkina Faso

Authors: Manuela De Allegri, Julia Lohmann, Aurélia Souares, Michael Hillebrecht, Saidou Hamadou, Hervé Hien, Ousmane Haidara, Paul Jacob Robyn

Published in: BMC Health Services Research | Issue 1/2019

Login to get access

Abstract

Background

The last two decades have seen a growing recognition of the need to expand the impact evaluation toolbox from an exclusive focus on randomized controlled trials to including quasi-experimental approaches. This appears to be particularly relevant when evaluation complex health interventions embedded in real-life settings often characterized by multiple research interests, limited researcher control, concurrently implemented policies and interventions, and other internal validity-threatening circumstances. To date, however, most studies described in the literature have employed either an exclusive experimental or an exclusive quasi-experimental approach.

Methods

This paper presents the case of a study design exploiting the respective advantages of both approaches by combining experimental and quasi-experimental elements to evaluate the impact of a Performance-Based Financing (PBF) intervention in Burkina Faso. Specifically, the study employed a quasi-experimental design (pretest-posttest with comparison) with a nested experimental component (randomized controlled trial). A difference-in-differences approach was used as the main analytical strategy.

Discussion

We aim to illustrate a way to reconcile scientific and pragmatic concerns to generate policy-relevant evidence on the intervention’s impact, which is methodologically rigorous in its identification strategy but also considerate of the context within which the intervention took place. In particular, we highlight how we formulated our research questions, ultimately leading our design choices, on the basis of the knowledge needs expressed by the policy and implementing stakeholders. We discuss methodological weaknesses of the design arising from contextual constraints and the accommodation of various interests, and how we worked ex-post to address them to the best extent possible to ensure maximal accuracy and credibility of our findings. We hope that our case may be inspirational for other researchers wishing to undertake research in settings where field circumstances do not appear to be ideal for an impact evaluation.

Trial registration

Registered with RIDIE (RIDIE-STUDY-ID-54412a964bce8) on 10/17/2014.
Literature
1.
go back to reference Campbell M, Fitzpatrick R, Haines A, Kinmonth AL, Sandercock P, Spiegelhalter D, et al. Framework for design and evaluation of complex interventions to improve health. BMJ. 2000;321:694–6.PubMedPubMedCentralCrossRef Campbell M, Fitzpatrick R, Haines A, Kinmonth AL, Sandercock P, Spiegelhalter D, et al. Framework for design and evaluation of complex interventions to improve health. BMJ. 2000;321:694–6.PubMedPubMedCentralCrossRef
2.
go back to reference Campbell NC, Murray E, Darbyshire J, Emery J, Farmer A, Griffiths F, et al. Designing and evaluating complex interventions to improve health care. BMJ. 2007;334:455.PubMedPubMedCentralCrossRef Campbell NC, Murray E, Darbyshire J, Emery J, Farmer A, Griffiths F, et al. Designing and evaluating complex interventions to improve health care. BMJ. 2007;334:455.PubMedPubMedCentralCrossRef
5.
go back to reference Craig P, Dieppe P, Macintyre S, Michie S, Nazareth I, Petticrew M. Developing and evaluating complex interventions: the new Medical Research Council guidance. BMJ. 2008;337:a1655.PubMedPubMedCentralCrossRef Craig P, Dieppe P, Macintyre S, Michie S, Nazareth I, Petticrew M. Developing and evaluating complex interventions: the new Medical Research Council guidance. BMJ. 2008;337:a1655.PubMedPubMedCentralCrossRef
8.
go back to reference Norrie J. Randomised controlled trials of complex interventions. Trials. 2011;12 Suppl 1:A142.CrossRef Norrie J. Randomised controlled trials of complex interventions. Trials. 2011;12 Suppl 1:A142.CrossRef
10.
go back to reference Bonell CP, Hargreaves J, Cousens S, Ross D, Hayes R, Petticrew M, et al. Alternatives to randomisation in the evaluation of public health interventions: design challenges and solutions. J Epidemiol Community Health. 2011;65:582–7.PubMedCrossRef Bonell CP, Hargreaves J, Cousens S, Ross D, Hayes R, Petticrew M, et al. Alternatives to randomisation in the evaluation of public health interventions: design challenges and solutions. J Epidemiol Community Health. 2011;65:582–7.PubMedCrossRef
11.
go back to reference Cousens S, Hargreaves J, Bonell C, Armstrong B, Thomas J, Kirkwood BR, et al. Alternatives to randomisation in the evaluation of public-health interventions: statistical analysis and causal inference. J Epidemiol Community Health. 2011;65:576–81.PubMedCrossRef Cousens S, Hargreaves J, Bonell C, Armstrong B, Thomas J, Kirkwood BR, et al. Alternatives to randomisation in the evaluation of public-health interventions: statistical analysis and causal inference. J Epidemiol Community Health. 2011;65:576–81.PubMedCrossRef
12.
go back to reference White H, Sabarwal S. Quasi-experimental design and methods. Methodological briefs: impact evaluation. 2014;8:1–16. White H, Sabarwal S. Quasi-experimental design and methods. Methodological briefs: impact evaluation. 2014;8:1–16.
13.
go back to reference Shadish WR, Cook TD. The renaissance of field experimentation in evaluating interventions. Annu Rev Psychol. 2009;60:607–29.PubMedCrossRef Shadish WR, Cook TD. The renaissance of field experimentation in evaluating interventions. Annu Rev Psychol. 2009;60:607–29.PubMedCrossRef
14.
go back to reference Handley MA, Lyles CR, McCulloch C, Cattamanchi A. Selecting and improving quasi-experimental designs in effectiveness and implementation research. Annu Rev Public Health. 2018;39:5–25.PubMedPubMedCentralCrossRef Handley MA, Lyles CR, McCulloch C, Cattamanchi A. Selecting and improving quasi-experimental designs in effectiveness and implementation research. Annu Rev Public Health. 2018;39:5–25.PubMedPubMedCentralCrossRef
18.
go back to reference Cook TD, Campbell DT, Shadish W. Experimental and quasi-experimental designs for generalized causal inference. Boston: Houghton Mifflin; 2002. Cook TD, Campbell DT, Shadish W. Experimental and quasi-experimental designs for generalized causal inference. Boston: Houghton Mifflin; 2002.
19.
go back to reference Habicht JP, Victora C, Vaughan JP. Evaluation designs for adequacy, plausibility and probability of public health programme performance and impact. Int J Epidemiol. 1999;28:10–8.PubMedCrossRef Habicht JP, Victora C, Vaughan JP. Evaluation designs for adequacy, plausibility and probability of public health programme performance and impact. Int J Epidemiol. 1999;28:10–8.PubMedCrossRef
21.
go back to reference UNDP. Human development report 2016: human development for everyone. New York: United Nations Publications; 2016. UNDP. Human development report 2016: human development for everyone. New York: United Nations Publications; 2016.
26.
go back to reference Su TT, Kouyaté B, Flessa S. Catastrophic household expenditure for health care in a low-income society: a study from Nouna District, Burkina Faso. Bull World Health Organ. 2006;84:21–7.PubMedPubMedCentralCrossRef Su TT, Kouyaté B, Flessa S. Catastrophic household expenditure for health care in a low-income society: a study from Nouna District, Burkina Faso. Bull World Health Organ. 2006;84:21–7.PubMedPubMedCentralCrossRef
27.
go back to reference Beogo I, Huang N, Gagnon M-P, Amendah DD. Out-of-pocket expenditure and its determinants in the context of private healthcare sector expansion in sub-Saharan Africa urban cities: evidence from household survey in Ouagadougou, Burkina Faso. BMC Res Notes. 2016;9:34.PubMedPubMedCentralCrossRef Beogo I, Huang N, Gagnon M-P, Amendah DD. Out-of-pocket expenditure and its determinants in the context of private healthcare sector expansion in sub-Saharan Africa urban cities: evidence from household survey in Ouagadougou, Burkina Faso. BMC Res Notes. 2016;9:34.PubMedPubMedCentralCrossRef
28.
go back to reference Dong H, Gbangou A, De Allegri M, Pokhrel S, Sauerborn R. The differences in characteristics between health-care users and non-users: implication for introducing community-based health insurance in Burkina Faso. Eur J Health Econ. 2008;9:41–50.PubMedCrossRef Dong H, Gbangou A, De Allegri M, Pokhrel S, Sauerborn R. The differences in characteristics between health-care users and non-users: implication for introducing community-based health insurance in Burkina Faso. Eur J Health Econ. 2008;9:41–50.PubMedCrossRef
29.
go back to reference Pokhrel S, De Allegri M, Gbangou A, Sauerborn R. Illness reporting and demand for medical care in rural Burkina Faso. Soc Sci Med. 2010;70:1693–700.PubMedCrossRef Pokhrel S, De Allegri M, Gbangou A, Sauerborn R. Illness reporting and demand for medical care in rural Burkina Faso. Soc Sci Med. 2010;70:1693–700.PubMedCrossRef
30.
go back to reference De Allegri M, Tiendrebéogo J, Müller O, Yé M, Jahn A, Ridde V. Understanding home delivery in a context of user fee reduction: a cross-sectional mixed methods study in rural Burkina Faso. BMC Pregnancy Childbirth. 2015;15:330.PubMedPubMedCentralCrossRef De Allegri M, Tiendrebéogo J, Müller O, Yé M, Jahn A, Ridde V. Understanding home delivery in a context of user fee reduction: a cross-sectional mixed methods study in rural Burkina Faso. BMC Pregnancy Childbirth. 2015;15:330.PubMedPubMedCentralCrossRef
31.
go back to reference Atchessi N, Ridde V, Zunzunegui M-V. User fees exemptions alone are not enough to increase indigent use of healthcare services. Health Policy Plan. 2016;31:674–81.PubMedPubMedCentralCrossRef Atchessi N, Ridde V, Zunzunegui M-V. User fees exemptions alone are not enough to increase indigent use of healthcare services. Health Policy Plan. 2016;31:674–81.PubMedPubMedCentralCrossRef
32.
go back to reference Kadio K, Ridde V, Samb OM. The difficulties of access to health care for indigent living in non-poor households. Santé Publique. 2014;26:89–97.PubMedCrossRef Kadio K, Ridde V, Samb OM. The difficulties of access to health care for indigent living in non-poor households. Santé Publique. 2014;26:89–97.PubMedCrossRef
33.
go back to reference Mwase T, Brenner S, Mazalale J, Lohmann J, Hamadou S, Somda SMA, Ridde V, De Allegri M. Inequities and their determinants in coverage of maternal health services in Burkina Faso. Int J Equity Health. 2018;17:58.PubMedPubMedCentralCrossRef Mwase T, Brenner S, Mazalale J, Lohmann J, Hamadou S, Somda SMA, Ridde V, De Allegri M. Inequities and their determinants in coverage of maternal health services in Burkina Faso. Int J Equity Health. 2018;17:58.PubMedPubMedCentralCrossRef
34.
go back to reference Steenland M, Robyn PJ, Compaore P, Kabore M, Tapsoba B, Zongo A, et al. Performance-based financing to increase utilization of maternal health services: evidence from Burkina Faso. SSM Popul Health. 2017;3:179–84.PubMedPubMedCentralCrossRef Steenland M, Robyn PJ, Compaore P, Kabore M, Tapsoba B, Zongo A, et al. Performance-based financing to increase utilization of maternal health services: evidence from Burkina Faso. SSM Popul Health. 2017;3:179–84.PubMedPubMedCentralCrossRef
35.
go back to reference Ministère de la santé. Evaluation finale de la phase-test du Financement basé sur les résultats dans les districts sanitaires de Boulsa, Léo, et Titao. Rapport finale. 2013. Ouagadougou : Ministère de la santé. Ministère de la santé. Evaluation finale de la phase-test du Financement basé sur les résultats dans les districts sanitaires de Boulsa, Léo, et Titao. Rapport finale. 2013. Ouagadougou : Ministère de la santé.
37.
go back to reference Ministère de la santé. Stratégie nationale de financement de la santé pour la couverture sanitaire universelle 2016–2030. Ouagadougou: Ministère de la santé. Ministère de la santé. Stratégie nationale de financement de la santé pour la couverture sanitaire universelle 2016–2030. Ouagadougou: Ministère de la santé.
40.
go back to reference Appaix O, Kiendrébéogo J, Dkhimi F. Etude sur le système mixte de modalités d’achat et de paiement des services de santé. Ouagadougou: WHO; 2017. Appaix O, Kiendrébéogo J, Dkhimi F. Etude sur le système mixte de modalités d’achat et de paiement des services de santé. Ouagadougou: WHO; 2017.
41.
go back to reference Ridde V, Yaogo M, Kafando Y, Sanfo O, Coulibaly N, Nitiema P, et al. A community-based targeting approach to exempt the worst-off from user fees in Burkina Faso. J Epidemiol Community Health. 2010;64:10–5.PubMedCrossRef Ridde V, Yaogo M, Kafando Y, Sanfo O, Coulibaly N, Nitiema P, et al. A community-based targeting approach to exempt the worst-off from user fees in Burkina Faso. J Epidemiol Community Health. 2010;64:10–5.PubMedCrossRef
45.
go back to reference Schoeps A, Lietz H, Sié A, Savadogo G, De Allegri M, Müller O, Sauerborn R, Becher H, Souares A. Health insurance and child mortality in rural Burkina Faso. Glob Health Action. 2015;8:27327.PubMedCrossRef Schoeps A, Lietz H, Sié A, Savadogo G, De Allegri M, Müller O, Sauerborn R, Becher H, Souares A. Health insurance and child mortality in rural Burkina Faso. Glob Health Action. 2015;8:27327.PubMedCrossRef
46.
go back to reference De Allegri M, Pokhrel S, Becher H, Dong H, Mansmann U, Kouyaté B, Kynast-Wolf G, Gbangou A, Sanon M, Bridges J, Sauerborn R. Step-wedge cluster-randomised community-based trials: an application to the study of the impact of community health insurance. Health Res Policy Syst. 2008;6:10.PubMedPubMedCentralCrossRef De Allegri M, Pokhrel S, Becher H, Dong H, Mansmann U, Kouyaté B, Kynast-Wolf G, Gbangou A, Sanon M, Bridges J, Sauerborn R. Step-wedge cluster-randomised community-based trials: an application to the study of the impact of community health insurance. Health Res Policy Syst. 2008;6:10.PubMedPubMedCentralCrossRef
47.
go back to reference Angrist JD, Pischke JS. Mostly harmless econometrics. Princeton: Princeton University Press; 2009.CrossRef Angrist JD, Pischke JS. Mostly harmless econometrics. Princeton: Princeton University Press; 2009.CrossRef
51.
go back to reference Basinga P, Gertler PJ, Binagwaho A, Soucat AL, Sturdy J, Vermeersch CM. Effect on maternal and child health services in Rwanda of payment to primary health-care providers for performance: an impact evaluation. Lancet. 2011;377:1421–8.PubMedCrossRef Basinga P, Gertler PJ, Binagwaho A, Soucat AL, Sturdy J, Vermeersch CM. Effect on maternal and child health services in Rwanda of payment to primary health-care providers for performance: an impact evaluation. Lancet. 2011;377:1421–8.PubMedCrossRef
53.
go back to reference Renmans D, Holvoet N, Orach CG, Criel B. Opening the ‘black box’ of performance-based financing in low- and lower middle-income countries: a review of the literature. Health Policy Plan. 2016;31:1297–309.PubMedCrossRef Renmans D, Holvoet N, Orach CG, Criel B. Opening the ‘black box’ of performance-based financing in low- and lower middle-income countries: a review of the literature. Health Policy Plan. 2016;31:1297–309.PubMedCrossRef
54.
go back to reference Lohmann J, Houlfort N, De Allegri M. Crowding out or no crowding out? A self-determination theory approach to health worker motivation in performance-based financing. Soc Sci Med. 2016;169:1–8.PubMedCrossRef Lohmann J, Houlfort N, De Allegri M. Crowding out or no crowding out? A self-determination theory approach to health worker motivation in performance-based financing. Soc Sci Med. 2016;169:1–8.PubMedCrossRef
55.
go back to reference Mensah J, Oppong JR, Schmidt CM. Ghana's National Health Insurance scheme in the context of the health MDGs: an empirical evaluation using propensity score matching. Health Econ. 2010;19:95–106.PubMedCrossRef Mensah J, Oppong JR, Schmidt CM. Ghana's National Health Insurance scheme in the context of the health MDGs: an empirical evaluation using propensity score matching. Health Econ. 2010;19:95–106.PubMedCrossRef
56.
go back to reference Miller G, Pinto D, Vera-Hernández M. Risk protection, service use, and health outcomes under Colombia's health insurance program for the poor. Am Econ J Appl Econ. 2013;5:61–91.PubMedPubMedCentralCrossRef Miller G, Pinto D, Vera-Hernández M. Risk protection, service use, and health outcomes under Colombia's health insurance program for the poor. Am Econ J Appl Econ. 2013;5:61–91.PubMedPubMedCentralCrossRef
57.
go back to reference Robyn PJ, Fink G, Sié A, Sauerborn R. Health insurance and health-seeking behavior: evidence from a randomized community-based insurance rollout in rural Burkina Faso. Soc Sci Med. 2012;75:595–603.PubMedCrossRef Robyn PJ, Fink G, Sié A, Sauerborn R. Health insurance and health-seeking behavior: evidence from a randomized community-based insurance rollout in rural Burkina Faso. Soc Sci Med. 2012;75:595–603.PubMedCrossRef
58.
go back to reference Parmar D, De Allegri M, Savadogo G, Sauerborn R. Do community-based health insurance schemes fulfil the promise of equity? A study from Burkina Faso. Health Policy Plan. 2014;29:76–84.PubMedCrossRef Parmar D, De Allegri M, Savadogo G, Sauerborn R. Do community-based health insurance schemes fulfil the promise of equity? A study from Burkina Faso. Health Policy Plan. 2014;29:76–84.PubMedCrossRef
59.
go back to reference Raza WA, van de Poel E, Bedi A, Rutten F. Impact of community-based health insurance on access and financial protection: evidence from three randomized control trials in rural India. Health Econ. 2016;25:675–87.PubMedCrossRef Raza WA, van de Poel E, Bedi A, Rutten F. Impact of community-based health insurance on access and financial protection: evidence from three randomized control trials in rural India. Health Econ. 2016;25:675–87.PubMedCrossRef
61.
go back to reference Reeves BC, Wells GA, Waddington H. Quasi-experimental study designs series-paper 5: a checklist for classifying studies evaluating the effects on health interventions-a taxonomy without labels. J Clin Epidemiol. 2017;89:30–42.PubMedPubMedCentralCrossRef Reeves BC, Wells GA, Waddington H. Quasi-experimental study designs series-paper 5: a checklist for classifying studies evaluating the effects on health interventions-a taxonomy without labels. J Clin Epidemiol. 2017;89:30–42.PubMedPubMedCentralCrossRef
62.
go back to reference Bertrand M, Duflo E, Mullainathan S. How much should we trust differences-in-differences estimates? Q J Econ. 2004;119:249–75.CrossRef Bertrand M, Duflo E, Mullainathan S. How much should we trust differences-in-differences estimates? Q J Econ. 2004;119:249–75.CrossRef
63.
go back to reference Cameron A, Gelbach J, Miller D. Bootstrap-based improvements for inference with clustered errors. Rev Econ Stat. 2008;90:414–27.CrossRef Cameron A, Gelbach J, Miller D. Bootstrap-based improvements for inference with clustered errors. Rev Econ Stat. 2008;90:414–27.CrossRef
64.
go back to reference Carter AV, Schnepel KT, Steigerwald DG. Asymptotic behavior of a t-test robust to cluster heterogeneity. Rev Econ Stat. 2017;99:698–709.CrossRef Carter AV, Schnepel KT, Steigerwald DG. Asymptotic behavior of a t-test robust to cluster heterogeneity. Rev Econ Stat. 2017;99:698–709.CrossRef
65.
go back to reference Imbens GW, Kolesar M. Robust standard errors in small samples: some practical advice. Rev Econ Stat. 2016;98:701–12.CrossRef Imbens GW, Kolesar M. Robust standard errors in small samples: some practical advice. Rev Econ Stat. 2016;98:701–12.CrossRef
66.
go back to reference Angrist JD, Lavy V, Acemoglu D, Banerjee A, Card D, Dynarksi S, et al. The effect of high school matriculation awards: evidence from randomized trials, NBER Working paper 9839. 2003. http://www.nber.org/papers/w9389. Accessed 25 Sep 2018. Angrist JD, Lavy V, Acemoglu D, Banerjee A, Card D, Dynarksi S, et al. The effect of high school matriculation awards: evidence from randomized trials, NBER Working paper 9839. 2003. http://​www.​nber.​org/​papers/​w9389. Accessed 25 Sep 2018.
67.
go back to reference Efron B. Nonparametric standard errors and confidence intervals. Can J Stat. 1981;9:139–58.CrossRef Efron B. Nonparametric standard errors and confidence intervals. Can J Stat. 1981;9:139–58.CrossRef
Metadata
Title
Responding to policy makers’ evaluation needs: combining experimental and quasi-experimental approaches to estimate the impact of performance based financing in Burkina Faso
Authors
Manuela De Allegri
Julia Lohmann
Aurélia Souares
Michael Hillebrecht
Saidou Hamadou
Hervé Hien
Ousmane Haidara
Paul Jacob Robyn
Publication date
01-12-2019
Publisher
BioMed Central
Published in
BMC Health Services Research / Issue 1/2019
Electronic ISSN: 1472-6963
DOI
https://doi.org/10.1186/s12913-019-4558-3

Other articles of this Issue 1/2019

BMC Health Services Research 1/2019 Go to the issue