Skip to main content
Top
Published in: Surgical Endoscopy 4/2020

Open Access 01-04-2020 | Review Article

Objective assessment of surgical operative performance by observational clinical human reliability analysis (OCHRA): a systematic review

Authors: Benjie Tang, Alfred Cuschieri

Published in: Surgical Endoscopy | Issue 4/2020

Login to get access

Abstract

Background

Both morbidity and mortality data (MMD) and learning curves (LCs) do not provide information on the nature of intraoperative errors and their mechanisms when these adversely impact on patient outcome. OCHRA was developed specifically to address the unmet surgical need for an objective assessment technique of the quality of technical execution of operations at individual operator level. The aim of this systematic review was to review of OCHRA as a method of objective assessment of surgical operative performance.

Methods

Systematic review based on searching 4 databases for articles published from January 1998 to January 2019. The review complies with Preferred Reporting Items for Systematic reviews and Meta-Analyses (PRISMA) guidelines and includes original publications on surgical task performance based on technical errors during operations across several surgical specialties.

Results

Only 26 published studies met the search criteria, indicating that the uptake of OCHRA during the study period has been low. In 31% of reported studies, the operations were performed by fully qualified consultant/attending surgeons and by surgical trainees in 69% in approved training programs. OCHRA identified 7869 consequential errors (CE) during the conduct of 719 clinical operations (mean = 11 CEs). It also identified ‘hazard zones’ of operations and proficiency–gain curves (P-GCs) that confirm attainment of persistent competent execution of specific operations by individual trainee surgeons. P-GCs are both surgeon and operation specific.

Conclusions

Increased OCHRA use has the potential to improve patient outcome after surgery, but this is a contingent progress towards automatic assessment of unedited videos of operations. The low uptake of OCHRA is attributed to its labor-intensive nature involving human factors (cognitive engineering) expertise. Aside from faster and more objective peer-based assessment, this development should accelerate increased clinical uptake and use of the technique in both routine surgical practice and surgical training.
Literature
1.
go back to reference Quirke P, Steele R, Monson J, Grieve R, Khanna S, Couture J, O’Callaghan C, Myint AS, Bessell E, Thompson LC, Parmar M, Stephens RJ, Sebag-Montefiore D, MRC CR07/NCIC-CTG CO16 Trial Investigators (2009) Effect of the plane of surgery achieved on local recurrence in patients with operable rectal cancer: a prospective study using data from the MRC CR07 and NCIC-CTG CO16 randomised clinical trial. Lancet 373(9666):821–828PubMedPubMedCentral Quirke P, Steele R, Monson J, Grieve R, Khanna S, Couture J, O’Callaghan C, Myint AS, Bessell E, Thompson LC, Parmar M, Stephens RJ, Sebag-Montefiore D, MRC CR07/NCIC-CTG CO16 Trial Investigators (2009) Effect of the plane of surgery achieved on local recurrence in patients with operable rectal cancer: a prospective study using data from the MRC CR07 and NCIC-CTG CO16 randomised clinical trial. Lancet 373(9666):821–828PubMedPubMedCentral
2.
go back to reference Stevenson AR, Solomon MJ, Lumley JW, Hewett P, Clouston AD, Gebski VJ, Davies L, Wilson K, Hague W, Simes J, ALaCaRT Investigators (2015) Effect of laparoscopic-assisted resection vs open resection on pathological outcomes in rectal cancer: the ALaCaRT randomized clinical trial. JAMA 314(13):1356–1363. https://doi.org/10.1001/jama.2015.12009 CrossRefPubMed Stevenson AR, Solomon MJ, Lumley JW, Hewett P, Clouston AD, Gebski VJ, Davies L, Wilson K, Hague W, Simes J, ALaCaRT Investigators (2015) Effect of laparoscopic-assisted resection vs open resection on pathological outcomes in rectal cancer: the ALaCaRT randomized clinical trial. JAMA 314(13):1356–1363. https://​doi.​org/​10.​1001/​jama.​2015.​12009 CrossRefPubMed
3.
go back to reference Bridgewater B, Grayson AD, Au J, Hassan R, Dihmis WC, Munsch C, Waterworth P (2004) Improving mortality of coronary surgery over first four years of independent practice: retrospective examination of prospectively collected data from 15 surgeons. BMJ 329(7463):421PubMedPubMedCentral Bridgewater B, Grayson AD, Au J, Hassan R, Dihmis WC, Munsch C, Waterworth P (2004) Improving mortality of coronary surgery over first four years of independent practice: retrospective examination of prospectively collected data from 15 surgeons. BMJ 329(7463):421PubMedPubMedCentral
4.
go back to reference Dinçler S, Koller MT, Steurer J, Bachmann LM, Christen D, Buchmann P (2003) Multidimensional analysis of learning curves in laparoscopic sigmoid resection: eight-year results. Dis Colon Rectum 46(10):1371–1378PubMed Dinçler S, Koller MT, Steurer J, Bachmann LM, Christen D, Buchmann P (2003) Multidimensional analysis of learning curves in laparoscopic sigmoid resection: eight-year results. Dis Colon Rectum 46(10):1371–1378PubMed
5.
go back to reference Hassan A, Pozzi M, Hamilton L (2000) New surgical procedures: can we minimise the learning curve? BMJ (Clin Res Ed) 320(7228):171–173 Hassan A, Pozzi M, Hamilton L (2000) New surgical procedures: can we minimise the learning curve? BMJ (Clin Res Ed) 320(7228):171–173
6.
go back to reference Sutton DN, Wayman J, Griffin SM (1998) Learning curve for oesophageal cancer surgery. Br J Surg 85(10):1399–1402PubMed Sutton DN, Wayman J, Griffin SM (1998) Learning curve for oesophageal cancer surgery. Br J Surg 85(10):1399–1402PubMed
8.
go back to reference Hudon P (2003) Applying the lessons of high risk industries to health care. Qual Saf Health Care 12(Suppl 1):i7–i12 Hudon P (2003) Applying the lessons of high risk industries to health care. Qual Saf Health Care 12(Suppl 1):i7–i12
9.
go back to reference Mishra A, Catchpole K, Dale T, McCulloch P (2008) The influence of non-technical performance on technical outcome in laparoscopic cholecystectomy. Surg Endosc 22:68–73PubMed Mishra A, Catchpole K, Dale T, McCulloch P (2008) The influence of non-technical performance on technical outcome in laparoscopic cholecystectomy. Surg Endosc 22:68–73PubMed
10.
go back to reference Ounounou E, Aydin A, Brunckhorst O, Khan MS, Dasgupta P, Ahmed K (2019) Nontechnical skills in surgery: a systematic review of current training modalities. J Surg Educ 76(1):14–24PubMed Ounounou E, Aydin A, Brunckhorst O, Khan MS, Dasgupta P, Ahmed K (2019) Nontechnical skills in surgery: a systematic review of current training modalities. J Surg Educ 76(1):14–24PubMed
12.
go back to reference Ubbink DT, Visser A, Gouma DJ, Goslings JC (2012) Registration of surgical adverse outcomes: a reliability study in a university hospital. BMJ Open 2(3):e000891PubMedPubMedCentral Ubbink DT, Visser A, Gouma DJ, Goslings JC (2012) Registration of surgical adverse outcomes: a reliability study in a university hospital. BMJ Open 2(3):e000891PubMedPubMedCentral
13.
go back to reference Martin RC, Brennan MF, Jaques DP (2002) Quality of complication reporting in the surgical literature. Ann Surg 235:803–813PubMedPubMedCentral Martin RC, Brennan MF, Jaques DP (2002) Quality of complication reporting in the surgical literature. Ann Surg 235:803–813PubMedPubMedCentral
14.
go back to reference Bruce J, Russell EM, Mollison J, Krukowski ZH (2002) The measurement and monitoring of surgical adverse events. Health Technol Assess 5(22):1–194 Bruce J, Russell EM, Mollison J, Krukowski ZH (2002) The measurement and monitoring of surgical adverse events. Health Technol Assess 5(22):1–194
15.
go back to reference Joice P, Hanna GB, Cuschieri A (1998) Errors enacted during endoscopic surgery: a human reliability analysis. Appl Ergon 29(6):409–414PubMed Joice P, Hanna GB, Cuschieri A (1998) Errors enacted during endoscopic surgery: a human reliability analysis. Appl Ergon 29(6):409–414PubMed
16.
go back to reference Tang B, Hanna GB, Joice P, Cuschieri A (2004) Identification and categorization of technical errors by observational clinical human reliability assessment (OCHRA) during laparoscopic cholecystectomy. Arch Surg 139:1215–1220PubMed Tang B, Hanna GB, Joice P, Cuschieri A (2004) Identification and categorization of technical errors by observational clinical human reliability assessment (OCHRA) during laparoscopic cholecystectomy. Arch Surg 139:1215–1220PubMed
17.
go back to reference Cuschieri A, Tang B (2010) Human Reliability analysis (HRA) techniques and observational clinical HRA. MITAT 19(1):12–17PubMed Cuschieri A, Tang B (2010) Human Reliability analysis (HRA) techniques and observational clinical HRA. MITAT 19(1):12–17PubMed
18.
go back to reference Kirwan B (1994) A guide to practical human reliability assessment. CRC Press, Boca Raton Kirwan B (1994) A guide to practical human reliability assessment. CRC Press, Boca Raton
19.
go back to reference Chandler FT, Chang YH, Mosleh J, Marble A, Julie L, Boring RL, Gertman DI (2006) Human reliability analysis methods: selection guidance for NASA. NASA/Office of Safety and Mission Assurance Technical Report, NASA, Washington, DC Chandler FT, Chang YH, Mosleh J, Marble A, Julie L, Boring RL, Gertman DI (2006) Human reliability analysis methods: selection guidance for NASA. NASA/Office of Safety and Mission Assurance Technical Report, NASA, Washington, DC
20.
go back to reference Ujan MA, Habli I, Kelly TP, Guhnemann A, Pozzi S, Johnson CW (2017) How can healthcare organisations make and justify decisions about risk reduction? Lessons from a cross-industry review and a health care stakeholder consensus development process. Reliab Eng Syst Saf 161:1–11 Ujan MA, Habli I, Kelly TP, Guhnemann A, Pozzi S, Johnson CW (2017) How can healthcare organisations make and justify decisions about risk reduction? Lessons from a cross-industry review and a health care stakeholder consensus development process. Reliab Eng Syst Saf 161:1–11
21.
go back to reference Tang B, Hanna GB, Bax NMA, Cuschieri A (2004) Analysis of technical surgical errors during initial experience of laparoscopic pyloromyotomy by a group of Dutch pediatric surgeons. Surg Endosc 18:1716–1720PubMed Tang B, Hanna GB, Bax NMA, Cuschieri A (2004) Analysis of technical surgical errors during initial experience of laparoscopic pyloromyotomy by a group of Dutch pediatric surgeons. Surg Endosc 18:1716–1720PubMed
22.
go back to reference Tang B, Hanna GB, Cuschieri A (2005) Analysis of errors enacted by surgical trainees during skills training courses. Surgery 138:14–20PubMed Tang B, Hanna GB, Cuschieri A (2005) Analysis of errors enacted by surgical trainees during skills training courses. Surgery 138:14–20PubMed
23.
go back to reference Francis NK, Curtis NJ, Conti JA, Foster JD, Bonjer HJ, Hanna GB, EAES Committees (2018) EAES classification of intraoperative adverse events in laparoscopic surgery. Surg Endosc 32:3822–3829PubMed Francis NK, Curtis NJ, Conti JA, Foster JD, Bonjer HJ, Hanna GB, EAES Committees (2018) EAES classification of intraoperative adverse events in laparoscopic surgery. Surg Endosc 32:3822–3829PubMed
24.
go back to reference El Boghdady M, Alijani A (2018) The application of a performance-based self-administered intra-procedural checklist on surgical trainees during laparoscopic cholecystectomy. World J Surg 42:1695–1700PubMed El Boghdady M, Alijani A (2018) The application of a performance-based self-administered intra-procedural checklist on surgical trainees during laparoscopic cholecystectomy. World J Surg 42:1695–1700PubMed
25.
go back to reference Foster JD, Miskovic D, Allison AS, Conti JA, Ockrim J, Cooper EJ, Hanna GB, Francis NK (2016) Application of objective clinical human reliability analysis (OCHRA) in assessment of technical performance in laparoscopic rectal cancer surgery. Tech Coloproctol 20:361–367PubMed Foster JD, Miskovic D, Allison AS, Conti JA, Ockrim J, Cooper EJ, Hanna GB, Francis NK (2016) Application of objective clinical human reliability analysis (OCHRA) in assessment of technical performance in laparoscopic rectal cancer surgery. Tech Coloproctol 20:361–367PubMed
26.
go back to reference Mendez A, Seikaly H, Ansari K, Murphy R, Cote D (2014) High definition video teaching module for learning neck dissection. J Otolaryngol Head Neck Surg 43:7PubMedPubMedCentral Mendez A, Seikaly H, Ansari K, Murphy R, Cote D (2014) High definition video teaching module for learning neck dissection. J Otolaryngol Head Neck Surg 43:7PubMedPubMedCentral
27.
go back to reference van Rutte PWJ, Nienhuijs SW, Jakimowicz JJ, van Montfort G (2017) Identification of technical errors and hazard zones in sleeve gastrectomy using OCHRA. Surg Endosc 31:561–566PubMed van Rutte PWJ, Nienhuijs SW, Jakimowicz JJ, van Montfort G (2017) Identification of technical errors and hazard zones in sleeve gastrectomy using OCHRA. Surg Endosc 31:561–566PubMed
28.
go back to reference Miskovic D, Ni M, Wyles SM, Parvaiz A, Hanna GB (2012) Observational clinical human reliability analysis (OCHRA) for competency assessment in laparoscopic colorectal surgery at the specialist level. Surg Endosc 26(3):796–803PubMed Miskovic D, Ni M, Wyles SM, Parvaiz A, Hanna GB (2012) Observational clinical human reliability analysis (OCHRA) for competency assessment in laparoscopic colorectal surgery at the specialist level. Surg Endosc 26(3):796–803PubMed
29.
go back to reference Gauba V, Tsangaris P, Tossounis C, Mitra A, McLean C, Saleh GM (2018) Human reliability analysis of cataract surgery. Arch Ophthalmol 126:173–177 Gauba V, Tsangaris P, Tossounis C, Mitra A, McLean C, Saleh GM (2018) Human reliability analysis of cataract surgery. Arch Ophthalmol 126:173–177
30.
go back to reference Cox A, Dolan L, MacEwen CJ (2008) Human reliability analysis: a method to quantify errors in cataract surgery. Eye 22:394–397PubMed Cox A, Dolan L, MacEwen CJ (2008) Human reliability analysis: a method to quantify errors in cataract surgery. Eye 22:394–397PubMed
31.
go back to reference Alijani A, Hanna GB, Cuschieri A (2004) Abdominal wall lift versus positive-pressure capnoperitoneum for laparoscopic cholecystectomy. Ann Surg 239:388–394PubMedPubMedCentral Alijani A, Hanna GB, Cuschieri A (2004) Abdominal wall lift versus positive-pressure capnoperitoneum for laparoscopic cholecystectomy. Ann Surg 239:388–394PubMedPubMedCentral
32.
go back to reference Malik R, White PS, Macewen CJ (2003) Using human reliability analysis to detect surgical errors in endoscopic DCR surgery. Clin Otolaryngol 28:456–460PubMed Malik R, White PS, Macewen CJ (2003) Using human reliability analysis to detect surgical errors in endoscopic DCR surgery. Clin Otolaryngol 28:456–460PubMed
33.
go back to reference Ahmed AR, Miskovic D, Vijayaseelan T, O’Malley W, Hanna GB (2012) Root cause analysis of internal hernia and Roux limb compression after laparoscopic Roux-en-Y gastric bypass using observational clinical human reliability assessment. Surg Obes Relat Dis 8:158–163PubMed Ahmed AR, Miskovic D, Vijayaseelan T, O’Malley W, Hanna GB (2012) Root cause analysis of internal hernia and Roux limb compression after laparoscopic Roux-en-Y gastric bypass using observational clinical human reliability assessment. Surg Obes Relat Dis 8:158–163PubMed
34.
go back to reference Talebpour M, Alijani A, Hanna GB, Moosa Z, Tang B, Cuschieri A (2009) Proficiency-gain curve for an advanced laparoscopic procedure defined by observational clinical human reliability assessment (OCHRA). Surg Endosc 23:869–875PubMed Talebpour M, Alijani A, Hanna GB, Moosa Z, Tang B, Cuschieri A (2009) Proficiency-gain curve for an advanced laparoscopic procedure defined by observational clinical human reliability assessment (OCHRA). Surg Endosc 23:869–875PubMed
35.
go back to reference Tang B, Hanna GB, Carter F, Adamson GD, Martindale JP, Cuschieri A (2006) Competence assessment of laparoscopic operative and cognitive skills: objective structured clinical examination (OSCE) or observational clinical human reliability assessment (OCHRA). World J Surg 30:527–534PubMed Tang B, Hanna GB, Carter F, Adamson GD, Martindale JP, Cuschieri A (2006) Competence assessment of laparoscopic operative and cognitive skills: objective structured clinical examination (OSCE) or observational clinical human reliability assessment (OCHRA). World J Surg 30:527–534PubMed
36.
go back to reference McCulloch P, Mishra A, Handa A, Dale T, Hirst G, Catchpole K (2009) The effects of aviation-style non-technical skills training on technical performance and outcome in the operating theatre. Qual Saf Health Care 18:109–115PubMed McCulloch P, Mishra A, Handa A, Dale T, Hirst G, Catchpole K (2009) The effects of aviation-style non-technical skills training on technical performance and outcome in the operating theatre. Qual Saf Health Care 18:109–115PubMed
37.
go back to reference Catchople K, Mishra A, Handa A, McCulloch P (2008) Teamwork and error in the operating room: analysis of skills and roles. Ann Surg 247:669–706 Catchople K, Mishra A, Handa A, McCulloch P (2008) Teamwork and error in the operating room: analysis of skills and roles. Ann Surg 247:669–706
38.
go back to reference Mannasnayakorn S, Cuschieri A, Hanna GB (2009) Ergonomic assessment of optimum operating table height for hand-assisted laparoscopic surgery. Surg Endosc 23:783–789 Mannasnayakorn S, Cuschieri A, Hanna GB (2009) Ergonomic assessment of optimum operating table height for hand-assisted laparoscopic surgery. Surg Endosc 23:783–789
40.
go back to reference Boghdady MEI, Ramakrishnan G, Tang B, Tait I, Alijani A (2018) A comparative study of generic visual components of two-dimensional versus three-dimensional laparoscopic images. World J Surg 42:688–694PubMed Boghdady MEI, Ramakrishnan G, Tang B, Tait I, Alijani A (2018) A comparative study of generic visual components of two-dimensional versus three-dimensional laparoscopic images. World J Surg 42:688–694PubMed
41.
go back to reference Boghdady MEI, Tang B, Tait I, Alijani A (2016) The effect of a simple intraprocedural checklist on the task performance of laparoscopic novices. Am J Surg 214:373–377PubMed Boghdady MEI, Tang B, Tait I, Alijani A (2016) The effect of a simple intraprocedural checklist on the task performance of laparoscopic novices. Am J Surg 214:373–377PubMed
42.
go back to reference Hou S, Ross G, Tait I, Halliday P, Tang B (2017) Development and validation of a novel and cost-effective animal tissue model for training transurethral resection of the prostate. J Surg Edu 74:898–905 Hou S, Ross G, Tait I, Halliday P, Tang B (2017) Development and validation of a novel and cost-effective animal tissue model for training transurethral resection of the prostate. J Surg Edu 74:898–905
43.
go back to reference Moher D, Liberati A, Tetzlaff J Altman DG; PRISMA Group (2009) Preferred reporting items for systematic reviews and meta-analyses: The PRISMA statement. BMJ 339:b2535 Moher D, Liberati A, Tetzlaff J Altman DG; PRISMA Group (2009) Preferred reporting items for systematic reviews and meta-analyses: The PRISMA statement. BMJ 339:b2535
44.
go back to reference Reed DA, Cook DA, Beckman TJ, Levine RB, Kern DE, Wright SM (2007) Association between funding and quality of published medical education research. JAMA 298:1002–1009PubMed Reed DA, Cook DA, Beckman TJ, Levine RB, Kern DE, Wright SM (2007) Association between funding and quality of published medical education research. JAMA 298:1002–1009PubMed
45.
go back to reference Mackenzie H, Mikovic D, Ni M, Parvaiz A, Acheson AG, Jenkins JT, Griffith J, Coleman MG, Hanna GB (2013) Clinical and educational proficiency gain of supervised laparoscopic colorectal trainees. Surg Endosc 27:2704–2711PubMed Mackenzie H, Mikovic D, Ni M, Parvaiz A, Acheson AG, Jenkins JT, Griffith J, Coleman MG, Hanna GB (2013) Clinical and educational proficiency gain of supervised laparoscopic colorectal trainees. Surg Endosc 27:2704–2711PubMed
46.
go back to reference Hamour AF, Mendez AI, Harris JR, Biron VL, Seikaly H, Cote DWJ (2017) A high-definition video teaching module for thyroidectomy surgery. J Surg Educ 75:481–488PubMed Hamour AF, Mendez AI, Harris JR, Biron VL, Seikaly H, Cote DWJ (2017) A high-definition video teaching module for thyroidectomy surgery. J Surg Educ 75:481–488PubMed
47.
go back to reference Ahmed K, Miskovic D, Darzi A, Athanasiou T, Hanna GB (2011) Observational tools for assessment of procedural skills: a systematic review. Am J Surg 202:469–480PubMed Ahmed K, Miskovic D, Darzi A, Athanasiou T, Hanna GB (2011) Observational tools for assessment of procedural skills: a systematic review. Am J Surg 202:469–480PubMed
48.
go back to reference DaRosa DA, Pugh CM (2011) Error training: missing link in surgical education. Surgery 151:139–145PubMed DaRosa DA, Pugh CM (2011) Error training: missing link in surgical education. Surgery 151:139–145PubMed
49.
go back to reference Bargh JA (1992) The Ecology of automaticity: toward establishing the conditions needed to produce automatic processing effects. Am J Psychol 105(2):181–199PubMed Bargh JA (1992) The Ecology of automaticity: toward establishing the conditions needed to produce automatic processing effects. Am J Psychol 105(2):181–199PubMed
50.
go back to reference Hashimoto DA, Rosman G, Rus D, Meireles OR (2018) Artificial Intelligence in Surgery: Promises and Perils. Ann Surg 268(1):70–76PubMed Hashimoto DA, Rosman G, Rus D, Meireles OR (2018) Artificial Intelligence in Surgery: Promises and Perils. Ann Surg 268(1):70–76PubMed
Metadata
Title
Objective assessment of surgical operative performance by observational clinical human reliability analysis (OCHRA): a systematic review
Authors
Benjie Tang
Alfred Cuschieri
Publication date
01-04-2020
Publisher
Springer US
Published in
Surgical Endoscopy / Issue 4/2020
Print ISSN: 0930-2794
Electronic ISSN: 1432-2218
DOI
https://doi.org/10.1007/s00464-019-07365-x

Other articles of this Issue 4/2020

Surgical Endoscopy 4/2020 Go to the issue