Skip to main content
Top
Published in: International Journal for Equity in Health 1/2017

Open Access 01-12-2017 | Research

Exploring how different modes of governance act across health system levels to influence primary healthcare facility managers’ use of information in decision-making: experience from Cape Town, South Africa

Authors: Vera Scott, Lucy Gilson

Published in: International Journal for Equity in Health | Issue 1/2017

Login to get access

Abstract

Background

Governance, which includes decision-making at all levels of the health system, and information have been identified as key, interacting levers of health system strengthening. However there is an extensive literature detailing the challenges of supporting health managers to use formal information from health information systems (HISs) in their decision-making. While health information needs differ across levels of the health system there has been surprisingly little empirical work considering what information is actually used by primary healthcare facility managers in managing, and making decisions about, service delivery. This paper, therefore, specifically examines experience from Cape Town, South Africa, asking the question: How is primary healthcare facility managers’ use of information for decision-making influenced by governance across levels of the health system? The research is novel in that it both explores what information these facility managers actually use in decision-making, and considers how wider governance processes influence this information use.

Methods

An academic researcher and four facility managers worked as co-researchers in a multi-case study in which three areas of management were served as the cases. There were iterative cycles of data collection and collaborative analysis with individual and peer reflective learning over a period of three years.

Results

Central governance shaped what information and knowledge was valued – and, therefore, generated and used at lower system levels. The central level valued formal health information generated in the district-based HIS which therefore attracted management attention across the levels of the health system in terms of design, funding and implementation. This information was useful in the top-down practices of planning and management of the public health system. However, in facilities at the frontline of service delivery, there was a strong requirement for local, disaggregated information and experiential knowledge to make locally-appropriate and responsive decisions, and to perform the people management tasks required. Despite central level influences, modes of governance operating at the subdistrict level had influence over what information was valued, generated and used locally.

Conclusions

Strengthening local level managers’ ability to create enabling environments is an important leverage point in supporting informed local decision-making, and, in turn, translating national policies and priorities, including equity goals, into appropriate service delivery practices.
Footnotes
1
Batho pele means ‘people first’in Sotho, one of South Africa’s official languages.
 
Literature
1.
go back to reference de Savigny D, Adam T. Systems thinking for health systems strengthening: an introduction. In: de Savigny D, Adam T, editors. Systems thinking for health systems strengthening. Geneva: World Health Organization; 2009. de Savigny D, Adam T. Systems thinking for health systems strengthening: an introduction. In: de Savigny D, Adam T, editors. Systems thinking for health systems strengthening. Geneva: World Health Organization; 2009.
2.
go back to reference Hill M, Hupe P. Governance and managing implementation. In: implementing public policy. 1st ed. London: Sage Publications; 2002. Hill M, Hupe P. Governance and managing implementation. In: implementing public policy. 1st ed. London: Sage Publications; 2002.
3.
go back to reference O’Toole LJ. Research on policy implementation. Assessment and prospects. J Public Adm Res adn Theory. 2000;19(2):263–88.CrossRef O’Toole LJ. Research on policy implementation. Assessment and prospects. J Public Adm Res adn Theory. 2000;19(2):263–88.CrossRef
5.
go back to reference Gilson L. Health policy and systems research: a methodology reader. Geneva: World Health Organization; 2012. Gilson L. Health policy and systems research: a methodology reader. Geneva: World Health Organization; 2012.
6.
go back to reference Kooiman J. Social-political governance: overview, reflections and design. Public Manag. 1999;1(1):67–92.CrossRef Kooiman J. Social-political governance: overview, reflections and design. Public Manag. 1999;1(1):67–92.CrossRef
7.
go back to reference Health Metrics Network. Framework and Standards for Country Health Information Systems. Second. World Health. World Health Organization; 2008. Health Metrics Network. Framework and Standards for Country Health Information Systems. Second. World Health. World Health Organization; 2008.
8.
go back to reference World Health Organization. Everybody’s Business: Strengthening Health Systems to Improve Health Outcomes. Geneva; 2007. World Health Organization. Everybody’s Business: Strengthening Health Systems to Improve Health Outcomes. Geneva; 2007.
9.
go back to reference Abouzahr C, Boerma T. Policy and practice health information systems: the foundations of public health. Bull World Health Organ. 2005;83(8):578–83.PubMedPubMedCentral Abouzahr C, Boerma T. Policy and practice health information systems: the foundations of public health. Bull World Health Organ. 2005;83(8):578–83.PubMedPubMedCentral
10.
go back to reference Shakarishvili G, Atun R, Berman P, Hsiao W, Burgess C, Lansang MA. Converging health systems frameworks : towards a concepts-to-actions roadmap for health systems strengthening in low and middle income countries. Glob Heal Gov. 2010;3(2):1–17. Shakarishvili G, Atun R, Berman P, Hsiao W, Burgess C, Lansang MA. Converging health systems frameworks : towards a concepts-to-actions roadmap for health systems strengthening in low and middle income countries. Glob Heal Gov. 2010;3(2):1–17.
11.
go back to reference Stansfield SK, Walsh J, Prata N, Evans T. Information to improve decision making for health. In: Jamison DT, Breman JG, Measham AR, Alleyne G, Claeson M, Evans DB, et al., editors. Disease control priorities in developing countries. 2nd ed. Washington, DC: The World Bank; 2006. p. 1017–30. Stansfield SK, Walsh J, Prata N, Evans T. Information to improve decision making for health. In: Jamison DT, Breman JG, Measham AR, Alleyne G, Claeson M, Evans DB, et al., editors. Disease control priorities in developing countries. 2nd ed. Washington, DC: The World Bank; 2006. p. 1017–30.
12.
go back to reference Gladwin J. Implementing a new health management information system in Uganda. Health Policy Plan [Internet]. 2003 Jun [cited 2011 Mar 1];18(2):214–224. Gladwin J. Implementing a new health management information system in Uganda. Health Policy Plan [Internet]. 2003 Jun [cited 2011 Mar 1];18(2):214–224.
13.
go back to reference Coleman T, Garten AD. Supporting Country-led Initiatives to Strengthen National Health Information Systems in East Africa. Safe Motherhood. Washington, DC: Futures Group, Health Policy Initiative, Task Order 1; 2009. Coleman T, Garten AD. Supporting Country-led Initiatives to Strengthen National Health Information Systems in East Africa. Safe Motherhood. Washington, DC: Futures Group, Health Policy Initiative, Task Order 1; 2009.
14.
go back to reference Garrib A, Stoops N, Mckenzie A, Dlamini L, Govender T, Rohde J, et al. An evaluation of the district health information system in rural South Africa. South African Med J. 2008;98(7):549–52. Garrib A, Stoops N, Mckenzie A, Dlamini L, Govender T, Rohde J, et al. An evaluation of the district health information system in rural South Africa. South African Med J. 2008;98(7):549–52.
18.
go back to reference Bodart C, Shrestha L. Identifying information needs and indicators. In: Design and implementation of health information systems. Geneva: World Health Organization; 2000. p. 49–72. Bodart C, Shrestha L. Identifying information needs and indicators. In: Design and implementation of health information systems. Geneva: World Health Organization; 2000. p. 49–72.
20.
go back to reference Gilson L. Lipsky’s street level bureaucracy. In: Lodge M, Balla S, editors. Oxford handbook of the classics of public policy. Oxford: Oxford University Press; 2015. Gilson L. Lipsky’s street level bureaucracy. In: Lodge M, Balla S, editors. Oxford handbook of the classics of public policy. Oxford: Oxford University Press; 2015.
21.
go back to reference Williamson L, Kaasbøll J. Health information and managerial work: exploring the link. In: proceedings of the international conference on social implications of computers in developing countries, Dubai, UAE, May 2009 Dubai School of Government 2009. Williamson L, Kaasbøll J. Health information and managerial work: exploring the link. In: proceedings of the international conference on social implications of computers in developing countries, Dubai, UAE, May 2009 Dubai School of Government 2009.
22.
go back to reference Damtew Z, Kaasbøll J, Williamson L. From information for decision making to information for keeping core knowledge updated - health managers who know their population. In: proceedings of the 10th international conference on social implications of computers in developing countries, Dubai, UAE, May 2009. 2009. Damtew Z, Kaasbøll J, Williamson L. From information for decision making to information for keeping core knowledge updated - health managers who know their population. In: proceedings of the 10th international conference on social implications of computers in developing countries, Dubai, UAE, May 2009. 2009.
23.
go back to reference Scott V, Dinginto N, Xapile Z. Operational health service management: understanding the role of information in decision-making. In: Padarath A, King J, English R, editors. South African health review 2014/2015. Durban: Health System; 2015. p. 141–50. Scott V, Dinginto N, Xapile Z. Operational health service management: understanding the role of information in decision-making. In: Padarath A, King J, English R, editors. South African health review 2014/2015. Durban: Health System; 2015. p. 141–50.
26.
go back to reference Elloker S, Olckers P, Gilson L, Lehmann U. Crises, routines and innovations: the complexities and possibilities of sub-district management. In: Padarath A, English R, editors. South African health review 2012/13. Durban: Health System Trust; 2013. p. 161–73. Elloker S, Olckers P, Gilson L, Lehmann U. Crises, routines and innovations: the complexities and possibilities of sub-district management. In: Padarath A, English R, editors. South African health review 2012/13. Durban: Health System Trust; 2013. p. 161–73.
27.
go back to reference Groenewald P, Bradshaw D, Daniels J, Matzopoulos R, Bourne D, Blease D, Zinyaktira N, Naledi NT. Cause of death and premature mortality in Cape Town, 2001-2006. Cape Town: South African Medical Research Council; 2008. ISBN:978-1-920014-63-6. Groenewald P, Bradshaw D, Daniels J, Matzopoulos R, Bourne D, Blease D, Zinyaktira N, Naledi NT. Cause of death and premature mortality in Cape Town, 2001-2006. Cape Town: South African Medical Research Council; 2008. ISBN:978-1-920014-63-6.
28.
go back to reference Groenewald P, Bradshaw D, Nojilana B. Cape Town Mortality, 2001 Part I cause of death and premature mortality. City 2003. Groenewald P, Bradshaw D, Nojilana B. Cape Town Mortality, 2001 Part I cause of death and premature mortality. City 2003.
30.
go back to reference Yin RK. Case study research. London: Sage Publications; 1994. p. 1–171. Yin RK. Case study research. London: Sage Publications; 1994. p. 1–171.
31.
go back to reference Liamputtong P, Ezzy D. Qualitative research methods. Second. New York: Oxford University Press; 2005. Liamputtong P, Ezzy D. Qualitative research methods. Second. New York: Oxford University Press; 2005.
33.
go back to reference Hill M, Hupe P. Governance and managing implementation. 2nd ed. London: Sage Publications; 2009. Hill M, Hupe P. Governance and managing implementation. 2nd ed. London: Sage Publications; 2009.
36.
go back to reference Brinkerhoff DW. Accountability and health systems : toward conceptual clarity. Health Policy Plan. 2004;19(6):371–9.CrossRefPubMed Brinkerhoff DW. Accountability and health systems : toward conceptual clarity. Health Policy Plan. 2004;19(6):371–9.CrossRefPubMed
39.
go back to reference National Treasury. Framework for strategic plans and annual performance plans. Pretoria; 2010. National Treasury. Framework for strategic plans and annual performance plans. Pretoria; 2010.
40.
go back to reference National Treasury. Medium Term Expenditure Framework Guidelines Preparation of Expenditure Estimates for the 2013 Medium term expenditure framework. Pretoria: Government of South Africa; 2013. p. 1–25. National Treasury. Medium Term Expenditure Framework Guidelines Preparation of Expenditure Estimates for the 2013 Medium term expenditure framework. Pretoria: Government of South Africa; 2013. p. 1–25.
41.
go back to reference National Treasury. Framework for managing Programme performance information. Pretoria; 2007. National Treasury. Framework for managing Programme performance information. Pretoria; 2007.
42.
go back to reference Department of Performance Monitoring and Evaluation in the Presidency. Guide to the Outcomes Approach. Pretoria; 2010. Department of Performance Monitoring and Evaluation in the Presidency. Guide to the Outcomes Approach. Pretoria; 2010.
43.
go back to reference Department of Performance Monitoring and Evaluation in the Presidency. Policy Framework for the Monitoring and Evaluation System. Pretoria; 2007. Department of Performance Monitoring and Evaluation in the Presidency. Policy Framework for the Monitoring and Evaluation System. Pretoria; 2007.
44.
go back to reference Department of Performance Monitoring and Evaluation in the Presidency. National Evaluation Plan 2013/4 to 2015/16. Pretoria: Government of South Africa; 2012. Department of Performance Monitoring and Evaluation in the Presidency. National Evaluation Plan 2013/4 to 2015/16. Pretoria: Government of South Africa; 2012.
45.
go back to reference Department of Performance Monitoring and Evaluation in the Presidency. National Evaluation Policy Framework. Vol. 2011. Pretoria; 2011. Department of Performance Monitoring and Evaluation in the Presidency. National Evaluation Policy Framework. Vol. 2011. Pretoria; 2011.
46.
go back to reference Department of Performance Monitoring and Evaluation in the Presidency. Policy framework for the Goverment-wide Monitoring and Evaluation. Policy. Pretoria: Government of South Africa; 2007. Department of Performance Monitoring and Evaluation in the Presidency. Policy framework for the Goverment-wide Monitoring and Evaluation. Policy. Pretoria: Government of South Africa; 2007.
47.
go back to reference National Department of Health. District health management information system (DHMIS) policy 2011. Johannesburg: National Department of Health; 2011. National Department of Health. District health management information system (DHMIS) policy 2011. Johannesburg: National Department of Health; 2011.
48.
go back to reference Braa J, Hedberg C. The struggle for district-based health information systems in South Africa. Inf Soc. 2002;18:113–27.CrossRef Braa J, Hedberg C. The struggle for district-based health information systems in South Africa. Inf Soc. 2002;18:113–27.CrossRef
49.
go back to reference City of Cape Town City of Cape Town Integrated Annual Report 2012/13. Cape Town; 2012. City of Cape Town City of Cape Town Integrated Annual Report 2012/13. Cape Town; 2012.
50.
go back to reference Cupido J, Carter T, Perez G, Hawkridge A, Dyers R, Pienaar D. The district management accountability framework: a guide for district health managers and their district management teams. Cape Town: Western Cape Provincial Government; 2013. p. 0–39. Cupido J, Carter T, Perez G, Hawkridge A, Dyers R, Pienaar D. The district management accountability framework: a guide for district health managers and their district management teams. Cape Town: Western Cape Provincial Government; 2013. p. 0–39.
51.
go back to reference Western Cape Department of Health. Healthcare 2030 the road to wellness (draft). Cape Town: Western Cape Provincial Government; 2013. Western Cape Department of Health. Healthcare 2030 the road to wellness (draft). Cape Town: Western Cape Provincial Government; 2013.
54.
go back to reference Lord RG, Hall RJ. Identity, deep structure and the development of leadership skill 2005;16:591–615. Lord RG, Hall RJ. Identity, deep structure and the development of leadership skill 2005;16:591–615.
56.
go back to reference Gilson L, Daire J. Leadership and Governance within the South African Health System. In: Padarath A, English R, editors. South African Health Review 2011. Durban: Health System Trust; 2011. p. 69–80. Gilson L, Daire J. Leadership and Governance within the South African Health System. In: Padarath A, English R, editors. South African Health Review 2011. Durban: Health System Trust; 2011. p. 69–80.
59.
go back to reference Scott V, Mathews V, Gilson L. Constraints to implementing an equity-promoting staff allocation policy: understanding mid-level managers’ and nurses’ perspectives affecting implementation in South Africa. Health Policy Plan [Internet]. 2012 Mar [cited 2012 Jul 25];27(2):138–46. Available from: http://www.ncbi.nlm.nih.gov/pubmed/21450839. Scott V, Mathews V, Gilson L. Constraints to implementing an equity-promoting staff allocation policy: understanding mid-level managers’ and nurses’ perspectives affecting implementation in South Africa. Health Policy Plan [Internet]. 2012 Mar [cited 2012 Jul 25];27(2):138–46. Available from: http://​www.​ncbi.​nlm.​nih.​gov/​pubmed/​21450839.
60.
go back to reference de Savigny D, Adam T. Systems thinking for health systems strengthening. 2009. de Savigny D, Adam T. Systems thinking for health systems strengthening. 2009.
61.
go back to reference Sheikh K, Gilson L, Agyepong IA, Hanson K, Ssengooba F. Building the field of health policy and systems research : framing the questions. PLoS Med. 2011;8(8):1–6.CrossRef Sheikh K, Gilson L, Agyepong IA, Hanson K, Ssengooba F. Building the field of health policy and systems research : framing the questions. PLoS Med. 2011;8(8):1–6.CrossRef
62.
go back to reference van Olmen J, Criel B, Bhojani U, Marchal B, Van BS, Chenge MF, et al. The Health System Dynamics Framework. Heal Cult Soc. 2012;2(1):0–21. van Olmen J, Criel B, Bhojani U, Marchal B, Van BS, Chenge MF, et al. The Health System Dynamics Framework. Heal Cult Soc. 2012;2(1):0–21.
66.
go back to reference Avgerou C, McGrath K. Power, rationality, and the art of living through socio-technical change. MIS Q. 2007;31(2):293–315. Avgerou C, McGrath K. Power, rationality, and the art of living through socio-technical change. MIS Q. 2007;31(2):293–315.
Metadata
Title
Exploring how different modes of governance act across health system levels to influence primary healthcare facility managers’ use of information in decision-making: experience from Cape Town, South Africa
Authors
Vera Scott
Lucy Gilson
Publication date
01-12-2017
Publisher
BioMed Central
Published in
International Journal for Equity in Health / Issue 1/2017
Electronic ISSN: 1475-9276
DOI
https://doi.org/10.1186/s12939-017-0660-5

Other articles of this Issue 1/2017

International Journal for Equity in Health 1/2017 Go to the issue