Skip to main content
Top
Published in: Implementation Science 1/2011

Open Access 01-12-2011 | Research article

Implementing accountability for reasonableness framework at district level in Tanzania: a realist evaluation

Authors: Stephen Maluka, Peter Kamuzora, Miguel SanSebastián, Jens Byskov, Benedict Ndawi, Øystein E Olsen, Anna-Karin Hurtig

Published in: Implementation Science | Issue 1/2011

Login to get access

Abstract

Background

Despite the growing importance of the Accountability for Reasonableness (A4R) framework in priority setting worldwide, there is still an inadequate understanding of the processes and mechanisms underlying its influence on legitimacy and fairness, as conceived and reflected in service management processes and outcomes. As a result, the ability to draw scientifically sound lessons for the application of the framework to services and interventions is limited. This paper evaluates the experiences of implementing the A4R approach in Mbarali District, Tanzania, in order to find out how the innovation was shaped, enabled, and constrained by the interaction between contexts, mechanisms and outcomes.

Methods

This study draws on the principles of realist evaluation -- a largely qualitative approach, chiefly concerned with testing and refining programme theories by exploring the complex interactions of contexts, mechanisms, and outcomes. Mixed methods were used in data collection, including individual interviews, non-participant observation, and document reviews. A thematic framework approach was adopted for the data analysis.

Results

The study found that while the A4R approach to priority setting was helpful in strengthening transparency, accountability, stakeholder engagement, and fairness, the efforts at integrating it into the current district health system were challenging. Participatory structures under the decentralisation framework, central government's call for partnership in district-level planning and priority setting, perceived needs of stakeholders, as well as active engagement between researchers and decision makers all facilitated the adoption and implementation of the innovation. In contrast, however, limited local autonomy, low level of public awareness, unreliable and untimely funding, inadequate accountability mechanisms, and limited local resources were the major contextual factors that hampered the full implementation.

Conclusion

This study documents an important first step in the effort to introduce the ethical framework A4R into district planning processes. This study supports the idea that a greater involvement and accountability among local actors through the A4R process may increase the legitimacy and fairness of priority-setting decisions. Support from researchers in providing a broader and more detailed analysis of health system elements, and the socio-cultural context, could lead to better prediction of the effects of the innovation and pinpoint stakeholders' concerns, thereby illuminating areas that require special attention to promote sustainability.
Appendix
Available only for authorised users
Literature
1.
go back to reference Makundi E, Mboera LEG, Malebo HM, Kitua AY: Priority Setting on Malaria Interventions in Tanzania: Strategies and Challenges to Mitigate Against the Intolerable Burden. The American Journal of Tropical Medicine and Hygiene. 2007, 77 (6): 106-111.PubMed Makundi E, Mboera LEG, Malebo HM, Kitua AY: Priority Setting on Malaria Interventions in Tanzania: Strategies and Challenges to Mitigate Against the Intolerable Burden. The American Journal of Tropical Medicine and Hygiene. 2007, 77 (6): 106-111.PubMed
2.
go back to reference Mshana S, Shemilu H, Ndawi B, Momburi R, Olsen OE, Byskov J, Martin DK: What do District Health Planners in Tanzania think about improving priority setting using 'Accountability for Reasonableness'?. BMC Health Services Research. 2007, 7: 180-10.1186/1472-6963-7-180.CrossRefPubMedPubMedCentral Mshana S, Shemilu H, Ndawi B, Momburi R, Olsen OE, Byskov J, Martin DK: What do District Health Planners in Tanzania think about improving priority setting using 'Accountability for Reasonableness'?. BMC Health Services Research. 2007, 7: 180-10.1186/1472-6963-7-180.CrossRefPubMedPubMedCentral
3.
go back to reference Munishi G: Intervening to address constraints through health sector reforms in Tanzania: some gains and the unfinished business. Journal of International Development. 2003, 15 (1): 115-131. 10.1002/jid.969.CrossRef Munishi G: Intervening to address constraints through health sector reforms in Tanzania: some gains and the unfinished business. Journal of International Development. 2003, 15 (1): 115-131. 10.1002/jid.969.CrossRef
4.
go back to reference Mubyazi G, Kamugisha M, Mushi A, Blas E: Implications of decentralization for the control of tropical diseases in Tanzania: a case study of four districts. International Journal of Health Planning and Management. 2004, 19: 167-185. 10.1002/hpm.776.CrossRef Mubyazi G, Kamugisha M, Mushi A, Blas E: Implications of decentralization for the control of tropical diseases in Tanzania: a case study of four districts. International Journal of Health Planning and Management. 2004, 19: 167-185. 10.1002/hpm.776.CrossRef
5.
go back to reference Mubyazi GM, Mushi A, Kamugisha M, Massaga J, Mdira KY, Segeja M, Kato JN: Community views on health sector reform and their participation in health priority setting: Case of Lushoto and Muheza districts, Tanzania. Journal of Public Health. 2007, 10: 1-10. Mubyazi GM, Mushi A, Kamugisha M, Massaga J, Mdira KY, Segeja M, Kato JN: Community views on health sector reform and their participation in health priority setting: Case of Lushoto and Muheza districts, Tanzania. Journal of Public Health. 2007, 10: 1-10.
6.
go back to reference MoHSW: Joint External Evaluation of the Health Sector in Tanzania, 1999-2006. Ministry of Health and Social Welfare. 2007 MoHSW: Joint External Evaluation of the Health Sector in Tanzania, 1999-2006. Ministry of Health and Social Welfare. 2007
7.
go back to reference Byskov J, Bloch P, Blystad A, Hurtig AK, Fylkesnes K, Kamuzora P, Kombe Y, Kvåle G, Marchal B, Martin DK, Michelo C, Ndawi B, Ngulube TJ, Nyamongo I, Olsen ØE, Onyango-Ouma W, Sandøy IF, Shayo EH, Silwamba G, Songstad NG, Tuba M: Accountable priority setting for trust in health systems - the need for research into a new approach for strengthening sustainable health action in developing countries. Health Research Policy and Systems. 2009, 7: 23-10.1186/1478-4505-7-23.CrossRefPubMedPubMedCentral Byskov J, Bloch P, Blystad A, Hurtig AK, Fylkesnes K, Kamuzora P, Kombe Y, Kvåle G, Marchal B, Martin DK, Michelo C, Ndawi B, Ngulube TJ, Nyamongo I, Olsen ØE, Onyango-Ouma W, Sandøy IF, Shayo EH, Silwamba G, Songstad NG, Tuba M: Accountable priority setting for trust in health systems - the need for research into a new approach for strengthening sustainable health action in developing countries. Health Research Policy and Systems. 2009, 7: 23-10.1186/1478-4505-7-23.CrossRefPubMedPubMedCentral
8.
go back to reference Daniels N, Sabin J: Limits to health care: Fair procedures, democratic deliberation, and the legitimacy problem for insurers. Philosophy and Public Affairs. 1997, 26: 303-350. 10.1111/j.1088-4963.1997.tb00082.x.CrossRefPubMed Daniels N, Sabin J: Limits to health care: Fair procedures, democratic deliberation, and the legitimacy problem for insurers. Philosophy and Public Affairs. 1997, 26: 303-350. 10.1111/j.1088-4963.1997.tb00082.x.CrossRefPubMed
9.
go back to reference Daniels N, Sabin J: The ethics of accountability in managed care reform. Health Affairs. 1998, 17: 50-64. 10.1377/hlthaff.17.5.50.CrossRefPubMed Daniels N, Sabin J: The ethics of accountability in managed care reform. Health Affairs. 1998, 17: 50-64. 10.1377/hlthaff.17.5.50.CrossRefPubMed
10.
go back to reference Daniels N, Sabin J: Setting Limits Fairly: Can we learn to share Medical resources?. 2002, New York: Oxford University PressCrossRef Daniels N, Sabin J: Setting Limits Fairly: Can we learn to share Medical resources?. 2002, New York: Oxford University PressCrossRef
11.
go back to reference Daniels N: Just Health: Meeting Health Needs Fairly. 2008, Cambridge: Cambridge University Press Daniels N: Just Health: Meeting Health Needs Fairly. 2008, Cambridge: Cambridge University Press
12.
go back to reference Martin DK, Giacomini M, Singer PA: Fairness, Accountability for Reasonableness, and the Views of Priority Setting Decision-Makers. Health Policy. 2002, 61: 279-290. 10.1016/S0168-8510(01)00237-8.CrossRefPubMed Martin DK, Giacomini M, Singer PA: Fairness, Accountability for Reasonableness, and the Views of Priority Setting Decision-Makers. Health Policy. 2002, 61: 279-290. 10.1016/S0168-8510(01)00237-8.CrossRefPubMed
13.
go back to reference Martin DK, Reeleder D, Keresztes C, Singer PA: What do hospital decision makers in Ontario, Canada, have to say about their fairness of priority setting in their institutions?. BMC Health Services Research. 2005, 5: 8-10.1186/1472-6963-5-8.CrossRefPubMedPubMedCentral Martin DK, Reeleder D, Keresztes C, Singer PA: What do hospital decision makers in Ontario, Canada, have to say about their fairness of priority setting in their institutions?. BMC Health Services Research. 2005, 5: 8-10.1186/1472-6963-5-8.CrossRefPubMedPubMedCentral
14.
go back to reference Gibson JL, Martin DK, Singer PA: Setting Priorities in Health Care Organizations: Criteria, processes, and parameters of success. BioMed Central Health Services research. 2004, 4: 25-10.1186/1472-6963-4-25.CrossRefPubMedPubMedCentral Gibson JL, Martin DK, Singer PA: Setting Priorities in Health Care Organizations: Criteria, processes, and parameters of success. BioMed Central Health Services research. 2004, 4: 25-10.1186/1472-6963-4-25.CrossRefPubMedPubMedCentral
15.
go back to reference Walton NA, Martin DK, Peter EH, Pingle DM, Singer PA: Priority setting and cardiac surgery: A qualitative case study. Health Policy. 2007, 80 (3): 444-458. 10.1016/j.healthpol.2006.05.004.CrossRefPubMed Walton NA, Martin DK, Peter EH, Pingle DM, Singer PA: Priority setting and cardiac surgery: A qualitative case study. Health Policy. 2007, 80 (3): 444-458. 10.1016/j.healthpol.2006.05.004.CrossRefPubMed
16.
go back to reference Hasman A, Holm S: Accountability for Reasonableness: Opening the Black Box of Process. Health Care Analysis. 2005, 13: 4-10.1007/s10728-005-8124-2.CrossRef Hasman A, Holm S: Accountability for Reasonableness: Opening the Black Box of Process. Health Care Analysis. 2005, 13: 4-10.1007/s10728-005-8124-2.CrossRef
17.
go back to reference Kapiriri L, Martin DK: A Strategy to Improve Priority Setting in Developing Countries. Health Care Analysis. 2007, 15: 159-167. 10.1007/s10728-006-0037-1.CrossRefPubMed Kapiriri L, Martin DK: A Strategy to Improve Priority Setting in Developing Countries. Health Care Analysis. 2007, 15: 159-167. 10.1007/s10728-006-0037-1.CrossRefPubMed
18.
go back to reference Buse K, Mays N, Walt G: Making Health Policy. 2005, Open University Press; New York Buse K, Mays N, Walt G: Making Health Policy. 2005, Open University Press; New York
19.
go back to reference Judge K, Bauld L: Strong theory, flexible methods: Evaluating complex community-based initiatives. Critical Public Health. 2001, 11 (1): 20-28. 10.1080/09581590010028237.CrossRef Judge K, Bauld L: Strong theory, flexible methods: Evaluating complex community-based initiatives. Critical Public Health. 2001, 11 (1): 20-28. 10.1080/09581590010028237.CrossRef
20.
go back to reference Kimaro HC, Sahay S: An institutional perspective on the process of decentralization of health care information systems: A case study from Tanzania. Information Technology for Development. 2007, 13 (4): 363-390. 10.1002/itdj.20066.CrossRef Kimaro HC, Sahay S: An institutional perspective on the process of decentralization of health care information systems: A case study from Tanzania. Information Technology for Development. 2007, 13 (4): 363-390. 10.1002/itdj.20066.CrossRef
21.
go back to reference Maluka S, Hurtig AK, San Sebastian M, Shayo E, Byskov J, Kamuzora P: Decentralization and health care prioritization process in Tanzania: From national rhetoric to local reality. International Journal of Health Planning and Management. 2010, Maluka S, Hurtig AK, San Sebastian M, Shayo E, Byskov J, Kamuzora P: Decentralization and health care prioritization process in Tanzania: From national rhetoric to local reality. International Journal of Health Planning and Management. 2010,
22.
go back to reference Maluka S, Kamuzora P, San Sebastian M, Byskov J, Olsen OE, Shayo E, Ndawi B, Hurtig AK: Decentralized Health Care Priority Setting in Tanzania: Evaluating against Accountability for Reasonableness Framework. Social Science and Medicine. 2010, 71 (4): 751-759. 10.1016/j.socscimed.2010.04.035.CrossRefPubMed Maluka S, Kamuzora P, San Sebastian M, Byskov J, Olsen OE, Shayo E, Ndawi B, Hurtig AK: Decentralized Health Care Priority Setting in Tanzania: Evaluating against Accountability for Reasonableness Framework. Social Science and Medicine. 2010, 71 (4): 751-759. 10.1016/j.socscimed.2010.04.035.CrossRefPubMed
23.
go back to reference Martin DK, Singer PA: A Strategy to Improve Priority Setting in Health Care Institutions. Health Care Analysis. 2004, 11 (1): 59-68. 10.1023/A:1025338013629.CrossRef Martin DK, Singer PA: A Strategy to Improve Priority Setting in Health Care Institutions. Health Care Analysis. 2004, 11 (1): 59-68. 10.1023/A:1025338013629.CrossRef
24.
go back to reference Pawson R, Tilley N: Realistic Evaluation. 1997, London; Sage Pawson R, Tilley N: Realistic Evaluation. 1997, London; Sage
25.
go back to reference Greenhalgh T, Humphrey C, Hughes J, Macfarlane F, Butler C, Pawson R: How do you modernize a health service? A realist evaluation of whole-scale transformation in London. The Milbank Quarterly. 2009, 87 (2): 391-416. 10.1111/j.1468-0009.2009.00562.x.CrossRefPubMedPubMedCentral Greenhalgh T, Humphrey C, Hughes J, Macfarlane F, Butler C, Pawson R: How do you modernize a health service? A realist evaluation of whole-scale transformation in London. The Milbank Quarterly. 2009, 87 (2): 391-416. 10.1111/j.1468-0009.2009.00562.x.CrossRefPubMedPubMedCentral
26.
go back to reference Pawson R: Evidence-based Policy: A Realist Perspective. 2006, London; Sage PublicationsCrossRef Pawson R: Evidence-based Policy: A Realist Perspective. 2006, London; Sage PublicationsCrossRef
27.
go back to reference Ritchie J, Spencer L, O'Connor W: Carrying out qualitative analysis. Qualitative research practice: A guide for social science students and researchers. Edited by: Ritchie J, Lewis J. 2003, London: Sage Publications, 219-262. Ritchie J, Spencer L, O'Connor W: Carrying out qualitative analysis. Qualitative research practice: A guide for social science students and researchers. Edited by: Ritchie J, Lewis J. 2003, London: Sage Publications, 219-262.
28.
go back to reference Kvale S: Interviews, an introduction to qualitative research interviewing. 1999, Thousand Oaks, CA: Sage Publishers Kvale S: Interviews, an introduction to qualitative research interviewing. 1999, Thousand Oaks, CA: Sage Publishers
29.
go back to reference Patton M: Qualitative evaluation and research methods. 1990, Newbury Park, CA: Sage Publications Patton M: Qualitative evaluation and research methods. 1990, Newbury Park, CA: Sage Publications
30.
go back to reference Kapiriri L, Martin DK: Priority Setting in developing countries Health Care Institutions: The Case of a Ugandan Hospital. BMC Health Services Research. 2006, 6: 127-10.1186/1472-6963-6-127.CrossRefPubMedPubMedCentral Kapiriri L, Martin DK: Priority Setting in developing countries Health Care Institutions: The Case of a Ugandan Hospital. BMC Health Services Research. 2006, 6: 127-10.1186/1472-6963-6-127.CrossRefPubMedPubMedCentral
31.
go back to reference WHO: Equity and fair process in scaling up antiretroviral treatments: Potentials and challenges in the United Republic of Tanzania. 2006, Switzerland: World Health Organisation WHO: Equity and fair process in scaling up antiretroviral treatments: Potentials and challenges in the United Republic of Tanzania. 2006, Switzerland: World Health Organisation
32.
go back to reference Kapiriri L, Norheim F, Martin D: Priority setting at the micro-meso- and macro- levels in Canada, Norway and Uganda. Health Policy. 2007, 82 (1): 78-94. 10.1016/j.healthpol.2006.09.001.CrossRefPubMed Kapiriri L, Norheim F, Martin D: Priority setting at the micro-meso- and macro- levels in Canada, Norway and Uganda. Health Policy. 2007, 82 (1): 78-94. 10.1016/j.healthpol.2006.09.001.CrossRefPubMed
33.
go back to reference Kapiriri L, Norheim F, Martin D: Fairness and accountability for reasonableness: Do the views of priority setting decision makers differ across health systems and levels of decision-making?. Social Science & Medicine. 2009, 68: 766-773.CrossRef Kapiriri L, Norheim F, Martin D: Fairness and accountability for reasonableness: Do the views of priority setting decision makers differ across health systems and levels of decision-making?. Social Science & Medicine. 2009, 68: 766-773.CrossRef
34.
go back to reference Renju J, Makokha M, Kato C, Medard L, Andrew B, Remes P, Changalucha J, Obasi A: Partnering to proceed: scaling up adolescent sexual reproductive health programmes in Tanzania. Operational research into the factors that influenced local government uptake and implementation. Health Research Policy and Systems. 2010, 8: 12-10.1186/1478-4505-8-12.CrossRefPubMedPubMedCentral Renju J, Makokha M, Kato C, Medard L, Andrew B, Remes P, Changalucha J, Obasi A: Partnering to proceed: scaling up adolescent sexual reproductive health programmes in Tanzania. Operational research into the factors that influenced local government uptake and implementation. Health Research Policy and Systems. 2010, 8: 12-10.1186/1478-4505-8-12.CrossRefPubMedPubMedCentral
35.
go back to reference Kapiriri L, Norheim OF, Heggenhougen K: Public participation in health planning and priority setting at the district level in Uganda. Health Policy and Planning. 2003, 18 (2): 205-213. 10.1093/heapol/czg025.CrossRefPubMed Kapiriri L, Norheim OF, Heggenhougen K: Public participation in health planning and priority setting at the district level in Uganda. Health Policy and Planning. 2003, 18 (2): 205-213. 10.1093/heapol/czg025.CrossRefPubMed
Metadata
Title
Implementing accountability for reasonableness framework at district level in Tanzania: a realist evaluation
Authors
Stephen Maluka
Peter Kamuzora
Miguel SanSebastián
Jens Byskov
Benedict Ndawi
Øystein E Olsen
Anna-Karin Hurtig
Publication date
01-12-2011
Publisher
BioMed Central
Published in
Implementation Science / Issue 1/2011
Electronic ISSN: 1748-5908
DOI
https://doi.org/10.1186/1748-5908-6-11

Other articles of this Issue 1/2011

Implementation Science 1/2011 Go to the issue