Skip to main content
Top
Published in: Implementation Science 1/2017

Open Access 01-12-2017 | Systematic review

A systematic review of electronic audit and feedback: intervention effectiveness and use of behaviour change theory

Authors: Timothy Tuti, Jacinta Nzinga, Martin Njoroge, Benjamin Brown, Niels Peek, Mike English, Chris Paton, Sabine N van der Veer

Published in: Implementation Science | Issue 1/2017

Login to get access

Abstract

Background

Audit and feedback is a common intervention for supporting clinical behaviour change. Increasingly, health data are available in electronic format. Yet, little is known regarding if and how electronic audit and feedback (e-A&F) improves quality of care in practice.

Objective

The study aimed to assess the effectiveness of e-A&F interventions in a primary care and hospital context and to identify theoretical mechanisms of behaviour change underlying these interventions.

Methods

In August 2016, we searched five electronic databases, including MEDLINE and EMBASE via Ovid, and the Cochrane Central Register of Controlled Trials for published randomised controlled trials. We included studies that evaluated e-A&F interventions, defined as a summary of clinical performance delivered through an interactive computer interface to healthcare providers. Data on feedback characteristics, underlying theoretical domains, effect size and risk of bias were extracted by two independent review authors, who determined the domains within the Theoretical Domains Framework (TDF). We performed a meta-analysis of e-A&F effectiveness, and a narrative analysis of the nature and patterns of TDF domains and potential links with the intervention effect.

Results

We included seven studies comprising of 81,700 patients being cared for by 329 healthcare professionals/primary care facilities. Given the extremely high heterogeneity of the e-A&F interventions and five studies having a medium or high risk of bias, the average effect was deemed unreliable. Only two studies explicitly used theory to guide intervention design. The most frequent theoretical domains targeted by the e-A&F interventions included ‘knowledge’, ‘social influences’, ‘goals’ and ‘behaviour regulation‘, with each intervention targeting a combination of at least three. None of the interventions addressed the domains ‘social/professional role and identity’ or ‘emotion’. Analyses identified the number of different domains coded in control arm to have the biggest role in heterogeneity in e-A&F effect size.

Conclusions

Given the high heterogeneity of identified studies, the effects of e-A&F were found to be highly variable. Additionally, e-A&F interventions tend to implicitly target only a fraction of known theoretical domains, even after omitting domains presumed not to be linked to e-A&F. Also, little evaluation of comparative effectiveness across trial arms was conducted. Future research should seek to further unpack the theoretical domains essential for effective e-A&F in order to better support strategic individual and team goals.
Appendix
Available only for authorised users
Literature
1.
go back to reference Brehaut JC, Eva KW. Building theories of knowledge translation interventions: use the entire menu of constructs. Implement Sci. 2012;7(1):1.CrossRef Brehaut JC, Eva KW. Building theories of knowledge translation interventions: use the entire menu of constructs. Implement Sci. 2012;7(1):1.CrossRef
2.
go back to reference Ivers N, et al. Audit and feedback: effects on professional practice and healthcare outcomes. Cochrane Database Syst Rev. 2012;6:Cd000259. Ivers N, et al. Audit and feedback: effects on professional practice and healthcare outcomes. Cochrane Database Syst Rev. 2012;6:Cd000259.
4.
go back to reference Sutcliffe A, et al. Developing visualization-based decision support tools for epidemiology. Inf Vis. 2014;13(1):3–17.CrossRef Sutcliffe A, et al. Developing visualization-based decision support tools for epidemiology. Inf Vis. 2014;13(1):3–17.CrossRef
5.
go back to reference Waitman LR, et al. Adopting real-time surveillance dashboards as a component of an enterprisewide medication safety strategy. Jt Comm J Qual Patient Saf. 2011;37(7):326–32.CrossRefPubMed Waitman LR, et al. Adopting real-time surveillance dashboards as a component of an enterprisewide medication safety strategy. Jt Comm J Qual Patient Saf. 2011;37(7):326–32.CrossRefPubMed
9.
go back to reference Ivers NM, et al. No more ‘business as usual’ with audit and feedback interventions: towards an agenda for a reinvigorated intervention. Implement Sci. 2014;9:14.CrossRefPubMedPubMedCentral Ivers NM, et al. No more ‘business as usual’ with audit and feedback interventions: towards an agenda for a reinvigorated intervention. Implement Sci. 2014;9:14.CrossRefPubMedPubMedCentral
10.
go back to reference Kluger AN, DeNisi A. The effects of feedback interventions on performance: a historical review, a meta-analysis, and a preliminary feedback intervention theory. Psychol Bull. 1996;119(2):254.CrossRef Kluger AN, DeNisi A. The effects of feedback interventions on performance: a historical review, a meta-analysis, and a preliminary feedback intervention theory. Psychol Bull. 1996;119(2):254.CrossRef
11.
go back to reference Brehaut JC, et al. Practice feedback interventions: 15 suggestions for optimizing effectiveness. Ann Intern Med. 2016;164(6):435–41.CrossRefPubMed Brehaut JC, et al. Practice feedback interventions: 15 suggestions for optimizing effectiveness. Ann Intern Med. 2016;164(6):435–41.CrossRefPubMed
12.
go back to reference Crofts J, et al. Adaptation and implementation of local maternity dashboards in a Zimbabwean hospital to drive clinical improvement. Bull World Health Organ. 2014;92(2):146–52.CrossRefPubMed Crofts J, et al. Adaptation and implementation of local maternity dashboards in a Zimbabwean hospital to drive clinical improvement. Bull World Health Organ. 2014;92(2):146–52.CrossRefPubMed
13.
go back to reference Hysong SJ, Knox MK, Haidet P. Examining clinical performance feedback in patient-aligned care teams. J Gen Intern Med. 2014;29 Suppl 2:S667–74.CrossRefPubMed Hysong SJ, Knox MK, Haidet P. Examining clinical performance feedback in patient-aligned care teams. J Gen Intern Med. 2014;29 Suppl 2:S667–74.CrossRefPubMed
14.
go back to reference Poulton BC, West MA. The determinants of effectiveness in primary health care teams. J Interprof Care. 1999;13(1):7–18.CrossRef Poulton BC, West MA. The determinants of effectiveness in primary health care teams. J Interprof Care. 1999;13(1):7–18.CrossRef
15.
go back to reference Carver, C.S. and M.F. Scheier, On the self-regulation of behavior. 2001: Cambridge University Press. Carver, C.S. and M.F. Scheier, On the self-regulation of behavior. 2001: Cambridge University Press.
16.
go back to reference Foy R, et al. What do we know about how to do audit and feedback? Pitfalls in applying evidence from a systematic review. BMC Health Serv Res. 2005;5:50.CrossRefPubMedPubMedCentral Foy R, et al. What do we know about how to do audit and feedback? Pitfalls in applying evidence from a systematic review. BMC Health Serv Res. 2005;5:50.CrossRefPubMedPubMedCentral
17.
go back to reference Noar SM, Zimmerman RS. Health behavior theory and cumulative knowledge regarding health behaviors: are we moving in the right direction? Health Educ Res. 2005;20(3):275–90.CrossRefPubMed Noar SM, Zimmerman RS. Health behavior theory and cumulative knowledge regarding health behaviors: are we moving in the right direction? Health Educ Res. 2005;20(3):275–90.CrossRefPubMed
18.
19.
go back to reference Grol R, Wensing M. What drives change? Barriers to and incentives for achieving evidence-based practice. Med J Aust. 2004;180(6):S57.PubMed Grol R, Wensing M. What drives change? Barriers to and incentives for achieving evidence-based practice. Med J Aust. 2004;180(6):S57.PubMed
20.
go back to reference Grol R, Wensing M, Eccles M, Davis D. Improving patient care: the implementation of change in health care. John Wiley & Sons; 2013. Grol R, Wensing M, Eccles M, Davis D. Improving patient care: the implementation of change in health care. John Wiley & Sons; 2013.
21.
go back to reference Landis-Lewis Z, et al. Computer-supported feedback message tailoring: theory-informed adaptation of clinical audit and feedback for learning and behavior change. Implement Sci. 2015;10(1):1–12.CrossRef Landis-Lewis Z, et al. Computer-supported feedback message tailoring: theory-informed adaptation of clinical audit and feedback for learning and behavior change. Implement Sci. 2015;10(1):1–12.CrossRef
22.
go back to reference Little EA, Presseau J, Eccles MP. Understanding effects in reviews of implementation interventions using the Theoretical Domains Framework. Implementation Sci. 2015;10:90.CrossRef Little EA, Presseau J, Eccles MP. Understanding effects in reviews of implementation interventions using the Theoretical Domains Framework. Implementation Sci. 2015;10:90.CrossRef
23.
go back to reference Michie S, et al. Making psychological theory useful for implementing evidence based practice: a consensus approach. Qual Saf Health Care. 2005;14(1):26–33.CrossRefPubMedPubMedCentral Michie S, et al. Making psychological theory useful for implementing evidence based practice: a consensus approach. Qual Saf Health Care. 2005;14(1):26–33.CrossRefPubMedPubMedCentral
24.
25.
go back to reference May CR, et al. Evaluating complex interventions and health technologies using normalization process theory: development of a simplified approach and web-enabled toolkit. BMC Health Serv Res. 2011;11(1):245.CrossRefPubMedPubMedCentral May CR, et al. Evaluating complex interventions and health technologies using normalization process theory: development of a simplified approach and web-enabled toolkit. BMC Health Serv Res. 2011;11(1):245.CrossRefPubMedPubMedCentral
26.
go back to reference Ajzen I. Theory of planned behavior. Handb Theor Soc Psychol Vol One. 2011;1(2011):438. Ajzen I. Theory of planned behavior. Handb Theor Soc Psychol Vol One. 2011;1(2011):438.
27.
go back to reference Carver CS, Scheier MF. Control theory: a useful conceptual framework for personality–social, clinical, and health psychology. Psychol Bull. 1982;92(1):111.CrossRefPubMed Carver CS, Scheier MF. Control theory: a useful conceptual framework for personality–social, clinical, and health psychology. Psychol Bull. 1982;92(1):111.CrossRefPubMed
28.
go back to reference Colquhoun, H., et al., Reporting and design elements of audit and feedback interventions: a secondary review. BMJ Qual Saf, 2016. Colquhoun, H., et al., Reporting and design elements of audit and feedback interventions: a secondary review. BMJ Qual Saf, 2016.
31.
go back to reference The Cochrane Collaboration. Review Manager (RevMan). Copenhagen: The Nordic Cochrane Centre; 2014. The Cochrane Collaboration. Review Manager (RevMan). Copenhagen: The Nordic Cochrane Centre; 2014.
32.
go back to reference Higgins JP, Green S. Cochrane handbook for systematic reviews of interventions (Vol. 4). John Wiley & Sons; 2011. Higgins JP, Green S. Cochrane handbook for systematic reviews of interventions (Vol. 4). John Wiley & Sons; 2011.
34.
go back to reference Carlhed R, et al. Improved adherence to Swedish national guidelines for acute myocardial infarction: the quality improvement in coronary care (QUICC) study. Am Heart J. 2006;152(6):1175–81.CrossRefPubMed Carlhed R, et al. Improved adherence to Swedish national guidelines for acute myocardial infarction: the quality improvement in coronary care (QUICC) study. Am Heart J. 2006;152(6):1175–81.CrossRefPubMed
35.
go back to reference Gude WT, et al. Effect of a web-based audit and feedback intervention with outreach visits on the clinical performance of multidisciplinary teams: a cluster-randomized trial in cardiac rehabilitation. Implement Sci. 2016;11(1):160.CrossRefPubMedPubMedCentral Gude WT, et al. Effect of a web-based audit and feedback intervention with outreach visits on the clinical performance of multidisciplinary teams: a cluster-randomized trial in cardiac rehabilitation. Implement Sci. 2016;11(1):160.CrossRefPubMedPubMedCentral
36.
go back to reference Guldberg TL, et al. Improved quality of type 2 diabetes care following electronic feedback of treatment status to general practitioners: a cluster randomized controlled trial. Diabet Med. 2011;28(3):325–32.PubMed Guldberg TL, et al. Improved quality of type 2 diabetes care following electronic feedback of treatment status to general practitioners: a cluster randomized controlled trial. Diabet Med. 2011;28(3):325–32.PubMed
37.
go back to reference Carney PA, et al. Impact of an educational intervention designed to reduce unnecessary recall during screening mammography. Acad Radiol. 2012;19(9):1114–20.CrossRefPubMedPubMedCentral Carney PA, et al. Impact of an educational intervention designed to reduce unnecessary recall during screening mammography. Acad Radiol. 2012;19(9):1114–20.CrossRefPubMedPubMedCentral
38.
go back to reference Linder JA, et al. Electronic health record feedback to improve antibiotic prescribing for acute respiratory infections. Am J Manag Care. 2010;16(12 Suppl HIT):e311–9.PubMed Linder JA, et al. Electronic health record feedback to improve antibiotic prescribing for acute respiratory infections. Am J Manag Care. 2010;16(12 Suppl HIT):e311–9.PubMed
39.
go back to reference Thomas KG, et al. Use of a registry-generated audit, feedback, and patient reminder intervention in an internal medicine resident clinic--a randomized trial. J Gen Intern Med. 2007;22(12):1740–4.CrossRefPubMedPubMedCentral Thomas KG, et al. Use of a registry-generated audit, feedback, and patient reminder intervention in an internal medicine resident clinic--a randomized trial. J Gen Intern Med. 2007;22(12):1740–4.CrossRefPubMedPubMedCentral
40.
go back to reference Peiris D, et al. The treatment of cardiovascular risk in primary care using electronic decision support (TORPEDO) study: intervention development and protocol for a cluster randomised, controlled trial of an electronic decision support and quality improvement intervention in Australian primary healthcare. BMJ Open. 2012;2(6):e002177.CrossRefPubMedPubMedCentral Peiris D, et al. The treatment of cardiovascular risk in primary care using electronic decision support (TORPEDO) study: intervention development and protocol for a cluster randomised, controlled trial of an electronic decision support and quality improvement intervention in Australian primary healthcare. BMJ Open. 2012;2(6):e002177.CrossRefPubMedPubMedCentral
41.
go back to reference Peiris D, et al. Effect of a computer-guided, quality improvement program for cardiovascular disease risk management in primary health care: the treatment of cardiovascular risk using electronic decision support cluster-randomized trial. Circ Cardiovasc Qual Outcomes. 2015;8(1):87–95.CrossRefPubMed Peiris D, et al. Effect of a computer-guided, quality improvement program for cardiovascular disease risk management in primary health care: the treatment of cardiovascular risk using electronic decision support cluster-randomized trial. Circ Cardiovasc Qual Outcomes. 2015;8(1):87–95.CrossRefPubMed
43.
go back to reference Ioannidis J, Patsopoulos N, Rothstein H. Research methodology: reasons or excuses for avoiding meta-analysis in forest plots. BMJ. 2008;336(7658):1413–5.CrossRefPubMedPubMedCentral Ioannidis J, Patsopoulos N, Rothstein H. Research methodology: reasons or excuses for avoiding meta-analysis in forest plots. BMJ. 2008;336(7658):1413–5.CrossRefPubMedPubMedCentral
44.
go back to reference Ivers N, et al. “My approach to this job is … one person at a time”: perceived discordance between population-level quality targets and patient-centred care. Can Fam Physician. 2014;60(3):258–66.PubMedPubMedCentral Ivers N, et al. “My approach to this job is … one person at a time”: perceived discordance between population-level quality targets and patient-centred care. Can Fam Physician. 2014;60(3):258–66.PubMedPubMedCentral
45.
go back to reference Institute of Medicine, The National Academies Collection: Reports funded by National Institutes of Health, in Patients Charting the Course: Citizen Engagement and the Learning Health System: Workshop Summary, L.A. Olsen, R.S. Saunders, and J.M. McGinnis, Editors. Washington (DC): National Academies Press (US). National Academy of Sciences; 2011 Institute of Medicine, The National Academies Collection: Reports funded by National Institutes of Health, in Patients Charting the Course: Citizen Engagement and the Learning Health System: Workshop Summary, L.A. Olsen, R.S. Saunders, and J.M. McGinnis, Editors. Washington (DC): National Academies Press (US). National Academy of Sciences; 2011 
46.
47.
go back to reference Ranmuthugala G, et al. A realist evaluation of the role of communities of practice in changing healthcare practice. Implement Sci. 2011;6(1):1–6.CrossRef Ranmuthugala G, et al. A realist evaluation of the role of communities of practice in changing healthcare practice. Implement Sci. 2011;6(1):1–6.CrossRef
48.
go back to reference Kolehmainen N, McAnuff J. “I should have discharged him but I felt guilty”: a qualitative investigation of clinicians' emotions in the context of implementing occupational therapy. Implement Sci. 2014;9(1):1–8.CrossRef Kolehmainen N, McAnuff J. “I should have discharged him but I felt guilty”: a qualitative investigation of clinicians' emotions in the context of implementing occupational therapy. Implement Sci. 2014;9(1):1–8.CrossRef
49.
go back to reference Flottorp SA, et al. A checklist for identifying determinants of practice: a systematic review and synthesis of frameworks and taxonomies of factors that prevent or enable improvements in healthcare professional practice. Implement Sci. 2013;8(1):1–11.CrossRef Flottorp SA, et al. A checklist for identifying determinants of practice: a systematic review and synthesis of frameworks and taxonomies of factors that prevent or enable improvements in healthcare professional practice. Implement Sci. 2013;8(1):1–11.CrossRef
50.
go back to reference Michie S, et al. Specifying and reporting complex behaviour change interventions: the need for a scientific method. Implement Sci. 2009;4(1):1–6.CrossRef Michie S, et al. Specifying and reporting complex behaviour change interventions: the need for a scientific method. Implement Sci. 2009;4(1):1–6.CrossRef
51.
go back to reference Bhat N, Farias V, Moallemi C. Optimal ab testing. 2015. Bhat N, Farias V, Moallemi C. Optimal ab testing. 2015.
52.
go back to reference Riley BL, et al. Is reporting on interventions a weak link in understanding how and why they work? A preliminary exploration using community heart health exemplars. Implement Sci. 2008;3(1):1–12.CrossRef Riley BL, et al. Is reporting on interventions a weak link in understanding how and why they work? A preliminary exploration using community heart health exemplars. Implement Sci. 2008;3(1):1–12.CrossRef
53.
go back to reference Conn LG, et al. Successful implementation of an enhanced recovery after surgery programme for elective colorectal surgery: a process evaluation of champions’ experiences. Implement Sci. 2015;10(1):99.CrossRef Conn LG, et al. Successful implementation of an enhanced recovery after surgery programme for elective colorectal surgery: a process evaluation of champions’ experiences. Implement Sci. 2015;10(1):99.CrossRef
54.
55.
go back to reference Hutchinson AM, et al. Implementation of an audit with feedback knowledge translation intervention to promote medication error reporting in health care: a protocol. Implement Sci. 2015;10(1):70.CrossRefPubMedPubMedCentral Hutchinson AM, et al. Implementation of an audit with feedback knowledge translation intervention to promote medication error reporting in health care: a protocol. Implement Sci. 2015;10(1):70.CrossRefPubMedPubMedCentral
Metadata
Title
A systematic review of electronic audit and feedback: intervention effectiveness and use of behaviour change theory
Authors
Timothy Tuti
Jacinta Nzinga
Martin Njoroge
Benjamin Brown
Niels Peek
Mike English
Chris Paton
Sabine N van der Veer
Publication date
01-12-2017
Publisher
BioMed Central
Published in
Implementation Science / Issue 1/2017
Electronic ISSN: 1748-5908
DOI
https://doi.org/10.1186/s13012-017-0590-z

Other articles of this Issue 1/2017

Implementation Science 1/2017 Go to the issue