Skip to main content
Top
Published in: Diseases of the Colon & Rectum 6/2004

01-06-2004 | Original Contribution

Neoadjuvant Therapy for Rectal Cancer: Histologic Response of the Primary Tumor Predicts Nodal Status

Authors: Thomas E. Read, M.D., Jose E. Andujar, M.D., Philip F. Caushaj, M.D., Douglas R. Johnston, B.A., David W. Dietz, M.D., Robert J. Myerson, M.D., Ph.D., James W. Fleshman, M.D., Elisa H. Birnbaum, M.D., Matthew G. Mutch, M.D., Ira J. Kodner, M.D.

Published in: Diseases of the Colon & Rectum | Issue 6/2004

Login to get access

PURPOSE:

This study was designed to compare histologic T and N stages in patients with rectal adenocarcinoma undergoing various neoadjuvant radiotherapy regimens and proctectomy, in an attempt to determine if final histologic stage of the mural tumor predicts nodal status.

METHODS:

Data were collected from computerized databases at two institutions on 649 consecutive patients who underwent neoadjuvant radiotherapy or chemoradiotherapy and proctectomy for primary adenocarcinoma of the rectum from 1990 to 2002.

RESULTS:

Five patients were excluded because of incomplete pathology data sets, leaving a study population of 644. Patients underwent neoadjuvant radiotherapy alone (2,000 cGy in 5 fractions, n = 191; or 4,500 cGy in 25 fractions, n = 259) or chemoradiation (4,500 cGy in 25 fractions with concurrent 5-fluorouracil, n = 194). Histologic stage of the remaining mural tumor (ypT) correlated with nodal status (ypN). Lymph nodes harboring metastatic tumor were found in 1 of 42 (2 percent) ypT0 patients, 2 of 45 (4 percent) ypT1 patients, 43 of 186 (23 percent) ypT2 patients, 158 of 338 (47 percent) ypT3 patients, and 16 of 33 (48 percent) ypT4 patients (P < 0.001, chi-squared test). The probability of finding ypN+ disease was 3 of 87 (3 percent) in patients with ypT0-1 residual primary tumors vs. 220 of 557 (39 percent) in patients with ypT2-4 residual primary tumors (P < 0.0001; Fisher’s exact test).

CONCLUSIONS:

Nodal metastases are rare in patients whose mural tumor burden shrinks to ypT0-1 after neoadjuvant radiotherapy. If transanal excision is offered to select patients with distal rectal cancer, it is reasonable to select those who have an excellent clinical response to neoadjuvant therapy for transanal excision, and then reserve proctectomy for patients proven to have residual ypT2-4 disease.
Literature
1.
go back to reference Holm, T, Singnomklao, T, Rutqvist, LE, Cedermark, B 1996Adjuvant preoperative radiotherapy in patients with rectal carcinoma. Adverse effects during long term follow-up of two randomized trialsCancer7896876 Holm, T, Singnomklao, T, Rutqvist, LE, Cedermark, B 1996Adjuvant preoperative radiotherapy in patients with rectal carcinoma. Adverse effects during long term follow-up of two randomized trialsCancer7896876
2.
go back to reference Karanjia, ND, Corder, AP, Bearn, P, Heald, RJ 1994Leakage from stapled low anastomosis after total mesorectal excision for carcinoma of the rectumBr J Surg8112246 Karanjia, ND, Corder, AP, Bearn, P, Heald, RJ 1994Leakage from stapled low anastomosis after total mesorectal excision for carcinoma of the rectumBr J Surg8112246
3.
go back to reference Bailey, HR, Huval, WV, Max, E, Smith, KW, Butts, DR, Zamora, LF 1992Local excision of carcinoma of the rectum for cureSurgery11155561 Bailey, HR, Huval, WV, Max, E, Smith, KW, Butts, DR, Zamora, LF 1992Local excision of carcinoma of the rectum for cureSurgery11155561
4.
go back to reference Killingback, M 1992Local excision of carcinoma of the rectum: indicationsWorld J Surg1643746 Killingback, M 1992Local excision of carcinoma of the rectum: indicationsWorld J Surg1643746
5.
go back to reference Minsky, BD 1997Results of local excision followed by postoperative radiation therapy for rectal cancerRadiat Oncol Investig524651 Minsky, BD 1997Results of local excision followed by postoperative radiation therapy for rectal cancerRadiat Oncol Investig524651
6.
go back to reference Taylor, RH, Hay, JH, Larsson, SN 1998Transanal local excision of selected low rectal cancersAm J Surg1753603 Taylor, RH, Hay, JH, Larsson, SN 1998Transanal local excision of selected low rectal cancersAm J Surg1753603
7.
go back to reference Steele, GD,Jr, Herndon, JE, Bleday, R, et al. 1999Sphincter-sparing treatment for distal rectal adenocarcinomaAnn Surg Oncol643341 Steele, GD,Jr, Herndon, JE, Bleday, R,  et al. 1999Sphincter-sparing treatment for distal rectal adenocarcinomaAnn Surg Oncol643341
8.
go back to reference Bleday, R, Breen, E, Jessup, JM, Burgess, A, Sentovich, SM, Steele, G,Jr 1997Prospective evaluation of local excision for small rectal cancersDis Colon Rectum4038892 Bleday, R, Breen, E, Jessup, JM, Burgess, A, Sentovich, SM, Steele, G,Jr 1997Prospective evaluation of local excision for small rectal cancersDis Colon Rectum4038892
9.
go back to reference Fortunato, L, Ahmad, NR, Yeung, RS, et al. 1995Long-term follow-up of local excision and radiation therapy for invasive rectal cancerDis Colon Rectum3811939 Fortunato, L, Ahmad, NR, Yeung, RS,  et al. 1995Long-term follow-up of local excision and radiation therapy for invasive rectal cancerDis Colon Rectum3811939
10.
go back to reference Paty, PB, Nash, GM, Baron, P, et al. 2002Long-term results of local excision for rectal cancerAnn Surg2365229 Paty, PB, Nash, GM, Baron, P,  et al. 2002Long-term results of local excision for rectal cancerAnn Surg2365229
11.
go back to reference Mellgren, A, Sirivongs, P, Rothenberger, DA, Madoff, RD, Garcia-Aguilar, J 2000Is local excision adequate therapy for early rectal cancer?Dis Colon Rectum43106471 Mellgren, A, Sirivongs, P, Rothenberger, DA, Madoff, RD, Garcia-Aguilar, J 2000Is local excision adequate therapy for early rectal cancer?Dis Colon Rectum43106471
12.
go back to reference Garcia-Aguilar, J, Mellgren, A, Sirivongs, P, Buie, D, Madoff, RD, Rothenberger, DA 2000Local excision of rectal cancer without adjuvant therapy: a word of cautionAnn Surg23134551 Garcia-Aguilar, J, Mellgren, A, Sirivongs, P, Buie, D, Madoff, RD, Rothenberger, DA 2000Local excision of rectal cancer without adjuvant therapy: a word of cautionAnn Surg23134551
13.
go back to reference Friel, CM, Cromwell, JW, Marra, C, Madoff, RD, Rothenberger, DA, Garcia-Aguilar, J 2002Salvage radical surgery after failed local excision for early rectal cancerDis Colon Rectum458759 Friel, CM, Cromwell, JW, Marra, C, Madoff, RD, Rothenberger, DA, Garcia-Aguilar, J 2002Salvage radical surgery after failed local excision for early rectal cancerDis Colon Rectum458759
14.
go back to reference Garcia-Aguilar, J, Pollack, J, Lee, SH, et al. 2002Accuracy of endorectal ultrasonography in preoperative staging of rectal tumorsDis Colon Rectum451015 Garcia-Aguilar, J, Pollack, J, Lee, SH,  et al. 2002Accuracy of endorectal ultrasonography in preoperative staging of rectal tumorsDis Colon Rectum451015
15.
go back to reference Brown, G, Radcliffe, AG, Newcombe, RG, Dallimore, NS, Bourne, MW, Williams, GT 2003Preoperative assessment of prognostic factors in rectal cancer using high-resolution magnetic resonance imagingBr J Surg9035564 Brown, G, Radcliffe, AG, Newcombe, RG, Dallimore, NS, Bourne, MW, Williams, GT 2003Preoperative assessment of prognostic factors in rectal cancer using high-resolution magnetic resonance imagingBr J Surg9035564
16.
go back to reference Minsky, BD, Rich, T, Recht, A, Harvey, W, Mies, C 1989Selection criteria for local excision with or without adjuvant radiation therapy for rectal cancerCancer6314219 Minsky, BD, Rich, T, Recht, A, Harvey, W, Mies, C 1989Selection criteria for local excision with or without adjuvant radiation therapy for rectal cancerCancer6314219
17.
go back to reference Brodsky, JT, Richard, GK, Cohen, AM, Minsky, BD 1992Variables correlated with the risk of lymph node metastasis in early rectal cancerCancer693226 Brodsky, JT, Richard, GK, Cohen, AM, Minsky, BD 1992Variables correlated with the risk of lymph node metastasis in early rectal cancerCancer693226
18.
go back to reference Morson, BC 1966Factors influencing the prognosis of early cancer of the rectumProc R Soc Med596078 Morson, BC 1966Factors influencing the prognosis of early cancer of the rectumProc R Soc Med596078
19.
go back to reference Sitzler, PJ, Seow-Choen, F, Ho, YH, Leong, AP 1997Lymph node involvement and tumor depth in rectal cancers: an analysis of 805 patientsDis Colon Rectum4014726 Sitzler, PJ, Seow-Choen, F, Ho, YH, Leong, AP 1997Lymph node involvement and tumor depth in rectal cancers: an analysis of 805 patientsDis Colon Rectum4014726
20.
go back to reference Schell, SR, Zlotecki, RA, Mendenhall, WM, Marsh, RW, Vauthey, JN, Copeland, EM,3rd 2002Transanal excision of locally advanced rectal cancers downstaged using neoadjuvant chemoradiotherapyJ Am Coll Surg19458491 Schell, SR, Zlotecki, RA, Mendenhall, WM, Marsh, RW, Vauthey, JN, Copeland, EM,3rd 2002Transanal excision of locally advanced rectal cancers downstaged using neoadjuvant chemoradiotherapyJ Am Coll Surg19458491
21.
go back to reference Ruo, L, Guillem, JG, Minsky, BD, Quan, SH, Paty, PB, Cohen, AM 2002Preoperative radiation with or without chemotherapy and full-thickness transanal excision for selected T2 and T3 distal rectal cancersInt J Colorectal Dis17548 Ruo, L, Guillem, JG, Minsky, BD, Quan, SH, Paty, PB, Cohen, AM 2002Preoperative radiation with or without chemotherapy and full-thickness transanal excision for selected T2 and T3 distal rectal cancersInt J Colorectal Dis17548
22.
go back to reference Kim, CJ, Yeatman, TJ, Coppola, D, et al. 2001Local excision of T2 and T3 rectal cancers after downstaging chemoradiationAnn Surg2343528 Kim, CJ, Yeatman, TJ, Coppola, D,  et al. 2001Local excision of T2 and T3 rectal cancers after downstaging chemoradiationAnn Surg2343528
23.
go back to reference Medich, D, McGinty, J, Parda, D, et al. 2001Preoperative chemoradiotherapy and radical surgery for locally advanced distal rectal adenocarcinoma: pathologic findings and clinical implicationsDis Colon Rectum4411238 Medich, D, McGinty, J, Parda, D,  et al. 2001Preoperative chemoradiotherapy and radical surgery for locally advanced distal rectal adenocarcinoma: pathologic findings and clinical implicationsDis Colon Rectum4411238
24.
go back to reference Aumock, A, Birnbaum, EH, Fleshman, JW, et al. 2001Treatment of rectal adenocarcinoma with endocavitary and external beam radiotherapy: results for 199 patients with localized tumorsInt J Radiat Oncol Biol Phys5136370 Aumock, A, Birnbaum, EH, Fleshman, JW,  et al. 2001Treatment of rectal adenocarcinoma with endocavitary and external beam radiotherapy: results for 199 patients with localized tumorsInt J Radiat Oncol Biol Phys5136370
25.
go back to reference Fleshman, JW, Myerson, RJ 1997Adjuvant radiation therapy for adenocarcinoma of the rectumSurg Clin North Am771525 Fleshman, JW, Myerson, RJ 1997Adjuvant radiation therapy for adenocarcinoma of the rectumSurg Clin North Am771525
26.
go back to reference Myerson, RJ, Michalski, JM, King, ML, et al. 1995Adjuvant radiation therapy for rectal carcinoma: predictors of outcomeInt J Radiat Oncol Biol Phys324150 Myerson, RJ, Michalski, JM, King, ML,  et al. 1995Adjuvant radiation therapy for rectal carcinoma: predictors of outcomeInt J Radiat Oncol Biol Phys324150
27.
go back to reference Myerson, RJ, Zusag, TW, Kodner, IJ, et al. 1992Adjunctive radiation therapy for rectal carcinomaAm J Clin Oncol1510211 Myerson, RJ, Zusag, TW, Kodner, IJ,  et al. 1992Adjunctive radiation therapy for rectal carcinomaAm J Clin Oncol1510211
28.
go back to reference Read, TE, Ogunbiyi, OA, Fleshman, JW, et al. 2001Neoadjuvant external beam radiation and proctectomy for adenocarcinoma of the rectumDis Colon Rectum44177889 Read, TE, Ogunbiyi, OA, Fleshman, JW,  et al. 2001Neoadjuvant external beam radiation and proctectomy for adenocarcinoma of the rectumDis Colon Rectum44177889
29.
go back to reference Read, TE, McNevin, MS, Gross, EK, et al. 2001Neoadjuvant therapy for adenocarcinoma of the rectum: tumor response and acute toxicityDis Colon Rectum4451322 Read, TE, McNevin, MS, Gross, EK,  et al. 2001Neoadjuvant therapy for adenocarcinoma of the rectum: tumor response and acute toxicityDis Colon Rectum4451322
30.
go back to reference American Joint Committee on Cancer. AJCC cancer staging manual. 5th ed. Philadelphia: Lippincott-Raven, 1997 American Joint Committee on Cancer. AJCC cancer staging manual. 5th ed. Philadelphia: Lippincott-Raven, 1997
31.
go back to reference Valentini, V, Coco, C, Picciocchi, A, et al. 2002Does downstaging predict improved outcome after preoperative chemoradiation for extraperitoneal locally advanced rectal cancer? A long-term analysis of 165 patientsInt J Radiat Oncol Biol Phys5366474 Valentini, V, Coco, C, Picciocchi, A,  et al. 2002Does downstaging predict improved outcome after preoperative chemoradiation for extraperitoneal locally advanced rectal cancer? A long-term analysis of 165 patientsInt J Radiat Oncol Biol Phys5366474
32.
go back to reference Read, TE, Myerson, RJ, Fleshman, JW, et al. 2002Surgeon specialty is associated with outcome in rectal cancer treatmentDis Colon Rectum4590414 Read, TE, Myerson, RJ, Fleshman, JW,  et al. 2002Surgeon specialty is associated with outcome in rectal cancer treatmentDis Colon Rectum4590414
33.
go back to reference Swedish Rectal Cancer Trial1997Improved survival with preoperative radiotherapy in resectable rectal cancerN Engl J Med3369807 Swedish Rectal Cancer Trial1997Improved survival with preoperative radiotherapy in resectable rectal cancerN Engl J Med3369807
34.
go back to reference Kapiteijn, E, Marijnen, CA, Nagtegaal, ID, et al. 2001Preoperative radiotherapy combined with total mesorectal excision for resectable rectal cancerN Engl J Med34563846 Kapiteijn, E, Marijnen, CA, Nagtegaal, ID,  et al. 2001Preoperative radiotherapy combined with total mesorectal excision for resectable rectal cancerN Engl J Med34563846
35.
go back to reference Ruo, L, Tickoo, S, Klimstra, DS, et al. 2002Long-term prognostic significance of extent of rectal cancer response to preoperative radiation and chemotherapyAnn Surg2367581 Ruo, L, Tickoo, S, Klimstra, DS,  et al. 2002Long-term prognostic significance of extent of rectal cancer response to preoperative radiation and chemotherapyAnn Surg2367581
36.
go back to reference Garcia-Aguilar, J, Hernandez De Anda, E, Sirivongs, P, Lee, SH, Madoff, RD, Rothenberger, DA 2003A pathologic complete response to preoperative chemoradiation is associated with lower local recurrence and improved survival in rectal cancer patients treated by mesorectal excisionDis Colon Rectum46298304 Garcia-Aguilar, J, Hernandez De Anda, E, Sirivongs, P, Lee, SH, Madoff, RD, Rothenberger, DA 2003A pathologic complete response to preoperative chemoradiation is associated with lower local recurrence and improved survival in rectal cancer patients treated by mesorectal excisionDis Colon Rectum46298304
37.
go back to reference Hiotis, SP, Weber, SM, Cohen, AM, et al. 2002Assessing the predictive value of clinical complete response to neoadjuvant therapy for rectal cancer: an analysis of 488 patientsJ Am Coll Surg1941315 Hiotis, SP, Weber, SM, Cohen, AM,  et al. 2002Assessing the predictive value of clinical complete response to neoadjuvant therapy for rectal cancer: an analysis of 488 patientsJ Am Coll Surg1941315
38.
go back to reference Fleshman, JW, Myerson, RJ, Fry, RD, Kodner, IJ 1992Accuracy of transrectal ultrasound in predicting pathologic stage of rectal cancer before and after preoperative radiation therapyDis Colon Rectum358239 Fleshman, JW, Myerson, RJ, Fry, RD, Kodner, IJ 1992Accuracy of transrectal ultrasound in predicting pathologic stage of rectal cancer before and after preoperative radiation therapyDis Colon Rectum358239
39.
go back to reference Guillem, JG, Puig-La Calle, J,Jr, Akhurst, T, et al. 2000Prospective assessment of primary rectal cancer response to preoperative radiation and chemotherapy using 18-fluorodeoxyglucose positron emission tomographyDis Colon Rectum431824 Guillem, JG, Puig-La Calle, J,Jr, Akhurst, T,  et al. 2000Prospective assessment of primary rectal cancer response to preoperative radiation and chemotherapy using 18-fluorodeoxyglucose positron emission tomographyDis Colon Rectum431824
40.
go back to reference Singh, AK, Myerson, RJ, Birnbaum, EH, et al. 2000Outcome of patients with rectal adenocarcinoma and localized pelvic non-nodal metastatic fociDis Colon Rectum43121721 Singh, AK, Myerson, RJ, Birnbaum, EH,  et al. 2000Outcome of patients with rectal adenocarcinoma and localized pelvic non-nodal metastatic fociDis Colon Rectum43121721
41.
go back to reference Wichmann, MW, Muller, C, Meyer, G, et al. 2002Effect of preoperative radiochemotherapy on lymph node retrieval after resection of rectal cancerArch Surg13720610 Wichmann, MW, Muller, C, Meyer, G,  et al. 2002Effect of preoperative radiochemotherapy on lymph node retrieval after resection of rectal cancerArch Surg13720610
42.
go back to reference Janjan, NA, Khoo, VS, Abbruzzese, J, et al. 1999Tumor downstaging and sphincter preservation with preoperative chemoradiation in locally advanced rectal cancer: the M. D. Anderson Cancer Center experienceInt J Radiat Oncol Biol Phys44102738 Janjan, NA, Khoo, VS, Abbruzzese, J,  et al. 1999Tumor downstaging and sphincter preservation with preoperative chemoradiation in locally advanced rectal cancer: the M. D. Anderson Cancer Center experienceInt J Radiat Oncol Biol Phys44102738
43.
go back to reference Minsky, BD, Cohen, AM, Enker, WE, et al. 1997Preoperative 5-FU, low-dose leucovorin, and radiation therapy for locally advanced and unresectable rectal cancerInt J Radiat Oncol Biol Phys3728995 Minsky, BD, Cohen, AM, Enker, WE,  et al. 1997Preoperative 5-FU, low-dose leucovorin, and radiation therapy for locally advanced and unresectable rectal cancerInt J Radiat Oncol Biol Phys3728995
44.
go back to reference Videtic, GM, Fisher, BJ, Perera, FE, et al. 1998Preoperative radiation with concurrent 5-fluorouracil continuous infusion for locally advanced unresectable rectal cancerInt J Radiat Oncol Biol Phys4231924 Videtic, GM, Fisher, BJ, Perera, FE,  et al. 1998Preoperative radiation with concurrent 5-fluorouracil continuous infusion for locally advanced unresectable rectal cancerInt J Radiat Oncol Biol Phys4231924
45.
go back to reference Habr-Gama, A, Souza, PM, Ribeiro, UJ, et al. 1998Low rectal cancer: impact of radiation and chemotherapy on surgical treatmentDis Colon Rectum41108796 Habr-Gama, A, Souza, PM, Ribeiro, UJ,  et al. 1998Low rectal cancer: impact of radiation and chemotherapy on surgical treatmentDis Colon Rectum41108796
46.
go back to reference Hyams, DM, Mamounas, EP, Petrelli, N, et al. 1997A clinical trial to evaluate the worth of preoperative multimodality therapy in patients with operable carcinoma of the rectum: a progress report of National Surgical Adjuvant Breast and Bowel Project Protocol R-03Dis Colon Rectum401319 Hyams, DM, Mamounas, EP, Petrelli, N,  et al. 1997A clinical trial to evaluate the worth of preoperative multimodality therapy in patients with operable carcinoma of the rectum: a progress report of National Surgical Adjuvant Breast and Bowel Project Protocol R-03Dis Colon Rectum401319
47.
go back to reference Marsh, RD, Chu, NM, Vauthey, JN, et al. 1996Preoperative treatment of patients with locally advanced unresectable rectal adenocarcinoma utilizing continuous chronobiologically shaped 5-fluorouracil infusion and radiation therapyCancer7821725 Marsh, RD, Chu, NM, Vauthey, JN,  et al. 1996Preoperative treatment of patients with locally advanced unresectable rectal adenocarcinoma utilizing continuous chronobiologically shaped 5-fluorouracil infusion and radiation therapyCancer7821725
48.
go back to reference Valentini, V, Coco, C, Cellini, N, et al. 1998Preoperative chemoradiation for extraperitoneal T3 rectal cancer: acute toxicity, tumor response, and sphincter preservationInt J Radiat Oncol Biol Phys40106775 Valentini, V, Coco, C, Cellini, N,  et al. 1998Preoperative chemoradiation for extraperitoneal T3 rectal cancer: acute toxicity, tumor response, and sphincter preservationInt J Radiat Oncol Biol Phys40106775
49.
go back to reference Chan, A, Wong, A, Langevin, J, Khoo, R 1993Preoperative concurrent 5-fluorouracil infusion, mitomycin C and pelvic radiation therapy in tethered and fixed rectal carcinomaInt J Radiat Oncol Biol Phys257919 Chan, A, Wong, A, Langevin, J, Khoo, R 1993Preoperative concurrent 5-fluorouracil infusion, mitomycin C and pelvic radiation therapy in tethered and fixed rectal carcinomaInt J Radiat Oncol Biol Phys257919
Metadata
Title
Neoadjuvant Therapy for Rectal Cancer: Histologic Response of the Primary Tumor Predicts Nodal Status
Authors
Thomas E. Read, M.D.
Jose E. Andujar, M.D.
Philip F. Caushaj, M.D.
Douglas R. Johnston, B.A.
David W. Dietz, M.D.
Robert J. Myerson, M.D., Ph.D.
James W. Fleshman, M.D.
Elisa H. Birnbaum, M.D.
Matthew G. Mutch, M.D.
Ira J. Kodner, M.D.
Publication date
01-06-2004
Publisher
Springer-Verlag
Published in
Diseases of the Colon & Rectum / Issue 6/2004
Print ISSN: 0012-3706
Electronic ISSN: 1530-0358
DOI
https://doi.org/10.1007/s10350-004-0535-x

Other articles of this Issue 6/2004

Diseases of the Colon & Rectum 6/2004 Go to the issue

Letter to the Editor

The Author Replies