Skip to main content
Top
Published in: European Archives of Oto-Rhino-Laryngology 11/2023

17-08-2023 | Dysphagia | Review Article

Evaluation of outcome measures for post-operative dysphagia after anterior cervical discectomy and fusion

Authors: Wasef Nijim, J. Harrison Cowart, Christopher Banerjee, Gregory Postma, Michel Paré

Published in: European Archives of Oto-Rhino-Laryngology | Issue 11/2023

Login to get access

Abstract

Purpose

The goal is to conduct a review of the current literature to determine and evaluate the current classification metrics available for quantifying post-operative dysphagia.

Methods

We surveyed the literature for the subjective and objective measures used to classify dysphagia, and further described and analyzed them in the context of post-operative dysphagia (PD) after anterior cervical spine surgery, with a focus on anterior cervical discectomy and fusion (ACDF). We searched PubMed from the years 2005–2021 using the terms “anterior cervical discectomy and fusion” and “dysphagia or postoperative dysphagia.” We included papers that were meta-analyses, systemic reviews, prospective, or retrospective studies. Our selection was further consolidated via abstract and title screening. Ultimately, nineteen articles were included and had full-text reviews.

Results

EAT-10 tool was shown to be more valid and reliable than the commonly used Bazaz grading system. HSS-DDI was found to have a high diagnostic accuracy in stratifying mild, moderate, and severe PD. A shortened 16-item version of the original 44-item SWAL-QOL was found to be statistically and clinically significant. When compared to PROMs, objective tests more accurately diagnose PD.

Conclusion

We found that the most valuable subjective tests were the EAT-10 and HSS-DI because they are quick, sensitive, and correlated strongly with the well-established measurements of PD. The MBS and FEES provided accurate measurements of the severity of PD, but they required more time and equipment than the surveys. In some patient populations, such as those with pre-surgical dysphagia, objective testing should always be done.
Literature
1.
go back to reference Ebot J, Domingo R, Nottmeier E (2020) Post-operative dysphagia in patients undergoing a four level anterior cervical discectomy and fusion (ACDF). J Clin Neurosci 72:211–213CrossRefPubMed Ebot J, Domingo R, Nottmeier E (2020) Post-operative dysphagia in patients undergoing a four level anterior cervical discectomy and fusion (ACDF). J Clin Neurosci 72:211–213CrossRefPubMed
3.
go back to reference Fountas KN et al. (2007) Anterior cervical discectomy and fusion associated complications Spine (Phila Pa 1976). 32(21): 2310–7. Fountas KN et al. (2007) Anterior cervical discectomy and fusion associated complications Spine (Phila Pa 1976). 32(21): 2310–7.
4.
go back to reference Huang C et al. Comparison of Patient-Reported Postoperative Dysphagia in Patients Undergoing One-Level Versus Two-Level Anterior Cervical Discectomy and Fusion with the Zero-P Implant System. Dysphagia, 2021. Huang C et al. Comparison of Patient-Reported Postoperative Dysphagia in Patients Undergoing One-Level Versus Two-Level Anterior Cervical Discectomy and Fusion with the Zero-P Implant System. Dysphagia, 2021.
5.
go back to reference Oh LJ et al (2020) Dysphagia rates in single- and multiple-level anterior cervical discectomy and fusion surgery: a meta-analysis. J Spine Surg 6(3):581–590CrossRefPubMedPubMedCentral Oh LJ et al (2020) Dysphagia rates in single- and multiple-level anterior cervical discectomy and fusion surgery: a meta-analysis. J Spine Surg 6(3):581–590CrossRefPubMedPubMedCentral
6.
go back to reference Opsenak R et al (2019) Dysphagia after anterior cervical discectomy and interbody fusion—prospective study with 1-year follow-up. Rozhl Chir 98(3):115–120PubMed Opsenak R et al (2019) Dysphagia after anterior cervical discectomy and interbody fusion—prospective study with 1-year follow-up. Rozhl Chir 98(3):115–120PubMed
7.
go back to reference Park JH et al (2020) Analysis of postoperative dysphagia after anterior cervical decompression and fusion. Br J Neurosurg 34(4):457–462CrossRefPubMed Park JH et al (2020) Analysis of postoperative dysphagia after anterior cervical decompression and fusion. Br J Neurosurg 34(4):457–462CrossRefPubMed
8.
go back to reference Vaishnav AS et al. Predictive factors of postoperative dysphagia in single-level anterior cervical discectomy and fusion. Spine (Phila Pa 1976), 2019. 44(7): E400–E407. Vaishnav AS et al. Predictive factors of postoperative dysphagia in single-level anterior cervical discectomy and fusion. Spine (Phila Pa 1976), 2019. 44(7): E400–E407.
9.
go back to reference Li Z et al (2017) A comparison of a new zero-profile, stand-alone Fidji cervical cage and anterior cervical plate for single and multilevel ACDF: a minimum 2-year follow-up study. Eur Spine J 26(4):1129–1139CrossRefPubMed Li Z et al (2017) A comparison of a new zero-profile, stand-alone Fidji cervical cage and anterior cervical plate for single and multilevel ACDF: a minimum 2-year follow-up study. Eur Spine J 26(4):1129–1139CrossRefPubMed
10.
go back to reference Aguilar DD et al (2019) Exclusion criteria for dysphagia for outpatient single-level anterior cervical discectomy and fusion using inpatient data from a spine registry. Clin Neurol Neurosurg 180:28–33CrossRefPubMed Aguilar DD et al (2019) Exclusion criteria for dysphagia for outpatient single-level anterior cervical discectomy and fusion using inpatient data from a spine registry. Clin Neurol Neurosurg 180:28–33CrossRefPubMed
11.
go back to reference Marx RG, Wilson SM, Swiontkowski MF (2015) Updating the assignment of levels of evidence. J Bone Joint Surg Am 97(1):1–2CrossRefPubMed Marx RG, Wilson SM, Swiontkowski MF (2015) Updating the assignment of levels of evidence. J Bone Joint Surg Am 97(1):1–2CrossRefPubMed
12.
go back to reference Rosenthal BD et al (2019) A comparison of patient-centered outcome measures to evaluate dysphagia and dysphonia after anterior cervical discectomy and fusion. J Am Acad Orthop Surg 27(22):848–853CrossRefPubMed Rosenthal BD et al (2019) A comparison of patient-centered outcome measures to evaluate dysphagia and dysphonia after anterior cervical discectomy and fusion. J Am Acad Orthop Surg 27(22):848–853CrossRefPubMed
13.
go back to reference Liu JM et al (2017) The incidences and risk factors related to early dysphagia after anterior cervical spine surgery: a prospective study. PLoS ONE 12(3):e0173364CrossRefPubMedPubMedCentral Liu JM et al (2017) The incidences and risk factors related to early dysphagia after anterior cervical spine surgery: a prospective study. PLoS ONE 12(3):e0173364CrossRefPubMedPubMedCentral
14.
go back to reference Skeppholm M et al. The Dysphagia Short Questionnaire: an instrument for evaluation of dysphagia: a validation study with 12 months' follow-up after anterior cervical spine surgery. Spine (Phila Pa 1976), 2012. 37(11): 996–1002. Skeppholm M et al. The Dysphagia Short Questionnaire: an instrument for evaluation of dysphagia: a validation study with 12 months' follow-up after anterior cervical spine surgery. Spine (Phila Pa 1976), 2012. 37(11): 996–1002.
15.
go back to reference Liang G et al. (2021) Comparison of bazaz scale, dysphagia short questionnaire, and hospital for special surgery-dysphagia and dysphonia inventory for assessing dysphagia symptoms after anterior cervical spine surgery in chinese population. Dysphagia. Liang G et al. (2021) Comparison of bazaz scale, dysphagia short questionnaire, and hospital for special surgery-dysphagia and dysphonia inventory for assessing dysphagia symptoms after anterior cervical spine surgery in chinese population. Dysphagia.
16.
go back to reference Cheney DM et al (2015) The ability of the 10-item eating assessment tool (EAT-10) to predict aspiration risk in persons with dysphagia. Ann Otol Rhinol Laryngol 124(5):351–354CrossRefPubMed Cheney DM et al (2015) The ability of the 10-item eating assessment tool (EAT-10) to predict aspiration risk in persons with dysphagia. Ann Otol Rhinol Laryngol 124(5):351–354CrossRefPubMed
17.
go back to reference Belafsky PC et al (2008) Validity and reliability of the Eating Assessment Tool (EAT-10). Ann Otol Rhinol Laryngol 117(12):919–924CrossRefPubMed Belafsky PC et al (2008) Validity and reliability of the Eating Assessment Tool (EAT-10). Ann Otol Rhinol Laryngol 117(12):919–924CrossRefPubMed
18.
go back to reference Ohba T et al (2020) Risk factors and assessment using an endoscopic scoring system for early and persistent dysphagia after anterior cervical decompression and fusion surgery. Clin Spine Surg 33(4):E168-e173CrossRefPubMed Ohba T et al (2020) Risk factors and assessment using an endoscopic scoring system for early and persistent dysphagia after anterior cervical decompression and fusion surgery. Clin Spine Surg 33(4):E168-e173CrossRefPubMed
19.
go back to reference Rosenthal BD et al (2016) Dysphagia and dysphonia assessment tools after anterior cervical spine surgery. Clin Spine Surg 29(9):363–367CrossRefPubMed Rosenthal BD et al (2016) Dysphagia and dysphonia assessment tools after anterior cervical spine surgery. Clin Spine Surg 29(9):363–367CrossRefPubMed
20.
go back to reference Cordier R et al (2018) Using Rasch analysis to evaluate the reliability and validity of the swallowing quality of life questionnaire: an item response theory approach. Dysphagia 33(4):441–456CrossRefPubMed Cordier R et al (2018) Using Rasch analysis to evaluate the reliability and validity of the swallowing quality of life questionnaire: an item response theory approach. Dysphagia 33(4):441–456CrossRefPubMed
21.
22.
go back to reference Okano I et al (2020) Minimum clinically important differences of the hospital for special surgery dysphagia and dysphonia inventory and other dysphagia measurements in patients undergoing ACDF. Clin Orthop Relat Res 478(10):2309–2320CrossRefPubMedPubMedCentral Okano I et al (2020) Minimum clinically important differences of the hospital for special surgery dysphagia and dysphonia inventory and other dysphagia measurements in patients undergoing ACDF. Clin Orthop Relat Res 478(10):2309–2320CrossRefPubMedPubMedCentral
23.
go back to reference Hughes AP et al (2018) HSS Dysphagia and Dysphonia Inventory (HSS-DDI) following anterior cervical fusion: patient-derived, validated, condition-specific patient-reported outcome measure outperforms existing indices. J Bone Joint Surg Am 100(10):e66CrossRefPubMed Hughes AP et al (2018) HSS Dysphagia and Dysphonia Inventory (HSS-DDI) following anterior cervical fusion: patient-derived, validated, condition-specific patient-reported outcome measure outperforms existing indices. J Bone Joint Surg Am 100(10):e66CrossRefPubMed
24.
go back to reference Nordin NA, Miles A, Allen J (2017) Measuring competency development in objective evaluation of videofluoroscopic swallowing studies. Dysphagia 32(3):427–436CrossRefPubMed Nordin NA, Miles A, Allen J (2017) Measuring competency development in objective evaluation of videofluoroscopic swallowing studies. Dysphagia 32(3):427–436CrossRefPubMed
25.
go back to reference Hawkins D et al. Dysphagia Evaluation: The Added Value of Concurrent MBS and Esophagram. Laryngoscope, 2021. Hawkins D et al. Dysphagia Evaluation: The Added Value of Concurrent MBS and Esophagram. Laryngoscope, 2021.
26.
go back to reference Watts S et al (2019) Improving the diagnostic capability of the modified barium swallow study through standardization of an Esophageal sweep protocol. Dysphagia 34(1):34–42CrossRefPubMed Watts S et al (2019) Improving the diagnostic capability of the modified barium swallow study through standardization of an Esophageal sweep protocol. Dysphagia 34(1):34–42CrossRefPubMed
27.
go back to reference Hiss SG, Postma GN (2003) Fiberoptic endoscopic evaluation of swallowing. Laryngoscope 113(8):1386–1393CrossRefPubMed Hiss SG, Postma GN (2003) Fiberoptic endoscopic evaluation of swallowing. Laryngoscope 113(8):1386–1393CrossRefPubMed
28.
go back to reference Giraldo-Cadavid LF et al (2017) Accuracy of endoscopic and videofluoroscopic evaluations of swallowing for oropharyngeal dysphagia. Laryngoscope 127(9):2002–2010CrossRefPubMed Giraldo-Cadavid LF et al (2017) Accuracy of endoscopic and videofluoroscopic evaluations of swallowing for oropharyngeal dysphagia. Laryngoscope 127(9):2002–2010CrossRefPubMed
29.
go back to reference Erwood MS et al (2019) Assessment of the reliability of the fiberoptic endoscopic evaluation of swallowing as an outcome measure in patients undergoing revision anterior cervical discectomy and fusion. World Neurosurg 130:e199–e205CrossRefPubMed Erwood MS et al (2019) Assessment of the reliability of the fiberoptic endoscopic evaluation of swallowing as an outcome measure in patients undergoing revision anterior cervical discectomy and fusion. World Neurosurg 130:e199–e205CrossRefPubMed
30.
go back to reference Yew AY et al. Quantitative risk factor analysis of postoperative dysphagia after anterior cervical discectomy and fusion (ACDF) Using the Eating Assessment Tool-10 (EAT-10). Spine (Phila Pa 1976), 2019. 44(2): E82–e88. Yew AY et al. Quantitative risk factor analysis of postoperative dysphagia after anterior cervical discectomy and fusion (ACDF) Using the Eating Assessment Tool-10 (EAT-10). Spine (Phila Pa 1976), 2019. 44(2): E82–e88.
31.
go back to reference Liu J et al (2018) Risk factors and preventative measures of early and persistent dysphagia after anterior cervical spine surgery: a systematic review. Eur Spine J 27(6):1209–1218CrossRefPubMed Liu J et al (2018) Risk factors and preventative measures of early and persistent dysphagia after anterior cervical spine surgery: a systematic review. Eur Spine J 27(6):1209–1218CrossRefPubMed
32.
go back to reference Scholz M et al (2020) Two-level ACDF with a zero-profile stand-alone spacer compared to conventional plating: a prospective randomized single-center study. Eur Spine J 29(11):2814–2822CrossRefPubMed Scholz M et al (2020) Two-level ACDF with a zero-profile stand-alone spacer compared to conventional plating: a prospective randomized single-center study. Eur Spine J 29(11):2814–2822CrossRefPubMed
33.
go back to reference Riley LH, 3rd et al. Postoperative dysphagia in anterior cervical spine surgery. Spine (Phila Pa 1976), 2010. 35(9 Suppl): S76–85. Riley LH, 3rd et al. Postoperative dysphagia in anterior cervical spine surgery. Spine (Phila Pa 1976), 2010. 35(9 Suppl): S76–85.
34.
go back to reference Deng Y et al (2020) An absorbable collagen biomembrane help improve swallowing function after anterior cervical spine surgery. Dysphagia 35(5):780–786CrossRefPubMed Deng Y et al (2020) An absorbable collagen biomembrane help improve swallowing function after anterior cervical spine surgery. Dysphagia 35(5):780–786CrossRefPubMed
35.
go back to reference Huang CY et al (2020) The effect of the difference in C(2–7) angle on the occurrence of dysphagia after anterior cervical discectomy and fusion with the zero-P implant system. BMC Musculoskelet Disord 21(1):649CrossRefPubMedPubMedCentral Huang CY et al (2020) The effect of the difference in C(2–7) angle on the occurrence of dysphagia after anterior cervical discectomy and fusion with the zero-P implant system. BMC Musculoskelet Disord 21(1):649CrossRefPubMedPubMedCentral
36.
go back to reference Koreckij TD et al. Retropharyngeal steroids and dysphagia following multilevel anterior cervical surgery. Spine (Phila Pa 1976), 2016. 41(9): E530–4. Koreckij TD et al. Retropharyngeal steroids and dysphagia following multilevel anterior cervical surgery. Spine (Phila Pa 1976), 2016. 41(9): E530–4.
37.
go back to reference Kang SH et al (2016) Swallowing function defined by videofluoroscopic swallowing studies after anterior cervical discectomy and fusion: a prospective study. J Korean Med Sci 31(12):2020–2025CrossRefPubMedPubMedCentral Kang SH et al (2016) Swallowing function defined by videofluoroscopic swallowing studies after anterior cervical discectomy and fusion: a prospective study. J Korean Med Sci 31(12):2020–2025CrossRefPubMedPubMedCentral
38.
go back to reference Chen AY et al. The development and validation of a dysphagia-specific quality-of-life questionnaire for patients with head and neck cancer: the M. D. Anderson dysphagia inventory. Arch Otolaryngol Head Neck Surg, 2001. 127(7): 870–6. Chen AY et al. The development and validation of a dysphagia-specific quality-of-life questionnaire for patients with head and neck cancer: the M. D. Anderson dysphagia inventory. Arch Otolaryngol Head Neck Surg, 2001. 127(7): 870–6.
40.
go back to reference Brady S, Donzelli J (2013) The modified barium swallow and the functional endoscopic evaluation of swallowing. Otolaryngol Clin North Am 46(6):1009–1022CrossRefPubMed Brady S, Donzelli J (2013) The modified barium swallow and the functional endoscopic evaluation of swallowing. Otolaryngol Clin North Am 46(6):1009–1022CrossRefPubMed
41.
go back to reference Ding R, Logemann JA (2008) Patient self-perceptions of swallowing difficulties as compared to expert ratings of videofluorographic studies. Folia Phoniatr Logop 60(3):142–150CrossRefPubMed Ding R, Logemann JA (2008) Patient self-perceptions of swallowing difficulties as compared to expert ratings of videofluorographic studies. Folia Phoniatr Logop 60(3):142–150CrossRefPubMed
Metadata
Title
Evaluation of outcome measures for post-operative dysphagia after anterior cervical discectomy and fusion
Authors
Wasef Nijim
J. Harrison Cowart
Christopher Banerjee
Gregory Postma
Michel Paré
Publication date
17-08-2023
Publisher
Springer Berlin Heidelberg
Published in
European Archives of Oto-Rhino-Laryngology / Issue 11/2023
Print ISSN: 0937-4477
Electronic ISSN: 1434-4726
DOI
https://doi.org/10.1007/s00405-023-08167-7

Other articles of this Issue 11/2023

European Archives of Oto-Rhino-Laryngology 11/2023 Go to the issue