Skip to main content
Top
Published in: Human Resources for Health 1/2019

Open Access 01-12-2019 | Research

Critical success factors for the successful initiation of Lean in public hospitals in KwaZulu-Natal: a factor analysis and structural equation modelling study

Authors: Logandran Naidoo, Ziska Fields

Published in: Human Resources for Health | Issue 1/2019

Login to get access

Abstract

Background

Lean thinking is one of several operations-management techniques which have yet to be fully embraced in the South African health care sector. In most health care managers’ service delivery mandates, what needs to be done might be known, but it is how it should be done which might be alien to most managers. In order to recognise the “how”, one needs to know the critical success factors for Lean initiation.

Methods

The research took the form of an observational descriptive study with quantitative methods. The objectives were to identify the key variables for the successful initiation of Lean and then to conduct factor analysis and structural equation modelling (SEM) on these variables leading to the identification of critical success factors (CSFs) for Lean initiation. Simple random sampling was applied to select the participants from various categories of 500 senior managers across 73 KwaZulu-Natal (KZN) public hospitals. The sample size was 218, with a response rate of 96.8% (n = 211). For the purpose of identifying key variables for the successful initiation of Lean and then of conducting factor analysis and SEM on these variables, a self-administered, structured questionnaire was used. Data were reduced using exploratory factor analysis (EFA) to identify latent constructs. Confirmatory factor analysis (CFA) was used to determine the reliability and validity of these factors. Structural equation modelling (SEM) fit indices were then applied to assess acceptability of the measurement model.

Results

Certain variables were eliminated during EFA if they cross-loaded onto more than one factor, since this caused discriminant validity problems. In addition, if variables loaded weakly onto a factor, they were not retained. Three critical success factors (CSFs) were identified in this study: strategic leadership and organisational attitude; integration of Lean elements, tools, and techniques; and basic stability in operational processes. All reliability and validity conditions have been met (RMSEA = 0.085; CFI = 0.956 and χ2/df = 2.513), consequently rendering the model reliable and valid.

Conclusion

None of the three CSFs can be viewed in isolation, as they all have significance at different dimensions of capability within the organisation. The use of these CSFs and the context, content, application, and outcome of Lean should be viewed in light of the organisation’s strategic, technical, structural, and cultural environment. Further research in the effectiveness of these CSFs for the rollout of Lean in South African hospitals would be of benefit to the Lean body of knowledge.
Literature
1.
go back to reference Whiteside A. South Africa’s key health challenges. The ANNALS of the American Academy of Political and Social Science. 2014;652:166–85.CrossRef Whiteside A. South Africa’s key health challenges. The ANNALS of the American Academy of Political and Social Science. 2014;652:166–85.CrossRef
2.
go back to reference Coovadia H, Jewkes R, Barron P, Sanders D, McIntyre D. The health and health system of South Africa: historical roots of current public health challenges. The Lancet. 2009;374:817–34.CrossRef Coovadia H, Jewkes R, Barron P, Sanders D, McIntyre D. The health and health system of South Africa: historical roots of current public health challenges. The Lancet. 2009;374:817–34.CrossRef
3.
go back to reference Mayosi BM, Benatar SR. Health and health care in South Africa — 20 years after Mandela. N Engl J Med. 2014;371:1344–53.CrossRef Mayosi BM, Benatar SR. Health and health care in South Africa — 20 years after Mandela. N Engl J Med. 2014;371:1344–53.CrossRef
4.
go back to reference Zidel TG. A lean toolbox—using lean principles and techniques in healthcare. J Healthc Qual. 2006;28:W1–7. Zidel TG. A lean toolbox—using lean principles and techniques in healthcare. J Healthc Qual. 2006;28:W1–7.
5.
go back to reference Moleko W, Msibi EB, Marshall C. Recent developments in ensuring quality of care in health establishments in South Africa. In: South African Health Review 2013/2014. Volume 2013/2014, vol. 2014. Durban: Health Systems Trust. p. 25–32. Moleko W, Msibi EB, Marshall C. Recent developments in ensuring quality of care in health establishments in South Africa. In: South African Health Review 2013/2014. Volume 2013/2014, vol. 2014. Durban: Health Systems Trust. p. 25–32.
6.
go back to reference Kruger DJ. Lean implementation in the Gauteng public health sector. In Management of Engineering & Technology (PICMET), 2014 Portland International Conference on. IEEE. 2014:2699–708. Kruger DJ. Lean implementation in the Gauteng public health sector. In Management of Engineering & Technology (PICMET), 2014 Portland International Conference on. IEEE. 2014:2699–708.
7.
go back to reference Mutingi M, Monageng R, Mbohwa C: Lean healthcare implementation in Southern Africa: a SWOT analysis. In Proceedings of the World Congress on Engineering. 2015 Mutingi M, Monageng R, Mbohwa C: Lean healthcare implementation in Southern Africa: a SWOT analysis. In Proceedings of the World Congress on Engineering. 2015
8.
go back to reference Casey JJW: A lean enterprise approach to process improvement in a health care organization [Master of Science Thesis]. Massachusetts Institute of Technology, 2007. Casey JJW: A lean enterprise approach to process improvement in a health care organization [Master of Science Thesis]. Massachusetts Institute of Technology, 2007.
9.
go back to reference Womack JP, Jones DT. Lean Thinking: banish waste and create wealth in your corporation. New York: Simon & Schuster; 1996. Womack JP, Jones DT. Lean Thinking: banish waste and create wealth in your corporation. New York: Simon & Schuster; 1996.
10.
go back to reference Zidel TG: A lean guide to transforming healthcare: how to implement lean principles in hospitals, medical offices, clinics, and other healthcare organizations. Productivity Press; 2006. Zidel TG: A lean guide to transforming healthcare: how to implement lean principles in hospitals, medical offices, clinics, and other healthcare organizations. Productivity Press; 2006.
11.
go back to reference Faull N, Booysen T: Lean healthcare: learning via action research. In POMS 18th Annual Conference. Dallas, Texas, U.S.A. ; 2007. Faull N, Booysen T: Lean healthcare: learning via action research. In POMS 18th Annual Conference. Dallas, Texas, U.S.A. ; 2007.
12.
go back to reference Costello AB, Osborne JW. Best practices in exploratory factor analysis: four recommendations for getting the most from your analysis. Practical Assessment, Research and Evaluation. 2005;10:1–9. Costello AB, Osborne JW. Best practices in exploratory factor analysis: four recommendations for getting the most from your analysis. Practical Assessment, Research and Evaluation. 2005;10:1–9.
13.
go back to reference Seekings J. The ‘developmental’ and ‘welfare’ state in South Africa: lessons for the Southern African Region. In: CROP Workshop: “The democratic developmental state: Southern African and Nordic experiences”. Cape Town: Centre for Social Science Research; 2015. Seekings J. The ‘developmental’ and ‘welfare’ state in South Africa: lessons for the Southern African Region. In: CROP Workshop: “The democratic developmental state: Southern African and Nordic experiences”. Cape Town: Centre for Social Science Research; 2015.
14.
go back to reference Rockart JF. Chief executives define their own data needs. Harv Bus Rev. 1979;57:81–93.PubMed Rockart JF. Chief executives define their own data needs. Harv Bus Rev. 1979;57:81–93.PubMed
15.
go back to reference Kundu G, Manohar BM. Critical success factors for implementing lean practices in I.T. support services. International Journal for Quality research. 2012;6:301–12. Kundu G, Manohar BM. Critical success factors for implementing lean practices in I.T. support services. International Journal for Quality research. 2012;6:301–12.
16.
go back to reference Burgess N, Radnor Z. Evaluating Lean in healthcare. Int J Health Care Qual Assur. 2013;26:220–35.CrossRef Burgess N, Radnor Z. Evaluating Lean in healthcare. Int J Health Care Qual Assur. 2013;26:220–35.CrossRef
17.
go back to reference Bowerman J, Fillingham D. Can lean save lives? Leadersh Health Serv. 2007;20:231–41.CrossRef Bowerman J, Fillingham D. Can lean save lives? Leadersh Health Serv. 2007;20:231–41.CrossRef
18.
go back to reference Bohmer RMJ, Ferlins EM: 'Virginia Mason Medical Center’ - HBS Case 9-606-044. In Harvard Business School. Boston: Harvard Business School; 2006. Bohmer RMJ, Ferlins EM: 'Virginia Mason Medical Center’ - HBS Case 9-606-044. In Harvard Business School. Boston: Harvard Business School; 2006.
19.
go back to reference Ben-Tovim DI, Bassham JE, Bolch D, Martin MA, Dougherty M, Szwarcbord M. Lean thinking across a hospital: redesigning care at the Flinders Medical Centre. Aust Health Rev. 2007;31:10–5.CrossRef Ben-Tovim DI, Bassham JE, Bolch D, Martin MA, Dougherty M, Szwarcbord M. Lean thinking across a hospital: redesigning care at the Flinders Medical Centre. Aust Health Rev. 2007;31:10–5.CrossRef
20.
go back to reference Radnor Z. Implementing lean in health care: making the link between the approach, readiness and sustainability. International Journal of Industrial Engineering and Management. 2011;2:1–12. Radnor Z. Implementing lean in health care: making the link between the approach, readiness and sustainability. International Journal of Industrial Engineering and Management. 2011;2:1–12.
21.
go back to reference Grove AL, Meredith JO, Anjelis J, Neailey K. Lean implementation in primary care: health visiting services in National Health Service UK. Quality and Safety in Health Care. 2010;19:1–5.CrossRef Grove AL, Meredith JO, Anjelis J, Neailey K. Lean implementation in primary care: health visiting services in National Health Service UK. Quality and Safety in Health Care. 2010;19:1–5.CrossRef
22.
go back to reference Naidoo L: The impact of lean thinking on operational efficiency in a rural district hospital outpatient department in KwaZulu-Natal. University of KwaZulu-Natal, 2013. Naidoo L: The impact of lean thinking on operational efficiency in a rural district hospital outpatient department in KwaZulu-Natal. University of KwaZulu-Natal, 2013.
23.
go back to reference Mazzocato P, Savage C, Brommels M, Aronsson H, Thor J. Lean thinking in healthcare: a realist review of the literature. Quality and Safety in Health Care. 2010;19:376–82.PubMed Mazzocato P, Savage C, Brommels M, Aronsson H, Thor J. Lean thinking in healthcare: a realist review of the literature. Quality and Safety in Health Care. 2010;19:376–82.PubMed
24.
go back to reference Jha RK, Sahay BS, Charan P. Healthcare operations management: a structured literature review. DECISION. 2016;43:259–79.CrossRef Jha RK, Sahay BS, Charan P. Healthcare operations management: a structured literature review. DECISION. 2016;43:259–79.CrossRef
25.
go back to reference Vermaak TD. Critical success factors for the implementation of lean thinking in South African manufacturing organisations: University of Johannesburg; 2008. Vermaak TD. Critical success factors for the implementation of lean thinking in South African manufacturing organisations: University of Johannesburg; 2008.
26.
go back to reference KZN Department of Health: KwaZulu-Natal Department of Health Annual Performance Plan 2014/15 - 2016/17. Pietermaritzburg: KZN Department of Health; 2014. KZN Department of Health: KwaZulu-Natal Department of Health Annual Performance Plan 2014/15 - 2016/17. Pietermaritzburg: KZN Department of Health; 2014.
27.
go back to reference KZN Department of Health. KwaZulu-Natal Department of Health Annual Report 2017/18 - Vote 7. Pietermaritzburg: KZN Department of Health; 2018. KZN Department of Health. KwaZulu-Natal Department of Health Annual Report 2017/18 - Vote 7. Pietermaritzburg: KZN Department of Health; 2018.
28.
29.
go back to reference Gorsuch RL. Factor analysis. 2nd ed. Hillsdale, New Jersey: Erlbaum; 1983. Gorsuch RL. Factor analysis. 2nd ed. Hillsdale, New Jersey: Erlbaum; 1983.
30.
go back to reference MacCallum RC, Widaman KF, Zhang S, Hong S. Sample size in factor analysis. Psychological Methods. 1999;4:84–99.CrossRef MacCallum RC, Widaman KF, Zhang S, Hong S. Sample size in factor analysis. Psychological Methods. 1999;4:84–99.CrossRef
31.
go back to reference Tavakol M, Dennick R. Making sense of Cronbach’s alpha. International Journal of Medical Education. 2011;2:53–5.CrossRef Tavakol M, Dennick R. Making sense of Cronbach’s alpha. International Journal of Medical Education. 2011;2:53–5.CrossRef
32.
go back to reference Browne MW, Cudeck R. Alternative ways of assessing model fit. In: Bollen KA, Long JS, editors. Testing structural equation models. Newsbury Park, CA: Sage; 1993. p. 136–62. Browne MW, Cudeck R. Alternative ways of assessing model fit. In: Bollen KA, Long JS, editors. Testing structural equation models. Newsbury Park, CA: Sage; 1993. p. 136–62.
33.
go back to reference Hu LT, Bentler PM. Evaluating model fit. In: Hoyle RH, editor. Structural equation modeling concepts, issues, and applications. London: Sage; 1995. p. 76–99. Hu LT, Bentler PM. Evaluating model fit. In: Hoyle RH, editor. Structural equation modeling concepts, issues, and applications. London: Sage; 1995. p. 76–99.
34.
go back to reference MacCallum RC, Browne MW, Sugawara HM. Power analysis and determination of sample size for covariance structure modeling. Psychological Methods. 1996;1:130–49.CrossRef MacCallum RC, Browne MW, Sugawara HM. Power analysis and determination of sample size for covariance structure modeling. Psychological Methods. 1996;1:130–49.CrossRef
35.
go back to reference Hu LT, Bentler PM. Cutoff criteria for fit indexes in covariance structure analysis: conventional criteria versus new alternatives. Structural Equation Modeling. 1999:1–55.CrossRef Hu LT, Bentler PM. Cutoff criteria for fit indexes in covariance structure analysis: conventional criteria versus new alternatives. Structural Equation Modeling. 1999:1–55.CrossRef
36.
go back to reference Bollen KA. Overall fit in covariance structure models: two types of sample size effects. Psychol Bull. 1990:256–9.CrossRef Bollen KA. Overall fit in covariance structure models: two types of sample size effects. Psychol Bull. 1990:256–9.CrossRef
37.
go back to reference Schumacker RE. Lomax RG: A beginner’s guide to structural equation modeling. 2nd ed. Mahwah, NJ: Lawrence Erlbaum Associates; 2004.CrossRef Schumacker RE. Lomax RG: A beginner’s guide to structural equation modeling. 2nd ed. Mahwah, NJ: Lawrence Erlbaum Associates; 2004.CrossRef
38.
go back to reference Czabke J, Hansen EN, Doolen TL. A multisite field study of lean thinking in U.S. and German secondary wood products manufacturers. Forest Products Journal. 2008;58:77–85. Czabke J, Hansen EN, Doolen TL. A multisite field study of lean thinking in U.S. and German secondary wood products manufacturers. Forest Products Journal. 2008;58:77–85.
39.
go back to reference Mefford RN. Increasing productivity in global firms: The CEO challenge. Journal of International Management. 2009;5:262–72.CrossRef Mefford RN. Increasing productivity in global firms: The CEO challenge. Journal of International Management. 2009;5:262–72.CrossRef
40.
go back to reference Pedersen ERG, Huniche M. Determinants of lean success and failure in the Danish public sector-A negotiated order perspective. International Journal of Public Sector Management. 2011;24:403–20.CrossRef Pedersen ERG, Huniche M. Determinants of lean success and failure in the Danish public sector-A negotiated order perspective. International Journal of Public Sector Management. 2011;24:403–20.CrossRef
41.
go back to reference Achanga P, Shehab E, Roy R, Nelder G. Critical success factors for lean implementation within SMEs. Journal of Manufacturing Technology Management. 2006;17:460–71.CrossRef Achanga P, Shehab E, Roy R, Nelder G. Critical success factors for lean implementation within SMEs. Journal of Manufacturing Technology Management. 2006;17:460–71.CrossRef
42.
go back to reference Sua´rez-Barraza MF, Ramis-Pujol J. Implementation of Lean-Kaizen in the human resource service process: a case study in a Mexican public service organization. Journal of Manufacturing Technology Management. 2010;21:388–410.CrossRef Sua´rez-Barraza MF, Ramis-Pujol J. Implementation of Lean-Kaizen in the human resource service process: a case study in a Mexican public service organization. Journal of Manufacturing Technology Management. 2010;21:388–410.CrossRef
43.
go back to reference Scherrer-Rathje M, Boyle TA, Deflorin P. Lean, take two! Reflections from the second attempt at the Lean implementation. Business Horizons. 52(1):79–88 Bus Horiz 2009, 52:79-88.CrossRef Scherrer-Rathje M, Boyle TA, Deflorin P. Lean, take two! Reflections from the second attempt at the Lean implementation. Business Horizons. 52(1):79–88 Bus Horiz 2009, 52:79-88.CrossRef
44.
go back to reference Skrudupaite A, Jucevicius R. Critical success factors for the implementation of the synchronized production system. Social Sciences. 2011;72:16–23. Skrudupaite A, Jucevicius R. Critical success factors for the implementation of the synchronized production system. Social Sciences. 2011;72:16–23.
45.
go back to reference Kumar M, Antony J, Douglas A. Does size matter for six sigma implementation? Findings from the survey in UK SMEs. The TQM Journal. 2009;21:623–35.CrossRef Kumar M, Antony J, Douglas A. Does size matter for six sigma implementation? Findings from the survey in UK SMEs. The TQM Journal. 2009;21:623–35.CrossRef
46.
go back to reference Antony J, Fergusson C. Six Sigma in the software industry: results from a pilot study. Managerial Auditing Journal. 2004;19:1025–32.CrossRef Antony J, Fergusson C. Six Sigma in the software industry: results from a pilot study. Managerial Auditing Journal. 2004;19:1025–32.CrossRef
47.
go back to reference Al-Balushi S, Sohal AS, Singh PJ, Hajri AA, Farsi YMA, Abri RA. Readiness factors for lean implementation in healthcare settings – a literature review. Journal of Health Organization and Management. 2014;28:135–53.CrossRef Al-Balushi S, Sohal AS, Singh PJ, Hajri AA, Farsi YMA, Abri RA. Readiness factors for lean implementation in healthcare settings – a literature review. Journal of Health Organization and Management. 2014;28:135–53.CrossRef
48.
go back to reference Burgess N, Radnor Z: Lean paradox: can lean influence healthcare? In Proceedings of the 17th International Annual European Operations Management Association (EurOMA) Conference–Managing Operations in Service Economies. 2010: 6-9. Burgess N, Radnor Z: Lean paradox: can lean influence healthcare? In Proceedings of the 17th International Annual European Operations Management Association (EurOMA) Conference–Managing Operations in Service Economies. 2010: 6-9.
49.
go back to reference Emiliani ML, Stec DJ. Using value stream maps to improve leadership. Leadership & Organization Development Journal. 2004;25:622–45.CrossRef Emiliani ML, Stec DJ. Using value stream maps to improve leadership. Leadership & Organization Development Journal. 2004;25:622–45.CrossRef
50.
go back to reference Brey Z: Towards building a theory of Lean implementation in healthcare. University of Cape Town, Graduate School of Business; 2011. Brey Z: Towards building a theory of Lean implementation in healthcare. University of Cape Town, Graduate School of Business; 2011.
51.
go back to reference Andersen H, Røvik KA, Ingebrigtsen T. Lean thinking in hospitals: is there a cure for the absence of evidence? A systematic review of reviews. BMJ open. 2014;4:e003873.CrossRef Andersen H, Røvik KA, Ingebrigtsen T. Lean thinking in hospitals: is there a cure for the absence of evidence? A systematic review of reviews. BMJ open. 2014;4:e003873.CrossRef
Metadata
Title
Critical success factors for the successful initiation of Lean in public hospitals in KwaZulu-Natal: a factor analysis and structural equation modelling study
Authors
Logandran Naidoo
Ziska Fields
Publication date
01-12-2019
Publisher
BioMed Central
Published in
Human Resources for Health / Issue 1/2019
Electronic ISSN: 1478-4491
DOI
https://doi.org/10.1186/s12960-019-0405-1

Other articles of this Issue 1/2019

Human Resources for Health 1/2019 Go to the issue