Skip to main content
Top
Published in: Trials 1/2019

Open Access 01-12-2019 | Ankle Fracture | Methodology

Investigating causal mechanisms in randomised controlled trials

Authors: Hopin Lee, Robert D. Herbert, Sarah E. Lamb, Anne M. Moseley, James H. McAuley

Published in: Trials | Issue 1/2019

Login to get access

Abstract

Introduction

In some randomised trials, the primary interest is in the mechanisms by which an intervention exerts its effects on health outcomes. That is, clinicians and policy-makers may be interested in how the intervention works (or why it does not work) through hypothesised causal mechanisms. In this article, we highlight the value of understanding causal mechanisms in randomised trials by applying causal mediation analysis to two randomised trials of complex interventions.

Main body

In the first example, we examine a potential mechanism by which an exercise programme for rheumatoid arthritis of the hand could improve hand function. In the second example, we explore why a rehabilitation programme for ankle fractures failed to improve lower-limb function through hypothesised mechanisms. We outline critical assumptions that are required for making valid causal inferences from these analyses, and provide results of sensitivity analyses that are used to assess the degree to which the estimated causal mediation effects could have been biased by residual confounding.

Conclusion

This paper demonstrates how the application of causal mediation analyses to randomised trials can identify the mechanisms by which complex interventions exert their effects. We discuss methodological issues and assumptions that should be considered when mediation analyses of randomised trials are used to inform clinical practice and policy decisions.
Appendix
Available only for authorised users
Literature
1.
go back to reference Emsley R, Dunn G, White IR. Mediation and moderation of treatment effects in randomised controlled trials of complex interventions. Stat Methods Med Res. 2010;19(3):237–70.CrossRef Emsley R, Dunn G, White IR. Mediation and moderation of treatment effects in randomised controlled trials of complex interventions. Stat Methods Med Res. 2010;19(3):237–70.CrossRef
2.
go back to reference Moore GF, Audrey S, Barker M, Bond L, Bonell C, Hardeman W, et al. Process evaluation of complex interventions: Medical Research Council guidance. BMJ. 2015;350:h1258.CrossRef Moore GF, Audrey S, Barker M, Bond L, Bonell C, Hardeman W, et al. Process evaluation of complex interventions: Medical Research Council guidance. BMJ. 2015;350:h1258.CrossRef
3.
go back to reference Judd CM, Kenny DA. Process analysis: estimating mediation in treatment evaluations. Eval Rev. 1981;5(5):602–19.CrossRef Judd CM, Kenny DA. Process analysis: estimating mediation in treatment evaluations. Eval Rev. 1981;5(5):602–19.CrossRef
4.
go back to reference VanderWeele TJ. Explanation in causal inference: methods for mediation and interaction. Oxford: Oxford University Press; 2015. VanderWeele TJ. Explanation in causal inference: methods for mediation and interaction. Oxford: Oxford University Press; 2015.
5.
go back to reference Lamb SE, Williamson EM, Heine PJ, Adams J, Dosanjh S, Dritsaki M, et al. Exercises to improve function of the rheumatoid hand (SARAH): a randomised controlled trial. Lancet. 2015;385(9966):421–9.CrossRef Lamb SE, Williamson EM, Heine PJ, Adams J, Dosanjh S, Dritsaki M, et al. Exercises to improve function of the rheumatoid hand (SARAH): a randomised controlled trial. Lancet. 2015;385(9966):421–9.CrossRef
6.
go back to reference Moseley AM, Beckenkamp PR, Haas M, Herbert RD, C-WC L. Rehabilitation after immobilization for ankle fracture. JAMA. 2015;314(13):1376.CrossRef Moseley AM, Beckenkamp PR, Haas M, Herbert RD, C-WC L. Rehabilitation after immobilization for ankle fracture. JAMA. 2015;314(13):1376.CrossRef
7.
go back to reference Keele L. Causal mediation analysis: Warning! Assumptions ahead. Am J Eval. 2015;36(4):500–13.CrossRef Keele L. Causal mediation analysis: Warning! Assumptions ahead. Am J Eval. 2015;36(4):500–13.CrossRef
8.
go back to reference Hernán MA, Taubman SL. Does obesity shorten life? The importance of well-defined interventions to answer causal questions. Int J Obes. 2008;32:S8–14.CrossRef Hernán MA, Taubman SL. Does obesity shorten life? The importance of well-defined interventions to answer causal questions. Int J Obes. 2008;32:S8–14.CrossRef
9.
go back to reference Vanderweele TJ. Mediation analysis with multiple versions of the mediator. Epidemiology. 2012;23(3):454–63.CrossRef Vanderweele TJ. Mediation analysis with multiple versions of the mediator. Epidemiology. 2012;23(3):454–63.CrossRef
10.
go back to reference VanderWeele TJ, Hernan MA. Causal inference under multiple versions of treatment. J Causal Inference. 2013;1(1):1–20.CrossRef VanderWeele TJ, Hernan MA. Causal inference under multiple versions of treatment. J Causal Inference. 2013;1(1):1–20.CrossRef
Metadata
Title
Investigating causal mechanisms in randomised controlled trials
Authors
Hopin Lee
Robert D. Herbert
Sarah E. Lamb
Anne M. Moseley
James H. McAuley
Publication date
01-12-2019
Publisher
BioMed Central
Published in
Trials / Issue 1/2019
Electronic ISSN: 1745-6215
DOI
https://doi.org/10.1186/s13063-019-3593-z

Other articles of this Issue 1/2019

Trials 1/2019 Go to the issue