Skip to main content
Top
Published in: Implementation Science 1/2017

Open Access 01-12-2017 | Study protocol

A mixed methods protocol for developing and testing implementation strategies for evidence-based obesity prevention in childcare: a cluster randomized hybrid type III trial

Authors: Taren Swindle, Susan L. Johnson, Leanne Whiteside-Mansell, Geoffrey M. Curran

Published in: Implementation Science | Issue 1/2017

Login to get access

Abstract

Background

Despite the potential to reach at-risk children in childcare, there is a significant gap between current practices and evidence-based obesity prevention in this setting. There are few investigations of the impact of implementation strategies on the uptake of evidence-based practices (EBPs) for obesity prevention and nutrition promotion. This study protocol describes a three-phase approach to developing and testing implementation strategies to support uptake of EBPs for obesity prevention practices in childcare (i.e., key components of the WISE intervention).

Methods

Informed by the i-PARIHS framework, we will use a stakeholder-driven evidence-based quality improvement (EBQI) process to apply information gathered in qualitative interviews on barriers and facilitators to practice to inform the design of implementation strategies. Then, a Hybrid Type III cluster randomized trial will compare a basic implementation strategy (i.e., intervention as usual) with an enhanced implementation strategy informed by stakeholders. All Head Start centers (N = 12) within one agency in an urban area in a southern state in the USA will be randomized to receive the basic or enhanced implementation with approximately 20 classrooms per group (40 educators, 400 children per group). The educators involved in the study, the data collectors, and the biostastician will be blinded to the study condition.
The basic and enhanced implementation strategies will be compared on outcomes specified by the RE-AIM model (e.g., Reach to families, Effectiveness of impact on child diet and health indicators, Adoption commitment of agency, Implementation fidelity and acceptability, and Maintenance after 6 months). Principles of formative evaluation will be used throughout the hybrid trial.

Discussion

This study will test a stakeholder-driven approach to improve implementation, fidelity, and maintenance of EBPs for obesity prevention in childcare. Further, this study provides an example of a systematic process to develop and test a tailored, enhanced implementation strategy.

Trial registration

ClinicalTrials.gov, NCT03075085
Literature
5.
go back to reference Laughlin L. Who’s minding the kids? Child care arrangements. 2013. Laughlin L. Who’s minding the kids? Child care arrangements. 2013.
6.
go back to reference Frisvold D, Lumeng J. Expanding exposure: can increasing the daily duration of head start reduce childhood obesity? J Hum Resour. 2011;46:373–402. doi:10.3368/jhr.46.2.373. Frisvold D, Lumeng J. Expanding exposure: can increasing the daily duration of head start reduce childhood obesity? J Hum Resour. 2011;46:373–402. doi:10.​3368/​jhr.​46.​2.​373.
8.
go back to reference Ward S, Bélanger M, Donovan D, Carrier N. Systematic review of the relationship between childcare educators’ practices and preschoolers’ physical activity and eating behaviours. Obes Rev. 2015;16:1055–70. doi:10.1111/obr.12315.CrossRefPubMed Ward S, Bélanger M, Donovan D, Carrier N. Systematic review of the relationship between childcare educators’ practices and preschoolers’ physical activity and eating behaviours. Obes Rev. 2015;16:1055–70. doi:10.​1111/​obr.​12315.CrossRefPubMed
9.
go back to reference Faith M, Pietrobelli A, Heo M, Johnson S, Keller K, Heymsfield S, et al. A twin study of self-regulatory eating in early childhood: estimates of genetic and environmental influence, and measurement considerations. Int J Obes. 2012;36:931–7. doi:10.1038/ijo.2011.258.CrossRef Faith M, Pietrobelli A, Heo M, Johnson S, Keller K, Heymsfield S, et al. A twin study of self-regulatory eating in early childhood: estimates of genetic and environmental influence, and measurement considerations. Int J Obes. 2012;36:931–7. doi:10.​1038/​ijo.​2011.​258.CrossRef
12.
go back to reference Sigman-Grant M, Christiansen E, Fernandez G, Fletcher J, Johnson S, Branen L, et al. Child care provider training and a supportive feeding environment in child care settings in 4 states, 2003. Prev Chronic Dis. 2011;8:A113.PubMedPubMedCentral Sigman-Grant M, Christiansen E, Fernandez G, Fletcher J, Johnson S, Branen L, et al. Child care provider training and a supportive feeding environment in child care settings in 4 states, 2003. Prev Chronic Dis. 2011;8:A113.PubMedPubMedCentral
13.
go back to reference Benjamin SE, Cradock A, Walker EM, Slining M, Gillman MW. Obesity prevention in child care: A review of U.S. state regulations. BMC Public Health 2008;8:188. doi:10.1186/1471-2458-8-188. Benjamin SE, Cradock A, Walker EM, Slining M, Gillman MW. Obesity prevention in child care: A review of U.S. state regulations. BMC Public Health 2008;8:188. doi:10.​1186/​1471-2458-8-188.
14.
go back to reference Dev DA, Speirs KE, McBride BA, Donovan SM, Chapman-Novakofski K. Head start and child care providers’ motivators, barriers and facilitators to practicing family-style meal service. Early Child Res Q. 2014;29:649–59. doi:10.1016/j.ecresq.2014.07.004.CrossRef Dev DA, Speirs KE, McBride BA, Donovan SM, Chapman-Novakofski K. Head start and child care providers’ motivators, barriers and facilitators to practicing family-style meal service. Early Child Res Q. 2014;29:649–59. doi:10.​1016/​j.​ecresq.​2014.​07.​004.CrossRef
16.
go back to reference Rabin B, Glasgow R, Kerner J, Klump M, Brownson R. Dissemination and implementation research on community-based cancer prevention: a systematic review. Am J Prev Med. 2010;38:443–56.CrossRefPubMed Rabin B, Glasgow R, Kerner J, Klump M, Brownson R. Dissemination and implementation research on community-based cancer prevention: a systematic review. Am J Prev Med. 2010;38:443–56.CrossRefPubMed
17.
go back to reference Bell A, Davies L, Finch M, Wolfenden L, Francis J, Sutherland R, et al. An implementation intervention to encourage healthy eating in centre-based child-care services: impact of the Good for Kids Good for Life programme. Public Health Nutr. 2015;18:1610–9.CrossRefPubMed Bell A, Davies L, Finch M, Wolfenden L, Francis J, Sutherland R, et al. An implementation intervention to encourage healthy eating in centre-based child-care services: impact of the Good for Kids Good for Life programme. Public Health Nutr. 2015;18:1610–9.CrossRefPubMed
18.
go back to reference Jones J, Wolfenden L, Wyse R, Finch M, Yoong S, Dodds P, et al. A randomised controlled trial of an intervention to facilitate the implementation of healthy eating and physical activity policies and practices in childcare services. BMJ Open. 2014;4:e005312.CrossRefPubMedPubMedCentral Jones J, Wolfenden L, Wyse R, Finch M, Yoong S, Dodds P, et al. A randomised controlled trial of an intervention to facilitate the implementation of healthy eating and physical activity policies and practices in childcare services. BMJ Open. 2014;4:e005312.CrossRefPubMedPubMedCentral
19.
go back to reference Jones J, Wyse R, Finch M, Lecathelinais C, Wiggers J, Marshall J, et al. Effectiveness of an intervention to facilitate the implementation of healthy eating and physical activity policies and practices in childcare services: a randomised controlled trial. Implement Sci. 2015;10:147. doi:10.1186/s13012-015-0340-z.CrossRefPubMedPubMedCentral Jones J, Wyse R, Finch M, Lecathelinais C, Wiggers J, Marshall J, et al. Effectiveness of an intervention to facilitate the implementation of healthy eating and physical activity policies and practices in childcare services: a randomised controlled trial. Implement Sci. 2015;10:147. doi:10.​1186/​s13012-015-0340-z.CrossRefPubMedPubMedCentral
20.
21.
go back to reference Swindle T, Whiteside-Mansell L. Structured Food Experiences: A Preliminary Evaluation of the WISE Curriculum. J Nutr Educ … 2014. Swindle T, Whiteside-Mansell L. Structured Food Experiences: A Preliminary Evaluation of the WISE Curriculum. J Nutr Educ … 2014.
22.
go back to reference Block G, Subar A. Estimates of nutrient intake from a food frequency questionnaire: the 1987 National Health Interview Survey. J Am Diet Assoc. 1992;92:969–77.PubMed Block G, Subar A. Estimates of nutrient intake from a food frequency questionnaire: the 1987 National Health Interview Survey. J Am Diet Assoc. 1992;92:969–77.PubMed
25.
go back to reference Harvey G, Kitson A. Implementing evidence-based practice in healthcare: a facilitation guide. Abingdon, Oxon: Routledge; 2015. Harvey G, Kitson A. Implementing evidence-based practice in healthcare: a facilitation guide. Abingdon, Oxon: Routledge; 2015.
26.
go back to reference Creswell JW, Klassen AC, Clark VLP, Smith KC. Best practices for mixed methods research in the health sciences. 2011.CrossRef Creswell JW, Klassen AC, Clark VLP, Smith KC. Best practices for mixed methods research in the health sciences. 2011.CrossRef
27.
go back to reference Marra A, Guastelli L, Araújo C de. Positive deviance: a program for sustained improvement in hand hygiene compliance. Am J. 2011;39(1):1-5. Marra A, Guastelli L, Araújo C de. Positive deviance: a program for sustained improvement in hand hygiene compliance. Am J. 2011;39(1):1-5.
28.
go back to reference Gabbay R, Friedberg M. Miller-Day M. Ann Fam: A positive deviance approach to understanding key features to improving diabetes care in the medical home; 2013. Gabbay R, Friedberg M. Miller-Day M. Ann Fam: A positive deviance approach to understanding key features to improving diabetes care in the medical home; 2013.
29.
go back to reference Rose A, Petrakis B. Callahan P. Heal Serv: Organizational Characteristics of High-and Low-Performing Anticoagulation Clinics in the Veterans Health Administration; 2012. Rose A, Petrakis B. Callahan P. Heal Serv: Organizational Characteristics of High-and Low-Performing Anticoagulation Clinics in the Veterans Health Administration; 2012.
31.
go back to reference Curry L, Nembhared I, Bradley E. Qualitative and mixed methods provide unique contributions to outcomes research. Circulation. 2009;119(10):1442-52. Curry L, Nembhared I, Bradley E. Qualitative and mixed methods provide unique contributions to outcomes research. Circulation. 2009;119(10):1442-52.
32.
go back to reference Powell B, Waltz T, Chinman M, Damschroder L, Smith J, Matthieu M, et al. A refined compilation of implementation strategies: results from the expert recommendations for implementing change (ERIC) project. Implement Sci. 2015;10:21.CrossRefPubMedPubMedCentral Powell B, Waltz T, Chinman M, Damschroder L, Smith J, Matthieu M, et al. A refined compilation of implementation strategies: results from the expert recommendations for implementing change (ERIC) project. Implement Sci. 2015;10:21.CrossRefPubMedPubMedCentral
33.
go back to reference Waltz T, Powell B, Matthieu M, Damschroder L, Chinman M, Smith J, et al. Use of concept mapping to characterize relationships among implementation strategies and assess their feasibility and importance: results from the expert recommendations for implementing change (ERIC) study. Implement Sci. 2015;10:109.CrossRefPubMedPubMedCentral Waltz T, Powell B, Matthieu M, Damschroder L, Chinman M, Smith J, et al. Use of concept mapping to characterize relationships among implementation strategies and assess their feasibility and importance: results from the expert recommendations for implementing change (ERIC) study. Implement Sci. 2015;10:109.CrossRefPubMedPubMedCentral
34.
go back to reference Sobo E, Simmes D, Landsverk J, Kurtin P. Rapid assessment with qualitative telephone interviews: lessons from an evaluation of California’s healthy families program & Medi-cal for children. Am J Eval. 2003;24:399–408. Sobo E, Simmes D, Landsverk J, Kurtin P. Rapid assessment with qualitative telephone interviews: lessons from an evaluation of California’s healthy families program & Medi-cal for children. Am J Eval. 2003;24:399–408.
37.
go back to reference Gaglio B, Shoup J. The RE-AIM framework: a systematic review of use over time. Am J. 2013; Gaglio B, Shoup J. The RE-AIM framework: a systematic review of use over time. Am J. 2013;
38.
go back to reference Helfrich C, Li Y, Sharp N, Sales A. Organizational readiness to change assessment (ORCA): development of an instrument based on the promoting action on research in health services (PARIHS) framework. Implement Sci. 2009;4:38.CrossRefPubMedPubMedCentral Helfrich C, Li Y, Sharp N, Sales A. Organizational readiness to change assessment (ORCA): development of an instrument based on the promoting action on research in health services (PARIHS) framework. Implement Sci. 2009;4:38.CrossRefPubMedPubMedCentral
39.
go back to reference Proctor E, Silmere H, Raghavan R, Hovmand P, Aarons G, Bunger A, et al. Outcomes for implementation research: conceptual distinctions, measurement challenges, and research agenda. Adm Policy Ment Heal Ment Heal Serv Res. 2011;38:65–76. doi:10.1007/s10488-010-0319-7.CrossRef Proctor E, Silmere H, Raghavan R, Hovmand P, Aarons G, Bunger A, et al. Outcomes for implementation research: conceptual distinctions, measurement challenges, and research agenda. Adm Policy Ment Heal Ment Heal Serv Res. 2011;38:65–76. doi:10.​1007/​s10488-010-0319-7.CrossRef
40.
go back to reference Whiteside-Mansell L, Bradley R, Conners N, Bokony P. The family map: structured family interview to identify risks and strengths in head start families. NHSA Dialog. 2007;10:189–209.CrossRef Whiteside-Mansell L, Bradley R, Conners N, Bokony P. The family map: structured family interview to identify risks and strengths in head start families. NHSA Dialog. 2007;10:189–209.CrossRef
41.
go back to reference Freedman LS, Commins JM, Moler JE, Willett W, Tinker LF, Subar AF, et al. Pooled results from 5 validation studies of dietary self-report instruments using recovery biomarkers for potassium and sodium intake. Am J Epidemiol. 2015;181:473–87. doi:10.1093/aje/kwu325.CrossRefPubMedPubMedCentral Freedman LS, Commins JM, Moler JE, Willett W, Tinker LF, Subar AF, et al. Pooled results from 5 validation studies of dietary self-report instruments using recovery biomarkers for potassium and sodium intake. Am J Epidemiol. 2015;181:473–87. doi:10.​1093/​aje/​kwu325.CrossRefPubMedPubMedCentral
42.
go back to reference Byers T, Treiber F, Gunter E, Coates R, Sowell A, Leonard S, Strong W. The accuracy of parental reports of their children's intake of fruits and vegetables: validation of a food frequency questionnaire with serum levels of carotenoids and vitamins C, A, and E. Epidemiology. 1993; 350-355. Byers T, Treiber F, Gunter E, Coates R, Sowell A, Leonard S, Strong W. The accuracy of parental reports of their children's intake of fruits and vegetables: validation of a food frequency questionnaire with serum levels of carotenoids and vitamins C, A, and E. Epidemiology. 1993; 350-355.
44.
go back to reference Scarmo S, Henebery K, Peracchio H, Cartmel B, Lin H, Ermakov I, et al. Skin carotenoid status measured by resonance Raman spectroscopy as a biomarker of fruit and vegetable intake in preschool children. Eur J Clin Nutr. 2012;66:555–60. doi:10.1038/ejcn.2012.31.CrossRefPubMedCentral Scarmo S, Henebery K, Peracchio H, Cartmel B, Lin H, Ermakov I, et al. Skin carotenoid status measured by resonance Raman spectroscopy as a biomarker of fruit and vegetable intake in preschool children. Eur J Clin Nutr. 2012;66:555–60. doi:10.​1038/​ejcn.​2012.​31.CrossRefPubMedCentral
45.
go back to reference Khoo H, Prasad K, Kong K, Jiang Y, Ismail A. Carotenoids and their isomers: color pigments in fruits and vegetables. Molecules. 2011;16:1710–38.CrossRefPubMed Khoo H, Prasad K, Kong K, Jiang Y, Ismail A. Carotenoids and their isomers: color pigments in fruits and vegetables. Molecules. 2011;16:1710–38.CrossRefPubMed
46.
go back to reference Darvin M, Sterry W, Lademann J, Vergou T. The role of carotenoids in human skin. Molecules. 2011;16:1710–38.CrossRef Darvin M, Sterry W, Lademann J, Vergou T. The role of carotenoids in human skin. Molecules. 2011;16:1710–38.CrossRef
47.
go back to reference Darvin M, Fluhr J, Caspers P, Pool A, Richter H, Patzelt A, et al. In vivo distribution of carotenoids in different anatomical locations of human skin: comparative assessment with two different Raman spectroscopy methods. Exp Dermatol. 2009;18:1060–3.CrossRefPubMed Darvin M, Fluhr J, Caspers P, Pool A, Richter H, Patzelt A, et al. In vivo distribution of carotenoids in different anatomical locations of human skin: comparative assessment with two different Raman spectroscopy methods. Exp Dermatol. 2009;18:1060–3.CrossRefPubMed
48.
go back to reference Darvin ME, Gersonde I, Meinke M, Sterry W, Lademann J. Non-invasive in vivo determination of the carotenoids beta-carotene and lycopene concentrations in the human skin using the Raman spectroscopic method. J Phys D Appl Phys. 2005;38:2696–700. doi:10.1088/0022-3727/38/15/023.CrossRef Darvin ME, Gersonde I, Meinke M, Sterry W, Lademann J. Non-invasive in vivo determination of the carotenoids beta-carotene and lycopene concentrations in the human skin using the Raman spectroscopic method. J Phys D Appl Phys. 2005;38:2696–700. doi:10.​1088/​0022-3727/​38/​15/​023.CrossRef
49.
go back to reference Blume-Peytavi U, Rolland A, Darvin ME, Constable A, Pineau I, Voit C, et al. Cutaneous lycopene and β-carotene levels measured by resonance Raman spectroscopy: high reliability and sensitivity to oral lactolycopene deprivation and supplementation. Eur J Pharm Biopharm. 2009;73:187–94. doi:10.1016/j.ejpb.2009.04.017.CrossRefPubMed Blume-Peytavi U, Rolland A, Darvin ME, Constable A, Pineau I, Voit C, et al. Cutaneous lycopene and β-carotene levels measured by resonance Raman spectroscopy: high reliability and sensitivity to oral lactolycopene deprivation and supplementation. Eur J Pharm Biopharm. 2009;73:187–94. doi:10.​1016/​j.​ejpb.​2009.​04.​017.CrossRefPubMed
50.
go back to reference Meinke M, Darvin M, Vollert H, Lademann. Bioavailability of natural carotenoids in human skin compared to blood. Eur J Pharm Biopharm 2010;76:269–274. Meinke M, Darvin M, Vollert H, Lademann. Bioavailability of natural carotenoids in human skin compared to blood. Eur J Pharm Biopharm 2010;76:269–274.
51.
56.
go back to reference Johnson SL, Birch LL. Parents’ and children’s adiposity and eating style. Pediatrics. 1994;94(5):653–61.PubMed Johnson SL, Birch LL. Parents’ and children’s adiposity and eating style. Pediatrics. 1994;94(5):653–61.PubMed
59.
73.
go back to reference Kraak VI, Story M. Influence of food companies’ brand mascots and entertainment companies’ cartoon media characters on children’s diet and health: a systematic review and research needs. Obes Rev. 2015;16(2):107–26. doi:10.1111/obr.12237.CrossRefPubMed Kraak VI, Story M. Influence of food companies’ brand mascots and entertainment companies’ cartoon media characters on children’s diet and health: a systematic review and research needs. Obes Rev. 2015;16(2):107–26. doi:10.​1111/​obr.​12237.CrossRefPubMed
Metadata
Title
A mixed methods protocol for developing and testing implementation strategies for evidence-based obesity prevention in childcare: a cluster randomized hybrid type III trial
Authors
Taren Swindle
Susan L. Johnson
Leanne Whiteside-Mansell
Geoffrey M. Curran
Publication date
01-12-2017
Publisher
BioMed Central
Published in
Implementation Science / Issue 1/2017
Electronic ISSN: 1748-5908
DOI
https://doi.org/10.1186/s13012-017-0624-6

Other articles of this Issue 1/2017

Implementation Science 1/2017 Go to the issue