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Published Online:https://doi.org/10.1176/appi.ps.201500503

Abstract

Project Connect, a clinical demonstration program developed in consultation with the New York State Office of Mental Health, adapted critical time intervention for frequent users of a large urban psychiatric emergency room (ER). Peer staff provided frequent users with time-limited care coordination. Participants increased their use of outpatient services over 12 months, compared with a similar group not enrolled in the program. For persons with significant general medical, psychiatric, and social needs, provision of this intervention alone is unlikely to reduce reliance on ERs, especially among homeless individuals.

Frequent users of emergency rooms (ERs) for psychiatric reasons consume disproportionate health care resources, with limited benefits to health outcomes (1). Frequent users’ psychiatric illnesses are often compounded by homelessness, substance abuse, and lack of follow-up care, leading to destabilization, rapid return to the ER, and ER overcrowding. To improve outcomes and maximize efficiency, health care systems must find new strategies to engage frequent ER users in outpatient services that promote recovery.

Critical time intervention (CTI) provides time-limited care coordination to help vulnerable individuals transition from institutional to community settings by increasing support during the “critical time” of transition. The model’s effectiveness is well documented (25), and it has been implemented in diverse settings serving persons with mental illness, substance use problems, and homelessness. Conceptualizing ER discharge as a critical transition, Project Connect, a clinical demonstration program developed in consultation with the New York State Office of Mental Health (NYS OMH), adapted and implemented CTI for frequent users of a large urban psychiatric ER. The program used peer staff to increase the intervention’s acceptability to frequent users, many of whom were homeless. ER data indicated that 40% of frequent users had current or past homelessness. The program’s goal was to connect frequent users with follow-up services to decrease their reliance on the ER. Here we report on the implementation and evaluation of the program.

Project Connect

The model.

Three full-time peer CTI specialists, a half-time clinical director, and a psychiatrist (.1 FTE) staffed the program. Peer specialists, who had experienced mental illness, substance abuse, or homelessness themselves, carried caseloads of approximately 15 clients. Clients were eligible to receive services for up to six months after leaving the psychiatric ER at Columbia University Medical Center, which in 2010 had approximately 4,500 visits annually.

CTI has two goals: to provide support and practical assistance during a transition and to strengthen individuals’ long-term ties to services and supports. Peer specialists met with clients in the community, using assertive outreach strategies to engage and develop relationships; identify reasons for repeated ER use; obtain ongoing mental health and substance abuse treatment, insurance, entitlements, housing, and vocational training; and facilitate reconnections with social supports.

Implementation.

Startup included hiring staff, obtaining stakeholder input, adapting the CTI manual for peer workers’ use with frequent ER users, building relationships with ER staff and community providers, and developing a resource guide. Adaptations included shortening the intervention from nine to six months to increase program capacity. Experienced peer staff were recruited without difficulty. They had significant work experience as case managers, substance abuse counselors, and outreach workers. They received CTI training and weekly clinical supervision. They had flexibility regarding when and whether to identify themselves as peers to clients and others.

Each month, program staff used ER data to update lists of frequent users (three or more ER visits in the prior year) (6). Individuals with dementia or developmental disabilities or who lived outside New York City were excluded. If a Project Connect slot was available when an eligible individual arrived in the ER, a peer specialist approached the individual to describe the project and offer enrollment. Eligible individuals who entered the ER when none of the 45 slots were open received usual care. Enrollment occurred between February 2009 and April 2010. Project Connect enrolled 75 clients, of whom 55 provided informed consent to have their service use data reviewed; Medicaid claims data were available for 47. Because we could not examine data for nonconsenters, we could not determine differences with consenters.

Peer specialists advocated for high-quality discharge plans that addressed clients’ needs, helped problem solve before the first follow-up appointment, and assisted them when aftercare arrangements fell through. Peer specialists provided “safety nets,” working intensively with clients after discharge until stable plans were implemented. Peer specialists focused on facilitating engagement in psychiatric treatment, enhancing motivation for substance abuse treatment, facilitating access to medical care, finding housing, providing assistance in obtaining benefits, increasing family involvement, teaching self-management skills, encouraging return to work or school, and enhancing hope. Guiding principles included time-limited, flexible assertive outreach and engagement; recovery orientation; shared decision making; cultural competence; harm reduction; and motivational enhancement.

Evaluation.

According to supervisory staff and ER clinicians, peer specialists were well received by clients, engaged those who had been difficult to engage, and helped foster relationships between clients and community clinicians. Initially, some ER and inpatient staff were skeptical about working with peers; however, they quickly came to value peers’ contributions, sharing their feedback with program leadership.

Within three months of Project Connect admission, research staff approached clients to request informed consent for accessing their data. We used Medicaid claims data to compute the number of emergency visits, inpatient hospitalizations, and outpatient mental health services for each client before, during, and after the intervention and for a comparison group. For the comparison group, we identified Medicaid enrollees in the ER database who were otherwise eligible for Project Connect but who were not referred because of limited capacity, selecting 50 who entered the ER immediately after a Project Connect slot was filled. The NYS Psychiatric Institute Institutional Review Board granted a waiver of consent to review service use data from this group. Service use data were examined for three periods of Medicaid eligibility: six months before enrollment, six months after enrollment, and six months after completion. For the comparison group, we selected a comparable period six months before and 12 months after an index ER visit.

We analyzed claims data from 47 consenting participants and the 50-member comparison group using t tests and zero-inflated Poisson regression models. Participants (N=97) were mostly male (N=82, 85%), with mean age of 43±11 years. All were eligible for Medicaid on the basis of disability. Data on race-ethnicity and homelessness were available only for the 47 Project Connect participants. Thirty (63%) were homeless at entry, and most were non-Caucasian (Hispanic, N=20, 42%; African American, N=19, 41%; and other or mixed race, N=5, 11%). Although both groups were high users of behavioral health services in the six months before study entry, Project Connect participants had significantly more inpatient and emergency services days than the comparison group (p=.02). A larger proportion of Project Connect participants had a substance use disorder, but the difference was not significant (p=.07). These differences may be attributable to the fact that individuals who used the ER more frequently had more chances to arrive when a program slot was open.

Program participants had 1.45 times (95% confidence interval [CI]=1.02–2.07) the rate of use of emergency or inpatient services (general medical or behavioral health) than the control group during the six months after the index ER visit. Both groups reduced use of emergency and inpatient services .46 times (CI=.35–.61) per log-transformed month. For both groups, intensity of service use in the six months before the index ER visit significantly predicted subsequent service use, with higher use at baseline predicting slower rates of decrease.

Figure 1 shows trends over time for outpatient service use, which increased for Project Connect participants from less than one day per month at study entry to about three days per month at 12 months. The increased use extended beyond the six-month intervention. For the comparison group, use of outpatient services decreased over the 12-month period. Across both groups, individuals with co-occurring substance use disorders engaged in outpatient services .64 times (CI=.48–.84) less than those without co-occurring disorders.

FIGURE 1.

FIGURE 1. Use of behavioral health outpatient services (days per month) for Project Connect participants (N=47) and a comparison group (N=50)

Discussion

Project Connect had two primary aims: to reduce use of ER and inpatient services among frequent users of a busy urban psychiatric ER and to increase their use of outpatient services. Findings suggest that reductions in ER and inpatient service use may reflect regression toward the mean. However, outpatient service use increased significantly among Project Connect clients, whereas it declined in the comparison group, suggesting that the intervention may have met one of its aims.

The results are similar to those of a study that used CTI with veterans with serious mental illness after discharge from inpatient psychiatric treatment (2). That study, which did not focus on frequent ER users and did not use peers, also found greater increases in use of outpatient treatment postdischarge for the intervention group but no differences in ER visits or hospitalization days. Two other studies of CTI found that the intervention reduced psychiatric rehospitalization. One found that CTI reduced early rehospitalization among individuals with recent readmissions (7). The other found that CTI reduced rehospitalization among formerly homeless individuals with severe mental illness (8). Other studies of CTI have demonstrated its impact on decreasing homelessness (3,5).

There are many reasons for frequent ER use for psychiatric reasons. In addition to psychiatric needs, frequent users may have unmet social needs, including housing instability, which may increase ER use (9). Many have substance use problems. For some frequent users, expedited access to housing may reduce ER use.

Program leaders of Project Connect worked with high-level policy makers at NYS OMH to inform them about the program, system barriers identified, and lessons learned. At the request of NYS OMH, project leaders described the model and shared their experiences with leaders at local hospitals and community agencies. Peer specialists made presentations at a peer specialist conference.

Conclusions

Our findings may be valuable for others seeking to address the challenge of decreasing ER use and improving care among frequent users. Using peer staff to engage frequent ER users in time-limited care coordination appeared to promote engagement with outpatient services. Nonetheless, for persons with significant general medical, psychiatric, and social needs and limited supports, provision of such a brief intervention alone cannot be expected to reduce reliance on the ER, especially for individuals who are homeless.

Dr. Nossel and Dr. Essock are with the Department of Psychiatry, College of Physicians and Surgeons, Columbia University, and with the New York State Psychiatric Institute, New York City (e-mail: ). Dr. Lee and Dr. Herman are with the Silberman School of Social Work, Hunter College, City University of New York, New York City. Ms. Isaacs is with the Department of Healthcare Policy and Research, Weill Cornell Medical College, New York City. At the time this work was done, Dr. Marcus was with the Department of Biostatistics, Mailman School of Public Health, Columbia University, New York City. She is currently an independent consultant. Marcela Horvitz-Lennon, M.D., M.P.H., is editor of this column.

The New York State Health Foundation partially funded this work.

The authors report no financial relationships with commercial interests.

The authors thank Sheila Donahue, M.A., and Carlos Jackson, Ph.D.

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